Warning List
This list contains individuals and companies that appear to be engaging in activities that may pose a risk to investors. The OSC urges investors to be cautious about these individuals and companies.
This list is not exhaustive. You should always check the registration of the individual or company you’re dealing with and research the investment before you buy.
If you’ve been approached by anyone on the list, contact us.
Learn more about why individuals and companies appear on this list.
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May 26, 2020
First City Markets
First City Markets
Warning List
First City Markets
Date posted: May 26, 2020 Other Names Used: Address: Tower Financial Center
50th Street
Panama City, PanamaAdditional Information First City Markets, found at www.firstcitymarkets.com, is not registered in Ontario to engage in the business of trading in securities.
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May 1, 2020
Pinnacle Capital
Pinnacle Capital
Warning List
Pinnacle Capital
Date posted: May 1, 2020 Other Names Used: Address: Pinnacle Capital
Yun Ping Rd, Causeway Bay
Hong KongAdditional Information Pinnacle Capital , offering investment services on its website found at www.pinnacle.capital, is not registered in Ontario to engage in the business of trading in securities.
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March 3, 2020
International Derivatives Group
International Derivatives Group
Warning List
International Derivatives Group
Date posted: March 3, 2020 Other Names Used: Address: 401 Bay Street
Toronto, ON M5H 2Y4Additional Information International Derivatives Group, offering investment services as found on its website at www.idrvg.com, is not registered in Ontario to engage in the business of trading in securities.
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January 15, 2020
Tradewell
Tradewell
Warning List
Tradewell
Date posted: January 15, 2020 Other Names Used: Address: 8 Copthall, Roseau Valley 00152
The Commonwealth of DominicaAdditional Information Tradewell, offering investment services as found on its website at www.tradewell.exchange is not registered in Ontario to engage in the business of trading in securities.
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December 5, 2019
Red Maple Trading International
Red Maple Trading International
Warning List
Red Maple Trading International
Date posted: December 5, 2019 Other Names Used: Red Maple FX Inc. Address: International Finance Center
Level 19, Two International Finance Centre
8 Finance St.
Central District, Hong KongAdditional Information Red Maple Trading International, offering investment services as found on its website at www.redmaplefx.com, is not registered in Ontario to engage in the business of trading in securities.
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December 5, 2019
ClickPort International
ClickPort International
Warning List
ClickPort International
Date posted: December 5, 2019 Addresses: Aleja "Solidarności"
173, 00-877
Warszawa, Poland
Tower A, Torre de Las Americas
Punta Pacifica
Panama City, PanamaAdditional Information ClickPort International, offering investment services as found on its website at www.clickportint.com, is not registered in Ontario to engage in the business of trading in securities.
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December 4, 2019
Olympus Markets
Olympus Markets
Warning List
Olympus Markets
Date posted: December 4, 2019 Address: Not known Additional Information Olympus Markets, offering investment services on its website found at www.olympusmarkets.com, and on Facebook, is not registered in Ontario to engage in the business of trading in securities.
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November 19, 2019
Global Options Trade Inc.
Global Options Trade Inc.
Warning List
Global Options Trade Inc.
Julien DupreeDate posted: November 19, 2019 Address: Kreis 1, Paradeplatz 9, 8001
Zurich SwitzerlandAdditional Information Global Options Trade Inc., offering investment services as found on its website at www.globaloptionstrade.com, is not registered in Ontario to engage in the business of trading in securities.
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October 21, 2019
Axe Invest
Axe Invest
Axe Invest
Date posted: October 21, 2019 Address: Not known Additional Information Axe Invest, offering investment services on its website found at www.axeinvest.com, is not registered in Ontario to engage in the business of trading in securities. -
September 13, 2019
Hempearth Group Ltd., also doing business as www.hempearthcoin.com
Hempearth Group Ltd., also doing business as www.hempearthcoin.com
Warning List
Hempearth Group Ltd., also doing business as www.hempearthcoin.com
Date posted: September 13, 2019 Additional Information Hempearth Group Ltd., also doing business as www.hempearthcoin.com, is not registered in Ontario to engage in the business of trading in securities. Back to Warning List -
August 23, 2019
Strategy One Ltd. and Maxi Platinum Ltd., doing business as www.superbinary.com (together “Superbinary”) appears to operate an online binary options trading platform
Strategy One Ltd. and Maxi Platinum Ltd., doing business as www.superbinary.com (together “Superbinary”) appears to operate an online binary options trading platform
Warning List
Maxi Platinum Ltd.
Strategy One Ltd
www.superbinary.comDate posted: August 23, 2019 Address: Maxi Platinum Ltd.
PO Box 801 The Valley, Anguilla British West Indies AI-2640
Strategy One Ltd.
Suite 1510 Griffith Corporate Center, Beachmont, Kingstown, St. Vincent & Grenadines 3508409Telephone Numbers: Maxi Platinum Ltd.
+74993229944
+442036086563
Strategy One Ltd.
+74993507036
+442039578505
+380443794832
+77172727931Fax Number: None Available E-mail: support@superbinary.com Website: www.superbinary.com Additional Information Advertising, offering, selling or otherwise trading binary options by any entity, is prohibited in Ontario as specified in CSA Multilateral Instrument 91-102, Prohibition of Binary Options which was implemented on September 28, 2017. Back to Warning List -
August 23, 2019
XCoin Broker, also doing business as www.xcoinbroker.com
XCoin Broker, also doing business as www.xcoinbroker.com
Warning List
XCoin Broker
Date posted: August 23, 2019 Address: Storm Complex LTD, 43 kaymakchalan st, Sofia city, Slatina region, Sofia, Bulgaria 1505 Additional information: XCoin Broker, also doing business as www.xcoinbroker.com is not registered in Ontario to engage in the business of trading in securities. Back to Warning List -
June 25, 2019
TRSystem Limited also operating as CFDS100 and doing business as www.cfds100.com and CCLR Solutions Limited.
TRSystem Limited also operating as CFDS100 and doing business as www.cfds100.com and CCLR Solutions Limited.
Warning List
TRSystem Limited, CFDS100, and CCLR Solutions Limited.
Date posted: June 25, 2019 Address: 4 Parda St., Harju county, Tallinn, 10151 Estonia
Additional information: TRSystem Limited also operating as CFDS100 and doing business as www.cfds100.com and CCLR Solutions Limited are not registered in Ontario to engage in the business of trading securities. Back to Warning List -
June 25, 2019
Software and Media Ltd. also operating as BoxInvesting and doing business as https://boxinvesting.com.
Software and Media Ltd. also operating as BoxInvesting and doing business as https://boxinvesting.com.
Warning List
Software and Media Ltd.
BoxInvestingDate posted: June 25, 2019 Address: Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands MH96969
Additional information: Software and Media Ltd. also operating as BoxInvesting and doing business as https://boxinvesting.com are not registered in Ontario to engage in the business of trading in securities. Back to Warning List -
June 15, 2018
Bristol Consulting FX , also doing business as www.bristolconsultingfx.com
Bristol Consulting FX , also doing business as www.bristolconsultingfx.com
Warning List
Bristol Consulting FX
Date posted: June 15, 2018 Address: Tower Financial Centre
Calle 50, Panama, Panama
Additional information: Bristol Consulting FX , also doing business as www.bristolconsultingfx.com is not registered in Ontario to engage in the business of trading in securities. Back to Warning List -
May 15, 2018
B.M.O. Ltd.
B.M.O. Ltd.
Warning List
B.M.O. Ltd.
