Request for Comment – Proposed Amendments to IIROC's Dealer Member Rules Respecting Market Transparency in Trading of Domestic Debt Securities – Investment Industry Regulatory Organization of Canada (IIROC)

Market Regulation Document Type
IIROC rule review

IIROC is publishing for public comment proposed amendments to its dealer member rules. The purpose of the proposed amendments is to ensure Dealer Member Rule 2100 remains current in light of the cessation of CANPX Inc. to operate as an information processor on June 30, 2016. The proposed amendments would accommodate any party who acts as an information processor and ensure consistency with the requirements in National Instrument 21-101 Marketplace Operation.

A copy of the IIROC Notice including the proposed amendments is published on our website at www.osc.gov.on.ca. The comment period ends on July 4, 2016.