Applications and Pre-filings pertaining to Recognition or Exemption from Recognition as an Exchange
The following entities have pending applications or pre-filings with the Commission pertaining to recognition or exemption from recognition as an exchange.
Financial & Risk Transaction Services Ireland Limited
| July 25, 2019 |
Notice and Request for Comment - Application for Exemption from Recognition as an Exchange |
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The London Metal Exchange (LME)
| November 8, 2018 | Notice and Request for Comment – Application by The London Metal Exchange for Exemption from Recognition and Registration as an Exchange and Related Registration Relief | |