Industry

PDF Version

PDF Version



OSC STAFF NOTICE OF REQUEST FOR COMMENT

THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)

MARGIN REQUIREMENTS FOR CERTAIN CASH AND SECURITY BORROWING AND LENDING ARRANGEMENTS – AMENDMENTS TO SCHEDULES 1, 7 AND 7A OF DEALER MEMBER FORM 1



IIROC is publishing for public comment proposed amendments to Schedules 1, 7 and 7A of Dealer Member Form 1. The proposed amendments would reduce margin requirements for certain cash and security borrowing and lending arrangements. A copy of the IIROC Notice including the amended documents was also published on our website at www.osc.gov.on.ca. The comment period ends on June 11, 2014.