Date posted: May 15, 2018 Address: Trust Company Complex
Ajeltake Island, Majuro MH96960
Marshall Island
Additional information: B.M.O. Ltd. is not registered in Ontario, Canada to engage in the business of trading in securities. Back to Warning List -
May 15, 2018
Metainvesting also operating as Meta Investing and doing business as www.metainvesting.com
Metainvesting also operating as Meta Investing and doing business as www.metainvesting.com
Warning List
Metainvesting
Date posted: May 15, 2018 Address:
Additional information: Metainvesting also operating as Meta Investing and doing business as www.metainvesting.com is not registered in Ontario to engage in the business of trading in securities Back to Warning List -
March 21, 2018
Catalyst CM Limited
Catalyst CM Limited
Warning List
Catalyst CM Limited
Date posted: March 21, 2018 Address: 550 Ley Street
Newbury Park, Ilford
United Kingdom, IG2 7DB
Additional information: Catalyst CM Limited is not registered in Ontario, Canada to engage in the business of trading in securities. Back to Warning List -
March 21, 2018
Aidan Trading Corp. also operating as Aidan Trading and doing business as www.aidantrading.com
Aidan Trading Corp. also operating as Aidan Trading and doing business as www.aidantrading.com
Warning List
Aidan Trading Corp. and Aidan Trading
Date posted: March 21, 2018 Address: Panama
Additional information: Aidan Trading Corp. also operating as Aidan Trading and doing business as www.aidantrading.com is not registered in Ontario, Canada to engage in the business of trading in securities. Back to Warning List -
March 3, 2017
Scion Forex Account Management operating as Scion Forex and doing business as www.scionforex.com
Scion Forex Account Management operating as Scion Forex and doing business as www.scionforex.com
Warning List
Scion Forex Account Management
Date posted: March 3, 2017 Address: Upper Middle Road
Oakville, Ontario
L6M 3G3
or
5100 Dixie Road
Mississauga, Ontario
L4W 1E3Additional information: Scion Forex Account Management operating as Scion Forex and doing business as www.scionforex.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities and (ii) advising anyone with respect to investing in buying or selling securities. Back to Warning List -
February 24, 2017
AD Partners Solutions Ltd.
AD Partners Solutions Ltd.
Warning List
AD Partners Solutions Ltd.
Date posted: February 24, 2017 Address: PO Box 31291, Rak Free Zone
Ras Al Khaimah
United Arab EmiratesAdditional information: AD Partners Solutions Ltd. doing business as www.optionarally.com, is not registered in Ontario Canada to engage in the business of trading in securities. Back to Warning List -
February 24, 2017
TCM Investments Ltd.
TCM Investments Ltd.
Warning List
TCM Investments Ltd.
Date posted: February 24, 2017 Address: Suite 508, Marina Towers
Newton Barracks, Belize City
Belize
and
5 Cork Street
P.O. Pox 1708
Belize City, BelizeAdditional information: TCM Investments Ltd. operating as OptionRally or Option Rally and doing business as www.optionrally.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities and (ii) advising anyone with respect to investing in, buying or selling securities.
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January 17, 2017
Admiral Global Private Equity Group
Admiral Global Private Equity Group
Warning List
Admiral Global Private Equity Group
Date posted: January 17, 2017 Address: 23rd Floor, Eaton Centre 250 Yonge Street Toronto, Ontario, M5B 2L7 Canada
Additional information: Admiral Global Private Equity Group doing business as www.admiralglobal.com is not registered in Ontario, Canada, to engage in the business of (i) trading in securities and (ii) advising anyone with respect to investing in, buying or selling securities.
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November 25, 2016
U-Nex Solutions SRL
U-Nex Solutions SRL
Warning List
U-Nex Solutions SRL
Date posted: November 25, 2016 Address: Bucharest, 17Baba Novac St.,
Romania.Additional information: U-Nex Solutions SRL doing business as www.zurichprime.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities.
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November 25, 2016
U-Nex Global Ltd operating as Zurich Prime
U-Nex Global Ltd operating as Zurich Prime
Warning List
U-Nex Global Ltd operating as Zurich Prime
Date posted: November 25, 2016 Address: Ajeltake Road, Majuro,
Marshall Islands
Additional information: U-Nex Global Ltd operating as Zurich Prime doing business as www.zurichprime.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities. Back to Warning List -
November 1, 2016
Service Global 52 Ltd operating as www.b4binary.com
Service Global 52 Ltd operating as www.b4binary.com
Warning List
Service Global 52 Ltd operating as www.b4binary.com
Date posted: November 1, 2016 Address: 10 Margaret Street,
London, Greater London, W1W 8RL
United Kingdom
Additional information: Service Global 52 Ltd operating as www.b4binary.com, is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities Back to Warning List -
November 1, 2016
SG 55 Ltd doing business as www.b4binary.com
SG 55 Ltd doing business as www.b4binary.com
Warning List
SG 55 Ltd (“SG 55”) doing business as www.b4binary.com
Date posted: November 1, 2016 Address: 10 Margaret Street,
London, Greater London, W1W 8RL
United KingdomAdditional information: SG 55 Ltd (“SG 55”) doing business as www.b4binary.com, is not registered in Ontario, Canada to engage in the business of (i) trading in securities. Back to Warning List -
October 7, 2016
CFD Capital Markets, SARL doing business as http://cfdcapmkt.com
CFD Capital Markets, SARL doing business as http://cfdcapmkt.com
Warning List
CFD Capital Markets, SARL doing business as http://cfdcapmkt.com
Date posted: October 7, 2016 Address: 40 Rue Abdellah El Habti Str,
Raham Building, 1st Floor Suite 68
Tangier, MoroccoAdditional information: CFD Capital Markets, SARL doing business as http://cfdcapmkt.com is not registered in Ontario, Canada to engage in the business of trading in securities Back to Warning List -
October 7, 2016
Apex One Trading Group doing business as www.apexonetg.com
Apex One Trading Group doing business as www.apexonetg.com
Warning List
Apex One Trading Group doing business as www.apexonetg.com
Date posted: October 7, 2016 Address: Panama
Additional information: Apex One Trading Group doing business as www.apexonetg.com is not registered in Ontario, Canada to engage in the business of trading in securities. Back to Warning List -
October 6, 2016
Nemesis Capital BG Limited, doing business as www.alfatrade.com
Nemesis Capital BG Limited, doing business as www.alfatrade.com
Warning List
Nemesis Capital BG Limited, doing business as www.alfatrade.com
Date posted: October 6, 2016 Address: Oborishte District 21B
Moshovska
Str. Sofia, BulgariaAdditional information: Nemesis Capital BG Limited, doing business as www.alfatrade.com is not registered in Ontario, Canada to engage in the business of trading in securities.
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October 6, 2016
Nemesis Capital Limited operating as AlfaTrade
Nemesis Capital Limited operating as AlfaTrade
Warning List
Nemesis Capital Limited operating as AlfaTrade
Date posted: October 6, 2016 Address: The Financial Services Centre
Stoney Ground, Kingstown
Saint Vincent and the GrenadinesAdditional information: Nemesis Capital Limited operating as AlfaTrade and doing business as www.alfatrade.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities and (ii) advising anyone with respect to investing in buying or selling securities.
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September 28, 2016
Greymountain Management LTD.
Greymountain Management LTD.
Warning List
Greymountain Management LTD.
Date posted: September 28, 2016 Address: 3rd Floor, Ulysses House
Foley Street, Dublin 1
IrelandAdditional information: Greymountain Management LTD operating as www.greymountainmanagement.com is not registered in Ontario, Canada to engage in the business of trading in securities.
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September 23, 2016
Trade24 Global Ltd operating as Trade24
Trade24 Global Ltd operating as Trade24
Warning List
Trade24 Global Ltd operating as Trade24
Date posted: September 23, 2016 Address: 25 Old Broad Street
Tower 42, London, EC2N 1HN
United KingdomAdditional information: Trade24 Global Ltd operating as Trade24 and doing business as www.trade-24.com is not registered in Ontario, Canada to engage in the business of trading in securities.
