IIROC RULES NOTICE – REQUEST FOR COMMENT –
PROPOSED AMENDMENTS TO UNIVERSAL MARKET INTEGRITY RULES (UMIR) -
PROVISIONS RESPECTING THE EXECUTION AND REPORTING OF CERTAIN “OFF-MARKETPLACE” TRADES
The Commission is publishing for comment IIROC’s proposed amendments to UMIR respecting the execution and reporting of certain “off-marketplace” trades. The proposed rules and IIROC’s Rules Notice can be found at www.osc.gov.on.ca. Comments on the proposed amendments should be in writing and submitted within 90 calendar days following the date of publication of this notice in the Ontario Securities Commission Bulletin.