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NASDAQ CXC LIMITED

NOTICE OF APPROVAL

INTRODUCTION OF TRADING INCENTIVE PROGRAM

 

In accordance with the Process for the Review and Approval of the Information Contained in Form 21-101F1 and the Exhibits Thereto (Protocol), on October 26, 2018, the Commission approved significant changes to Form 21-101F1 for Nasdaq CXC Limited (Nasdaq) reflecting the introduction of a Trading Incentive Program (CXC TIP).

Nasdaq’s Notice and Request for Comment on the proposed program was published on the Commission’s website and in the Commission’s Bulletin on September 13, 2018, at (2018), 41 OSCB 7310. No comment letters were received.

The proposed program took effect on November 1, 2018.