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PDF Version



OSC STAFF NOTICE OF REQUEST FOR COMMENT

THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)

MARGIN REQUIRMENTS FOR CERTAIN CASH AND SECURITY BORROWING AND LENDING ARRANGEMENTS – PROPOSED AMENDMENTS TO SCHEDULES 1, 7 AND 7A OF DEALER MEMBER FORM 1



IIROC is republishing for public comment proposed amendments to Schedule 1, 7 and 7A of Dealer Member Form 1. The primary objective of the proposed amendments is to more closely align the capital requirements for certain cash and security borrowing and lending arrangements to an IIROC Dealer Member’s risk of loss associated with such arrangements by reducing applicable margin requirements.

A copy of the IIROC Notice including the amended documents was also published on our website at http://www.osc.gov.on.ca. The comment period is for 90 days and ends on May 27, 2015.

 



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