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July 27, 2016
Tech Plex Ltd. operating as MaxOptions
Tech Plex Ltd. operating as MaxOptions
Warning List
Tech Plex Ltd. operating as MaxOptions
Date posted: July 27, 2016 Additional information: Tech Plex Ltd. operating as MaxOptions and doing business as www.maxoptions.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
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June 29, 2016
SAL Capital Ltd., doing business as www.winoptions.com
SAL Capital Ltd., doing business as www.winoptions.com
Warning List
SAL Capital Ltd., doing business as www.winoptions.com
Date posted: June 29, 2016 Address: 1 St. Saviours Wharf, 23 Mill Street
London England SE1 2BEAdditional information: SAL Capital Ltd., doing business as www.winoptions.com is not registered in Ontario, Canada to engage in the business of trading in securities.
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June 29, 2016
SAL Ltd. operating as WinOptions
SAL Ltd. operating as WinOptions
Warning List
SAL Ltd. operating as WinOptions
Date posted: June 29, 2016 Address: Ajeltake Road
Ajeltake Island, Majuro
Marshall Islands MH96960Additional information: SAL Ltd. operating as WinOptions is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
June 29, 2016
Rusty Flower Ltd. doing business as www.optionridge.com
Rusty Flower Ltd. doing business as www.optionridge.com
Warning List
Rusty Flower Ltd. doing business as www.optionridge.com
Date posted: June 29, 2016 Address: Broad Quay House, Prince Street,
Bristol, BS1 4DJ,
United KingdomAdditional information: Rusty Flower Ltd. doing business as www.optionridge.com, is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
June 29, 2016
Mountain Rider Ltd. operating as Option Ridge
Mountain Rider Ltd. operating as Option Ridge
Warning List
Mountain Rider Ltd. operating as Option Ridge
Date posted: June 29, 2016 Address: Trust Company Complex,
Ajeltake Road, Ajeltake Island,
Majuro, Marshal Islands.Additional information: Mountain Rider Ltd. operating as OptionRidge doing business as www.optionridge.com, is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
June 29, 2016
Wirestech Limited doing business as www.bigoption.com
Wirestech Limited doing business as www.bigoption.com
Warning List
Wirestech Limited doing business as www.bigoption.com
Date posted: June 29, 2016 Address: Office 3.11, Nwms Center 3rd Floor
31 Southampton Row,
London, England WC1B 5HJAdditional information: Wirestech Limited doing business as www.bigoption.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
March 23, 2016
Website Promotions Ltd. operating as cherrytrade.com
Website Promotions Ltd. operating as cherrytrade.com
Warning List
Website Promotions Ltd. operating as cherrytrade.com
Date posted: March 23, 2016 Address: 201 Rogers Office Building
Edwin Wallace Rey Drive
George Hill, Anguilla, British West IndiesAdditional information: Website Promotions Ltd. operating as CherryTrade doing business as www.cherrytrade.com, is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
March 23, 2016
Flowingstream Capital doing business as cherrytrade.com
Flowingstream Capital doing business as cherrytrade.com
Warning List
Flowingstream Capital doing business as cherrytrade.com
Date posted: March 23, 2016 Address: 64 New Cavendish Streets
London, W1G 8TB, UKAdditional information: Flowingstream Capital Ltd doing business as Cherrytrade.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
March 7, 2016
Pilpel Capital Ltd. doing business as bloombex-options.com.
Pilpel Capital Ltd. doing business as bloombex-options.com.
Warning List
Pilpel Capital Ltd. doing business as bloombex-options.com.
Date posted: March 7, 2016 Address: 20 – 22 Wenlock Road,
London, N17GU United KingdomAdditional information: Pilpel Capital Ltd. doing business as www/bloombex-options.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or
(ii) advising anyone with respect to investing in, buying or selling securities.Back to Warning List -
March 7, 2016
Bloombex Limited operating as bloombex-options.com and www.bloombex-partners.com
Bloombex Limited operating as bloombex-options.com and www.bloombex-partners.com
Warning List
Bloombex Limited operating as bloombex-options.com and www.bloombex-partners.com
Date posted: March 7, 2016 Address: 20 – 22 Wenlock Road,
London, N17GU United KingdomAdditional information: Bloombex Ltd. doing business as bloombex-options.com and www.bloombex-partners.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or
(ii) advising anyone with respect to investing in, buying or selling securities.Back to Warning List -
March 7, 2016
Free Money System
Free Money System
Warning List
Free Money System
Date posted: March 7, 2016 Address: Unknown
Additional information: Free Money System doing business as www.freemoneysystem.net, http://freemoneysystem.co, and as http://www.waltergreenfreemoneystem.net is not
registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.Back to Warning List -
February 18, 2016
CMS Ventures Limited (now Pandorx Ventures Ltd.)
CMS Ventures Limited (now Pandorx Ventures Ltd.)
Warning List
CMS Ventures Limited (now Pandorx Ventures Ltd.)
Date posted: February 18, 2016 Address: 71 – 75 Shelton Street
Covent Garden. London WC2H 9JQ
United Kingdom
and
43 Bank Street – Level 22
Canary Wharf
London E14 5DA
United Kingdom
Additional information: CMS Ventures Limited (now Pandorx Ventures Limited) doing business as www.cmstrader.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Back to Warning List -
January 22, 2016
Sumo Forex Limited
Sumo Forex Limited
Warning List
Sumo Forex Limited
Date posted: January 22, 2016 Address: 28 Queen Street, 4th Floor,
Auckland 1010, New ZealandAdditional information: Sumo Forex Limited is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
January 22, 2016
Depix Holdings Limited doing business as www.binarytilt.com
Depix Holdings Limited doing business as www.binarytilt.com
Warning List
Depix Holdings Limited doing business as www.binarytilt.com
Date posted: January 22, 2016 Address: 38 Karaiskaki Street,
Kanika Alexander Center,
Block 1, 1st floor, Office 113B
3032, Limassol, CyprusAdditional information: Depix Holdings Limited operating as BinaryTilt doing business as www.binarytilt.com, is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
January 21, 2016
The Illuminated Bottling Company
The Illuminated Bottling Company
Warning List
The Illuminated Bottling Company
Date posted: January 21, 2016 Address: Republic of Panama
Additional information: The Illuminated Bottling Company is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
January 19, 2016
Prosper Trade FX
Prosper Trade FX
Warning List
Prosper Trade FX
Date posted: January 19, 2016 Address: 3023 New Street, P.O. Box 91545,
Burlington, Ontario, Canada, L7R 4L6
Additional information: Prosper Trade FX is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
January 5, 2016
Bristol Financial Offshore operating as Bristol Offshore
Bristol Financial Offshore operating as Bristol Offshore
Warning List
Bristol Financial Offshore operating as Bristol Offshore
Date posted: January 5, 2016 Address: USA - Client Services.
1375 Broadway 1005,
New York, NY 10018, USAand
Luxembourg - European Client Services.
