Industry




LIQUIDNET CANADA INC.

NOTICE OF APPROVAL

CHANGES TO BROKER BLOCKS FUNCTIONALITY


In accordance with the Process for the Review and Approval of the Information Contained in Form 21-101F2 and the Exhibits Thereto (Protocol), on December 13, 2018, the Commission approved significant changes to Form 21-101F2 for Liquidnet Canada Inc. (Liquidnet) relating to the existing broker blocks functionality that would alert counterparties that opt in as to whether they are trading against a buy side or sell side dealer.

Liquidnet’s Notice and Request for Comment on the proposed change described above was published on the Commission’s website and in the Commission’s Bulletin on November 1, 2018, at (2018), 41 OSCB 8756. No comment letters were received.