Industry

Liquidnet Canada - Notices

Liquidnet Canada is an ATS operating in Ontario.

As an ATS, Liquidnet Canada may periodically publish notices about proposed changes to certain aspects of its operations pursuant to an Order requiring compliance with the ATS Protocol governing the filing, review and approval of changes to certain aspects of its operations. The following is a list of notices published by Liquidnet Canada.

November 21, 2019 Notice of Proposed Changes and Request for Comment - Liquidnet Canada
December 20, 2018 Notice of Approval - Changes to Broker Blocks Functionality - Liquidnet Canada Inc.
November 1, 2018 Notice of Proposed Changes and Request for Comment - Broker Block Functionality
May 10, 2018 Notice of Approval - Significant Changes to Bond Trading Functionality
March 8, 2018 Notice of Proposed Changes and Request for Comment
June 29, 2017 Notice of Approval - Liquidnet Canada Inc. - Significant Changes to Trading Functionality
June 8, 2017 Notice of Commission Approval - Changes to Form 21-101F2 - Liquidnet Canada Inc.
June 8, 2017 Order: Liquidnet Canada, Inc. – ss. 15(1), 7.1 and 7.3 of NI 21-101 Marketplace Operation
April 6, 2017 Notice of Proposed Changes and Request for Comment - Changes to the Liquidnet Canada Trading System
December 22, 2016 Extension of Comment Period - Targeted Invitation Functionality for Trading of Equity Securities - Liquidnet Canada Inc.
November 24, 2016

Staff Notice: Notice of Proposed Change and Request for Comments - Liquidnet Canada Inc.
Comments Received

November 24, 2016 Notice of Proposed Changes and Request for Comment - Liquidnet Canada Inc
October 20, 2016 Notice of Completion of Review of Significant Changes to Form 21-101F2- Liquidnet Canada Inc.
October 13, 2016 Notice of Completion of Review of Significant Changes to Form 21-101F2
August 18, 2016 Notice of Proposed Changes and Request for Comment: Liquidnet Canada - Targeted Invitation Functionality
October 1, 2015 Order: Bloomberg Tradebook Canada Company et al. – s. 144
August 6, 2015 Notice of Completion of Staff Review of Significant Changes to Form 21-101F2 - Liquidnet Canada, Inc.
August 6, 2015 Order: Liquidnet Canada, Inc. – s. 15(1) of NI 21-101 Marketplace Operation
April 23, 2015 Notice of Proposed Changes and Request for Comment - Liquidnet Canada
April 23, 2015 Notice of Approval of Proposed Changes - Liquidnet Canada
January 22, 2015 Notice of Proposed Changes and Request for Comment - Liquidnet Canada
December 11, 2014 Notice of Approval of Proposed Changes - Liquidnet Canada
October 23, 2014 Notice of Proposed Changes and Request for Comment - Changes to the Liquidnet Canada Trading System: Liquidnet Canada Inc.
October 17, 2014 Notice of Commission Approval: Proposed Changes - Liquidnet Canada Inc.
August 21, 2014 Notice of Proposed Changes and Request for Comment
February 28, 2013 Notice of Commission Approval: Proposed Changes - Liquidnet Canada Inc.
November 8, 2012 Notice of Proposed Changes and Request for Comment: Liquidnet Canada Inc.
September 27, 2012 Notice of Commission Approval of Proposed Change: Liquidnet Canada Inc.
June 28, 2012 Notice of Proposed Changes and Request for Comment: Liquidnet Canada Inc.