10 Boulevard Royal,
2449 Luxembourg, Luxembourg
Additional information: Bristol Financial Offshore operating as Bristol Offshore doing business as www.bristoloffshore.com, is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
December 18, 2015
Redtulips Consultants Ltd. doing business as Redwood Binary Options
Redtulips Consultants Ltd. doing business as Redwood Binary Options
Warning List
Redtulips Consultants Ltd. doing business as Redwood Binary Options
Date posted: December 18, 2015 Address: 1A, Arcade House Temple Fortune,
London, NW11 7TL
United KingdomAdditional information: Redtulips Consultants Ltd. doing business as Redwood Binary Options (www.redwoodoptions.com) is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Back to Warning List -
December 18, 2015
DSMG Limited doing business as Binarybrokerz
DSMG Limited doing business as Binarybrokerz
Warning List
DSMG Limited doing business as Binarybrokerz
Date posted: December 18, 2015 Address: 1A, Arcade House Temple Fortune,
London, NW11 7TL
United KingdomAdditional information: DSMG Limited doing business as binarybrokerz.com and brokerz-affiliates.com) is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Back to Warning List -
December 8, 2015
A & L Royal Finance
A & L Royal Finance
Warning List
A & L Royal Finance
Date posted: December 8, 2015 Address: 1000 de La Gauchetiere Street West
24th Floor,
Montreal, Quebec H3B 4W5Additional information: A & L Royal Finance doing business as www.alrf.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
December 1, 2015
KFM Investment Group
KFM Investment Group
Warning List
KFM Investment Group
Date posted: December 1, 2015 Address: 22nd Floor, 100 King Street West,
Toronto, Ontario M5X 2A2Additional information: KFM Investment Group is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
November 4, 2015
Chelestra Limited operating as LBinary
Chelestra Limited operating as LBinary
Warning List
Chelestra Limited operating as LBinary
Date posted: November 4, 2015 Address: 5 Secretary’s Lane
Gibraltar, GX11 1AAAdditional information: Chelestra Limited operating as LBinary doing business as lbinary.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
October 14, 2015
Hinsley Ford
Hinsley Ford
Warning List
Hinsley Ford
Date posted: October 14, 2015 Address: 1835 Yonge Street, 8th Floor
Toronto, Ontario M4S 1X8Additional information: Hinsley Ford doing business as www.hinsleyford.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
October 9, 2015
Rich Ventures Ltd. operating as EveryOption
Rich Ventures Ltd. operating as EveryOption
Warning List
Rich Ventures Ltd. operating as EveryOption
Date posted: October 9, 2015 Address: 2nd Floor Westmorland House
133 Heddon Street
London, W1B 5SE, United KingdomAdditional information: Rich Ventures Ltd. operating as EveryOption doing business as EveryOption.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
October 8, 2015
Market City International SRL operating as TNT Options
Market City International SRL operating as TNT Options
Warning List
Market City International SRL operating as TNT Options
Date posted: October 8, 2015 Address Romania: Bucharest, Sector 1, No. 155 Calea
Dorobantilor, RomaniaAddress United Kingdom: 88 Wood Street,
Walthamstow, London, E17 3JX
United KingdomAdditional information: Market City International SRL operating as TNT Options doing business as www.tntoptions.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
October 6, 2015
Sterling Capital Inc.
Sterling Capital Inc.
Warning List
Sterling Capital Inc.
Date posted: October 6, 2015 Canadian Address: 343 Preston Street
Ottawa, ON K1S 1N4UK Address: 90 Long Acre
London, WC2E 9RZ, UKAdditional information: Sterling Capital Inc. doing business as http://lionix.info/sterlingcapital/email02/01 is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
September 23, 2015
Algo Capitals Limited
Algo Capitals Limited
Warning List
Algo Capitals Limited
Date posted: September 22, 2015 Last known/disclosed address: 1A Arcade House, Temple Fortune
London, NW11 7TL, United KingdomAdditional information: Algo Capitals Limited doing business as algocapitals.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
September 21, 2015
NextPayMoney.com
NextPayMoney.com
Warning List
NextPayMoney.com
Date posted: September 21, 2015 Last known/disclosed address: Unknown Additional information: NextPayMoney.com doing business as www.nextpaymoney.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
September 10, 2015
Anyoption Ltd., Anyoption Payment Services Ltd. and/or Anyoption Holdings
Anyoption Ltd., Anyoption Payment Services Ltd. and/or Anyoption Holdings
Warning List
Anyoption Ltd., Anyoption Payment Services Ltd. and/or Anyoption Holdings
Date posted: September 10, 2015 Last known/disclosed address: Nicosia, Cyprus Additional information: Anyoption Ltd., Anyoption Payment Services Ltd. and/or Anyoption Holdings Limited doing business as www.anyoption.ca and www.anyoption.com are not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
September 10, 2015
Ouroboros Derivatives Trading Ltd.
Ouroboros Derivatives Trading Ltd.
Warning List
Ouroboros Derivatives Trading Ltd.
Date posted: September 10, 2015 Last known/disclosed address: 42-44 Griva Digeni Avenue, 1096, Nicosia, Cyprus Additional information: Ouroboros Derivatives Trading Ltd. doing business as www.anyoption.ca and www.anyoption.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
August 25, 2015
Broker Capital (Belize) Limited (formerly Island Bay Services Limited)
Broker Capital (Belize) Limited (formerly Island Bay Services Limited)
Warning List
Broker Capital (Belize) Limited (formerly Island Bay Services Limited)
Date posted: August 25, 2015 Last known/disclosed address: No. 5 Cork Street, Belize City, Belize, C. A. Additional information: Broker Capital (Belize) Limited (formerly Island Bay Services Limited) doing business as www.brokercapital.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
August 25, 2015
SpotFN, LLC doing business as SpotFN.com
SpotFN, LLC doing business as SpotFN.com
Warning List
SpotFN, LLC doing business as SpotFN.com
Date posted: August 25, 2015 Last known/disclosed address: 25 Old Broad Street, 6th Floor
London, EC2N 1HN
United KingdomAdditional information: SpotFN, LLC, doing business as http://spotfn.com, and http://www.qa.spotfn.com, is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
August 12, 2015
Larosa Group Holdings Ltd. doing business as www.larosa-group.com
Larosa Group Holdings Ltd. doing business as www.larosa-group.com
Warning List
Larosa Group Holdings Ltd. doing business as www.larosa-group.com
Date posted: August 12, 2015 Last known/disclosed address: 1A Arcade House, Temple Fortune
London, NW11 7TL, United KingdomAdditional information: Larosa Group Holdings Ltd. operating as Larosa Group doing business as www.larosa-group.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
August 7, 2015
Amber Options
Amber Options
Warning List
Amber Options
Date posted: August 7, 2015 Last known/disclosed address: 1A Arcade House, Temple Fortune
London, NW11 7TL, United KingdomAdditional information: Amber Options doing business as amberoptions.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
August 7, 2015
Blue Bay Finance Ltd. doing business as Opticrown.com
Blue Bay Finance Ltd. doing business as Opticrown.com
Warning List
Blue Bay Finance Ltd. doing business as Opticrown.com
Date posted: August 7, 2015 Last known/disclosed address: 1A Arcade House, Temple Fortune
London, NW11 7TL, United KingdomAdditional information: Blue Bay Finance Ltd. doing business as Opticrown.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
August 7, 2015
Berkley Commodity Trading Corporation operating as Berkleyfx
Berkley Commodity Trading Corporation operating as Berkleyfx
Warning List
Berkley Commodity Trading Corporation operating as Berkleyfx
Date posted: August 7, 2015 Last known/disclosed address: Edificio Forum 2, Segundo Piso
Lindora, San Jose
Costa RicaAdditional information: Berkley Commodity Trading Corporation operating as Berkleyfx doing business as www.berkleyfx.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Back to Warning List -
July 17, 2015
Nix Investment
Nix Investment
Warning List
Nix Investment
Date posted: July 17, 2015 Last known/disclosed address: Scarborough, Ontario Additional information: Nix Investment is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
July 3, 2015
PJM Tax Practice
PJM Tax Practice
Warning List
PJM Tax Practice
Date posted: July 3, 2015 Last known/disclosed address: Virgo Business Centers
304 Park Avenue South
New York, New York 10010Additional information: PJM Tax Practice is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List -
July 3, 2015
Capital Joy Development Limited
Capital Joy Development Limited
Warning List
Capital Joy Development Limited
Date posted: July 3, 2015 Last known/disclosed address: Mongkok, Kowloon,
Hong KongAdditional information: Capital Joy Development Limited is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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July 3, 2015
Capstone Securities, LLC
Capstone Securities, LLC
Warning List
Capstone Securities, LLC
Date posted: July 3, 2015 Last known/disclosed address: Mongkok, Kowloon,
Hong KongAdditional information: Capstone Securities, LLC is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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June 23, 2015
Vision Financial Partners, LLC
Vision Financial Partners, LLC
Warning List
Vision Financial Partners, LLC
Date posted: June 23, 2015 Last known/disclosed address: 10 Fairway Drive, Suite 103
Deerfield Beach,
Florida, 334411 USAAdditional information: Vision Financial Partners, LLC is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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June 9, 2015
Financial Trading Services S. A.
Financial Trading Services S. A.
Warning List
Financial Trading Services S. A.
Date posted: June 09, 2015 Last known/disclosed address: International Square, Suite 1514
Calle 25 Y Ave. 19
Panama City, Republic of PanamaAdditional information: Financial Trading Services S. A. doing business as www.financialtradingservices.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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May 27, 2015
Global Investment Management
Global Investment Management
Warning List
Global Investment Management
Date posted: May 27, 2015 Last known/disclosed address: 130 King Street West, Suite 1810
Toronto, ON
M5X 1E3Additional information: Global Investment Management doing business as www.online-investments.net is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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May 13, 2015
Venture FX Pro
Venture FX Pro
Warning List
Venture FX Pro
Date posted: May 13, 2015 Last known/disclosed address: Tower Financial Center,
Calle Elvira Méndez,
Panamá, PanamaAdditional information: Venture FX Pro doing business as venturefxpro.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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May 12, 2015
Ecovexco Investment Group, LLC
Ecovexco Investment Group, LLC
Warning List
Ecovexco Investment Group, LLC
Date posted: May 12, 2015 Last known/disclosed address: 202 Talgarth Road, London W6 8BJ, United Kingdom Additional information: Ecovexco Investment Group, LLC doing business as ecovexcoinvestmentgroup.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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April 28, 2015
B. D. E. S. Group Ltd. operating as Prime Financial Management Services and as Prime S Pro
B. D. E. S. Group Ltd. operating as Prime Financial Management Services and as Prime S Pro
Warning List
B. D. E. S. Group Ltd. operating as Prime Financial Management Services and as Prime S Pro
Date posted: April 28, 2015 Last known/disclosed address: 129 Station Road, Hendon, London, NW4 4NJ United Kingdom Additional information: B. D. E. S. Group Ltd. operating as Prime Financial Management Services and as Prime S Pro doing business as www.primefms.com and primespro.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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April 27, 2015
Up & Down Marketing Limited doing business as OneTwoTrade and HasOptions
Up & Down Marketing Limited doing business as OneTwoTrade and HasOptions
Warning List
Up & Down Marketing Limited doing business as OneTwoTrade and HasOptions
Date posted: April 27, 2015 Last known/disclosed address: Abacus Building, Suite 2, Psaila Street, St.Venera, SVR 9017 Malta Additional information: Up & Down Marketing Limited operating as OneTwoTrade and HasOptions, doing business as www.onetwotrade.com and www.hasoptions.com, is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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April 10, 2015
Marblestone Partners Ltd. doing business as TradeRush
Marblestone Partners Ltd. doing business as TradeRush
Warning List
Marblestone Partners Ltd. doing business as TradeRush
Date posted: April 10, 2015 Last known/disclosed address: 1A, Arcade House Temple Fortune,
London NW11 7TL,
United KingdomAdditional information: Marblestone Partners Ltd. doing business as www.traderush.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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March 10, 2015
AAC Ventures Limited
AAC Ventures Limited
Warning List
AAC Ventures Limited
Date posted: March 10, 2015 Last known/disclosed address: 120 Adelaide Street West
Toronto, Ontario
Canada M5H 1T1Additional information: AAC Ventures Limited, doing business as www.aacventureslimited.ca and www.aacventureslimited.org, is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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March 6, 2015
Titan Trade Capital Limited
Titan Trade Capital Limited
Warning List
Titan Trade Capital Limited
Date posted: March 06, 2015 Last known/disclosed address: Global Gateway 8, Rue De La Perle, Mahe, Additional information: Titan Trade Capital Limited doing business as www.titantrade.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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March 3, 2015
Options Area Inc.
Options Area Inc.
Warning List
Options Area Inc.
Date posted: March 03, 2015 Last known/disclosed address: Unknown
Additional information: Options Area Inc. doing business as optionsarea.com, is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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February 12, 2015
Chikara FX
Chikara FX
Warning List
Chikara FX
Date posted: February 12, 2015 Last known/disclosed address: Shibuya Hills
7F Fuji Building 40,
15-14 Sakuragaokacho,
Shibuya-ku,Tokyo,150-0031
Additional information: Chikara FX, doing business as www.chikarafx.com, is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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February 2, 2015
Binary Investments Global Limited
Binary Investments Global Limited
Warning List
Binary Investments Global Limited
Date posted: February 2, 2015 Last known/disclosed address: Woodberry Grove 2, Finchely
N120DR, London, U.K.Additional information: Binary Investments Global Limited, doing business as optionmint.com, optionqueen.com and binarypays.com, is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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January 28, 2015
Coventry Trading S.A.
Coventry Trading S.A.
Warning List
Coventry Trading S.A.
Date posted: January 28, 2015 Last known/disclosed address: Balboa Office Center, Calle 27 Este,
Panama City, Republic of PanamaAdditional information: Coventry Trading S.A. doing business as www.coventrytrading.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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January 27, 2015
Magellan Trading Group International
Magellan Trading Group International
Warning List
Magellan Trading Group International
Date posted: January 27, 2015 Last known/disclosed address: EdificioTorre Mercedes, Calle 24
San Jose, Paseo Colon, 7071011
Costa Rica
Additional information: Magellan Trading Group International doing business as www.magellantradingfx.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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January 21, 2015
Eco Investment Group, LLC
Eco Investment Group, LLC
Warning List
Eco Investment Group, LLC
Date posted: January 21, 2015 Last known/disclosed address: 10415 Main Street
Lamont, CA 93241
U.S.A.
Additional information: Eco Investment Group, LLC is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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January 12, 2015
Rockwell Partners S.A.
Rockwell Partners S.A.
Warning List
Rockwell Partners S.A.
Date posted: January 12, 2015 Last known/disclosed address: ASG Building
Avenida 2 entre Calles 38 Y 4
San Jose, Costa Rica
Additional information: Rockwell Partners S.A. is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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January 9, 2015
FXDD Malta Ltd.
FXDD Malta Ltd.
Warning List
FXDD Malta Ltd.
Date posted: January 9, 2015 Last known/disclosed address: FXDD Malta Ltd.
c/o EMD Advocates
Vaults 13-16, Valletta Waterfront
FRN 1914, MaltaAdditional information: FXDD Malta Limited is not registered in Ontario Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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January 9, 2015
Cromwell Global
Cromwell Global
Warning List
Cromwell Global
Date posted: January 9, 2015 Last known/disclosed address: First Floor-Commercial Area
Calle 53 , Marbella
P.O. BOX 083
Panama City, PanamaAdditional information: Cromwell Global is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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December 18, 2014
B. O. Technologies Limited doing business as Option Financial Markets
B. O. Technologies Limited doing business as Option Financial Markets
Warning List
B. O. Technologies Limited doing business as Option Financial Markets
Date posted: December 18, 2014 Last known/disclosed address: 788 - 790 Finchley Road, London,
United Kingdom, NW117TJAdditional information: B. O. Technologies Limited doing business as Option Financial Markets at http://option.fm is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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December 19, 2014
C6 Forex Inc.
C6 Forex Inc.
Warning List
C6 Forex Inc.
Date posted: December 19, 2014 Last known/disclosed address: Suite 305, Griffith Corporate centre
P.O. Box 1510, Beachmont, Kingston,
St. Vincent and the Grenadines
Additional information: C6 Forex Inc. is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities Back to Warning List
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December 5, 2014
Fanrong Capital
Fanrong Capital
Warning List
Fanrong Capital
Date posted: December 05, 2014 Last known/disclosed address: 20/F, One International Finance Center,
1 Harbour View Street,
Hong Kong, ChinaAdditional information: Fanrong Capital is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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December 2, 2014
Eufala Marketing Limited doing business as gtoptions.com and 777binary.com
Eufala Marketing Limited doing business as gtoptions.com and 777binary.com
Warning List
Eufala Marketing Limited doing business as gtoptions.com and 777binary.com
Date posted: December 02, 2014 Last known/disclosed address: The Mason Complex, Suites 19 & 20,
The Valley, AnguillaAdditional information: Investor Warning List: Eufala Investments Ltd. doing business as gtoptions.com and 777binary.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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December 2, 2014
Eufala Investments Ltd. doing business as gtoptions.com and 777binary.com
Eufala Investments Ltd. doing business as gtoptions.com and 777binary.com
Warning List
Eufala Investments Ltd. doing business as gtoptions.com and 777binary.com
Date posted: December 02, 2014 Last known/disclosed address: The Mason Complex, Suites 19 & 20,
The Valley, AnguillaAdditional information: Eufala Investments Limited doing business as www.gtoptions.com and www.777binary.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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November 24, 2014
Lerwick Capital Ltd.
Lerwick Capital Ltd.
Warning List
Lerwick Capital Ltd.
Date posted: November 24, 2014 Last known/disclosed address: P.O. Box 906, Nerine Chambers
Road Town, Tortola
British Virgin IslandsAdditional information: Lerwick Capital Ltd doing business as OptiMarkets.com, OptiProfits.com, CityBinary.com, and xpmarkets.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Back to Warning List
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November 24, 2014
Dolce Formula Ltd.
Dolce Formula Ltd.
Warning List
Dolce Formula Ltd.
Date posted: November 24, 2014 Last known/disclosed address: Building 3, Chiswick Park,
566 Chiswick High Road,
London, W4 5YA United KingdomAdditional information: Dolce Formula Ltd. operating as OptionsXO doing business as www.optionsxo.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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November 24, 2014
Sachs International, S.A.
Sachs International, S.A.
Warning List
Sachs International, S.A.
Date posted: November 24, 2014 Last known/disclosed address: Vicarage House 58-60 Kensington Church St.,
London, W8 4DB, England
Additional information: Sachs International, S.A. doing business as www.sachsint.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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September 22, 2014
NXD Trading Ltd.
NXD Trading Ltd.
Warning List
NXD Trading Ltd.
Date posted: September 22, 2014 Last known/disclosed address: unknown Additional information: NXD Trading Ltd. doing business as of www.stockpair.net is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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September 22, 2014
Nextrade Worldwide Ltd.
Nextrade Worldwide Ltd.
Warning List
Nextrade Worldwide Ltd.
Date posted: September 22, 2014 Last known/disclosed address: 3 Arch. Makarios III Ave.,
Mesa Geitonia, 4000
Limassol, CyprusAdditional information: Nextrade Worldwide Ltd. doing business as www.stockpair.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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September 22, 2014
Markets the World Limited
Markets the World Limited
Warning List
Markets the World Limited
Date posted: September 22, 2014 Last known/disclosed address: Grosvenor House, 66-67 Athol Street,
Douglas, Isle of Man
Great Britain, 1M1 1JEAdditional information: Markets the World Limited o/a MarketsWorld doing business as www.marketsworld.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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September 3, 2014
Forex Barter Inc.
Forex Barter Inc.
Warning List
Forex Barter Inc.
Date posted: September 3, 2014 Last known/disclosed address: Unknown
Additional information: Forex Barter Inc. is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Back to Warning List
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September 3, 2014
Permanent Profit Inc.
Permanent Profit Inc.
Warning List
Permanent Profit Inc.
Date posted: September 3, 2014 Last known/disclosed address: Unknown
Additional information: Permanent Profit Inc. is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Back to Warning List
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September 3, 2014
Alimtiaz Gold Investment
Alimtiaz Gold Investment
Warning List
Alimtiaz Gold Investment
Date posted: September 3, 2014 Last known/disclosed address: Unknown
Additional information: Alimtiaz Gold Investment doing business as Alimtiaz Gold Investment and Alimtiaz Gold Fund is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Back to Warning List
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August 18, 2014
Global Proprietary Traders Inc. o/a Global Prop Traders
Global Proprietary Traders Inc. o/a Global Prop Traders
Warning List
Global Proprietary Traders Inc. o/a Global Prop Traders
Date posted: August 18, 2014 Last known/disclosed address: P. O. Box EE – 17971
Nassau, BahamasAdditional information: Global Proprietary Traders Inc. o/a Global Prop Trader doing business as www.globalproptraders.com and www.globalproptraders.ca is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Back to Warning List
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July 24, 2014
NRG Capital (CY) Limited o/a NRG Binary
NRG Capital (CY) Limited o/a NRG Binary
Warning List
NRG Capital (CY) Limited o/a NRG Binary
Date posted: July 24, 2014 Last known/disclosed address: Karpensiou Street,
2021 Nicosia, CY
Additional information: NRG Capital (CY) Limited doing business as www.nrgbinary.com and www.nrgaffiliates.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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July 22, 2014
UFX Trade Limited o/a UFX Markets
UFX Trade Limited o/a UFX Markets
Warning List
UFX Trade Limited o/a UFX Markets
Date posted: July 22, 2014 Last known/disclosed address: 35 New Road,
P. O. Box 1708
Belize City, BelizeAdditional information: UFX Trade Limited doing business as www.ufxmarkets.com, www.ufxaffiliates.com, www.ufxpartners.com, and affiliates of UFX are not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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July 11, 2014
Maplex Alliance Limited
Maplex Alliance Limited
Warning List
Maplex Alliance Limited
Date posted: July 3, 2014 Last known/disclosed address: World Exchange Plaza
45 O’Connor Street, Suite 1150
Ottawa, Ontario K1P 1A4Additional information: Maplex Alliance Limited doing business as www.maplexalliance.webs.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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July 3, 2014
Avatar Finance Corporation doing business as www.avatarfinancegroup.com
Avatar Finance Corporation doing business as www.avatarfinancegroup.com
Warning List
Avatar Finance Corporation doing business as www.avatarfinancegroup.com
Date posted: July 3, 2014 Last known/disclosed address: 23 Berley Square
London, UK W1J 6HEAdditional information: Avatar Finance Corporation, a subsidiary of Avatar Finance Group, doing business as www.avatarfinancegroup.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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June 9, 2014
InstaForex Company doing business as www.instaforex.com
InstaForex Company doing business as www.instaforex.com
Warning List
InstaForex Company doing business as www.instaforex.com
Date posted: June 9, 2014 Last known/disclosed address: 30 Teatralnaya Street, 5th floor,
Kaliningrad, 236040, Russia
Additional information: InstaForex Company, a subsidiary of InstaForex Companies Group, doing business as www.instaforex.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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June 4, 2014
Ava Trade Limited doing business as www.avatrade.com
Ava Trade Limited doing business as www.avatrade.com
Warning List
Ava Trade Limited doing business as www.avatrade.com
Date posted: June 4, 2014 Last known/disclosed address: Euro American Trust Building
PO Box 3483,
Road Town, Tortola
BVIAdditional information: Ava Trade Limited doing business as www.avatrade.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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May 9, 2014
VaultOptions Ltd. doing business as www.vaultoptions.com
VaultOptions Ltd. doing business as www.vaultoptions.com
Warning List
VaultOptions Ltd. doing business as www.vaultoptions.com
Date posted: May 9, 2014 Last known/disclosed address: unknown Additional information: VaultOptions Ltd. doing business as www.vaultoptions.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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May 2, 2014
LFG Investment Limited doing business as www.optionrally.com
LFG Investment Limited doing business as www.optionrally.com
Warning List
LFG Investment Limited doing business as www.optionrally.com
Date posted: May 2, 2014 Last known/disclosed address: 788 - 790 Finchley Road,
London, England
NW117TJAdditional information: LFG Investment Limited doing business as www.optionrally.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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April 3, 2014
Rodeler Limited doing business as 24option.com, 24fx.com, zoneoptions.com, grandoption.com and binaryoption-affiliate.com
Rodeler Limited doing business as 24option.com, 24fx.com, zoneoptions.com, grandoption.com and binaryoption-affiliate.com
Warning List
Rodeler Limited doing business as 24option.com, 24fx.com, zoneoptions.com, grandoption.com and binaryoption-affiliate.com
Date posted: April 3, 2013 Last known/disclosed address: Samos Business Center, 2nd Floor
67 Spyrou Kyprianou Street
Polamos Yermasoyis,
Limassol CY-4043
Additional information: Rodeler Limited doing business as 24option.com, 24fx.com, zoneoptions.com, grandoption.com and binaryoption-affiliate.com is not registered in Ontario, Canada to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Back to Warning List
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April 1, 2014
Forex Options Trading Clearing doing business as forexoptionstraderplatform.com, mylloydstrader.com and mynctrading.com
Forex Options Trading Clearing doing business as forexoptionstraderplatform.com, mylloydstrader.com and mynctrading.com
Warning List
Forex Options Trading Clearing doing business as forexoptionstraderplatform.com, mylloydstrader.com and mynctrading.com
Date posted: April 1, 2014 Last known/disclosed address: Unknown Additional information: Forex Options Trading Clearing doing business as forexoptionstraderplatform.com, mylloydstrader.com and mynctrading.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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April 1, 2014
Delta Clearing Inc.
Delta Clearing Inc.
Warning List
Delta Clearing Inc.
Date posted: April 1, 2014 Last known/disclosed address: Suite 509, Marina Towers
Belize city, BelizeAdditional information: Delta Clearing Inc. is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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April 1, 2014
Lloyds International, S.A. doing business as http://lloydsint.com and mylloydtrading.com
Lloyds International, S.A. doing business as http://lloydsint.com and mylloydtrading.com
Warning List
Lloyds International, S.A. doing business as http://lloydsint.com and mylloydtrading.com
Date posted: April 1, 2014 Last known/disclosed address: Av. Paulista 2202, 6th Floor Sao Paulo, Brazil
and
24th St Paseo Colon, Torre Mercedes Building, 5th Floor,
San Jose, Costa RicaAdditional information: Lloyds International, S.A. doing business as http://lloydsint.com and mylloydtrading.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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March 18, 2014
RBOptions doing business as www.rboptions.com
RBOptions doing business as www.rboptions.com
Warning List
RBOptions doing business as www.rboptions.com
Date posted: March 18, 2014 Last known/disclosed address: 26th Floor, 161 Bay Street,
Toronto, ON
M5J 2S1Additional information: RBOptions doing business as www.rboptions.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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March 11, 2014
Marklin Investment Group doing business as http://marklininvestments.webs.com
Marklin Investment Group doing business as http://marklininvestments.webs.com
Warning List
Marklin Investment Group doing business as http://marklininvestments.webs.com
Date posted: March 11, 2014 Last known/disclosed address: Aberdeen Town Square,
1077 Hwy 34, Ste. C, Aberdeen, New JerseyAdditional information: Marklin Investment Group doing business as http://marklininvestments.webs.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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March 11, 2014
RingGold Capital doing business as www.rngld.com.com
RingGold Capital doing business as www.rngld.com.com
Warning List
RingGold Capital doing business as www.rngld.com
Date posted: March 11, 2014 Last known/disclosed address: 49 Seashore Drive,
Belize City, BelizeAdditional information: RingGold Capital doing business as www.rngld.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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February 7, 2014
Global Trader 365 Ltd.
Global Trader 365 Ltd.
Warning List
Global Trader 365 Ltd. doing business as www.globaltrader365.com
Date posted: February 7, 2014 Last known/disclosed address: British Virgin Islands Additional information: Global Trader 365 Ltd. doing business as www.globaltrader365.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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February 6, 2014
HR Investment Group (aka High Returns Investment Group) doing business as www.hrinvestment.webs.com
HR Investment Group (aka High Returns Investment Group) doing business as www.hrinvestment.webs.com
Warning List
HR Investment Group (aka High Returns Investment Group) doing business as www.hrinvestment.webs.com
Date posted: February 6, 2014 Last known/disclosed address: S. Congress Ave., Ste. 207, Lake Worth, FL;
1040 DeVere Dr. Alpena, Michigan 49707;
407 Second Avenue West, Seattle, WA 98119 USA;
35th Avenue Lachine, Quebec H8T 3J8;
2084 Steeles E, Brampton ON L6T 1A7; and
24 Branardo Gdns, Barnardo Street, London UK E1OLN
Additional information: HR Investment Group doing business as www.hrinvestment.webs.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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January 22, 2014
Rhinehart Global Ltd. doing business as www.rhinehartglobal.com and www.rhinehartglobal.net
Rhinehart Global Ltd. doing business as www.rhinehartglobal.com and www.rhinehartglobal.net
Warning List
Rhinehart Global Ltd. doing business as www.rhinehartglobal.com and www.rhinehartglobal.net
Date posted: January 22, 2014 Last known/disclosed address: 1274 Sundial Ave.
Belize City, BelizeAdditional information: Rhinehart Global Ltd. doing business as www.rhinehartglobal.com and www.rhinehartglobal.net is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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January 22, 2014
IQ Holding International S.A. doing business as www.iqhinternational.com
IQ Holding International S.A. doing business as www.iqhinternational.com
Warning List
IQ Holding International S.A. doing business as www.iqhinternational.com
Date posted: January 22, 2014 Last known/disclosed address: Plaza Concordia, Via Spain,
Panama City, PanamaAdditional information: IQ Holding International S.A. doing business as www.iqhinternational.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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January 22, 2014
ProTec Advisors, Fortress Global Markets, SARL and Norex Trade Advisors
ProTec Advisors, Fortress Global Markets, SARL and Norex Trade Advisors
Warning List
Fortress Global Markets, SARL, ProTec Advisors, and Norex Trade Advisors
Date posted: January 22, 2014 Last known/disclosed address: Fortress Global Markets, SARL
Suite 6/402,
G7 Cornwalls Centre,
Gibraltar
ProTec Advisors
Gibraltar
and
Norex Trade Advisors
GibraltarAdditional information: ProTec Advisors doing business as protecadvisorsonline.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Fortress Global Markets, SARL doing business as www.fxfortress.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Norex Trade Advisors doing business as www.norexadvisorsonline.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.Back to Warning List
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January 16, 2014
Galaxy Investment Management Limited
Galaxy Investment Management Limited
Warning List
Galaxy Investment Management Limited
Date posted: January 16, 2014 Last known/disclosed address: 31 Gresham Street,
London EC2V 7QA
United KingdomAdditional information: Galaxy Investment Management Limited doing business as www.gimsafeinvestor.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Back to Warning List
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December 16, 2013
The Better Life Investment Group doing business as the thebetterlifeinvestment.com
The Better Life Investment Group doing business as the thebetterlifeinvestment.com
Warning List
The Better Life Investment Group doing business as the thebetterlifeinvestment.com
Date posted: December 16, 2013 Last known/disclosed address: 1800 Sheppard Avenue,
Toronto, ON, M2J 5A7
and894 Germantown Parkway,
Cordova, Tennessee,
United States,
38018
and6401 Bluebonnet Blvd,
Baton Rouge, Louisiana,
United States,
70836Additional information: The Better Life Investment Group doing business as thebetterlifeinvestment.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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December 16, 2013
Better Life Investment Inc. doing business as the thebetterlifeinvestment.com
Better Life Investment Inc. doing business as the thebetterlifeinvestment.com
Warning List
Better Life Investment Inc. doing business as the thebetterlifeinvestment.com
Date posted: December 16, 2013 Last known/disclosed address: 894 Germantown Parkway,
Cordova, Tennessee,
United States,
38018and
6401 Bluebonnet Blvd,
Baton Rouge, Louisiana,
United States,
70836Additional information: Better Life Investment Inc. doing business as thebetterlifeinvestment.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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November 21, 2013
Qualified FX SA doing business as qualifiedfx.com and qualifiedfx.net
Qualified FX SA doing business as qualifiedfx.com and qualifiedfx.net
Warning List
Qualified FX SA doing business as qualifiedfx.com and qualifiedfx.net
Date posted: November 21, 2013 Last known/disclosed address: Qualified FX SA doing business as qualifiedfx.com and qualifiedfx.net
6th Floor, Excazu Corporate Center, Escanzu,
San Jose, Costa Rica
Additional information: Qualified FX SA doing business as qualifiedfx.com and qualifiedfx.net is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Back to Warning List
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October 30, 2013
Novee Forex doing business as www.noveeforex.com
Novee Forex doing business as www.noveeforex.com
Warning List
Novee Forex doing business as www.noveeforex.com
Date posted: October 30, 2013 Last known/disclosed address: n/a Additional information: Novee Forex is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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October 10, 2013
MD Costa Rica Invest (Ireland)
MD Costa Rica Invest (Ireland)
Warning List
MD Costa Rica Invest (Ireland)
Date posted: October 10, 2013 Last known/disclosed address: Unit 3, Bray South Business Park
Killarney Road, Bray,
Wicklow, Ireland
Ireland
Additional information: MD Costa Rica Invest (Ireland) doing business as http://www.costaricainvest.ie not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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October 10, 2013
PRG Global Group, Canada doing business as http://timprg.wix.com/prg-group-canada, PRG Realty, Canada doing business as www.naturewalkcostarica.com
PRG Global Group, Canada doing business as http://timprg.wix.com/prg-group-canada, PRG Realty, Canada doing business as www.naturewalkcostarica.com
Warning List
PRG Global Group, Canada doing business as http://timprg.wix.com/prg-group-canada,
PRG Realty, Canada doing business as www.naturewalkcostarica.comDate posted: October 10, 2013 Last known/disclosed address: 1 Yonge Street, Suite 1801
Toronto, Ontario
Additional information: PRG Global Group, Canada and PRG Global Realty, Canada doing business as http://timprg.wix.com/prg-group-canada and http://www.naturewalkcostarica.com are not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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October 9, 2013
IamFX Inc. doing business as www.iamfx.com
IamFX Inc. doing business as www.iamfx.com
Warning List
IamFX Inc. doing business as www.iamfx.com
Date posted: October 9, 2013 Last known/disclosed address: Samuel Lewis Avenue,
Comosa Building, 1st Floor, Office 2
Apartado 0823-04294, Panama City,
Republic of Panama
and
10060 Jasper Ave.,
Suite 2020, Tower 1,
Edmonton, AB T5J 3R8Additional information: IamFX Inc. is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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October 3, 2013
Risk Capital International doing business as riskcapitalint.com and www.riskcapitalfx.com
Risk Capital International doing business as riskcapitalint.com and www.riskcapitalfx.com
Warning List
Risk Capital International doing business as riskcapitalint.com and www.riskcapitalfx.com
Date posted: October 3, 2013 Last known/disclosed address: Las Terrazas, Edificio 5
Centro Corporativo Plaza Roble
San Jose, Costa Rica
and
19 & 22/F Shibuya Mark City
1-12-1 Dogenzaka, Shibuya-ku,
150-0043, Tokyo, JapanAdditional information: Risk Capital International is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Back to Warning List
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September 30, 2013
Accredited International, Chris Bently and Andrew Reilly
Accredited International, Chris Bently and Andrew Reilly
Warning List
Accredited International, Chris Bently and Andrew Reilly
Date posted: September 30, 2013 Last known/disclosed address: Accredited International
Centro Corporativo Plaza Roble, Excazu
Eduficio El Portico Primer Nivel
San Jose, Costa RicaAdditional information: Accredited International doing business as www.accreditedfx.com.com and accreditedoffshore.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Chris Bently is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Andrew Reilly is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Back to Warning List
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September 10, 2013
G6 Trading, Ran Armon and Yaniv Avnon
G6 Trading, Ran Armon and Yaniv Avnon
Warning List
G6 Trading, Ran Armon and Yaniv Avnon
Date posted: September 10, 2013 Last known/disclosed address: G6 Trading
105 Brisbane Road, Unit 5
Toronto, Ontario M3J 2K6
and
Tel-Aviv, Israel
Additional information: G6 Trading doing business as www.gcitrading.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Yaniv Avnon is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Ran Armon is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.Back to Warning List
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August 28, 2013
GCI Financial LLC. (doing business as www.gcitrading.com)
GCI Financial LLC. (doing business as www.gcitrading.com)
Warning List
GCI Financial LLC. (doing business as www.gcitrading.com)
Date posted: August 28, 2013 Last known/disclosed address: Mitchell House
P.O. Box 174
The Valley, Anguilla
British West IndiesAdditional information: GCI Financial LLC is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Jacques Debruyne
Jacques Debruyne is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Back to Warning List
-
August 20, 2013
FXHelpers, The (doing business as www.thefxhelpers.com)
FXHelpers, The (doing business as www.thefxhelpers.com)
Warning List
FXHelpers, The (doing business as www.thefxhelpers.com)
Date posted: August 20, 2013 Last known/disclosed address: Unknown Additional information: TheFXHelpers is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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August 15, 2013
Dean Capital Canada Ltd., doing business as Dean Capital Group
Dean Capital Canada Ltd., doing business as Dean Capital Group
Warning List
Dean Capital Canada Ltd., doing business as Dean Capital Group
Date posted: August 15, 2013 Last known/disclosed address: 100 King Street, Suite 5600
Toronto, Ontario M5X 1C7
and
1680 Michigan Ave
Miami, Florida 33139
Additional information: Dean Capital Canada Ltd., doing business as www.deancapitalgroup.com, and its affiliates and representatives are not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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July 15, 2013
M1NT Cellar Holdings Limited
M1NT Cellar Holdings Limited
Warning List
M1NT Cellar Holdings Limited
Date posted: July 15, 2013 Last known/disclosed address: 30th Floor, Entertainment Building,
30 Queen’s Road Central,
Hong Kong, ChinaAdditional information: M1NT Cellar Holdings Limited, doing business as m1ntcellars.com, and m1ntglobal.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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July 11, 2013
Nexacon Energy Inc.
Nexacon Energy Inc.
Warning List
Nexacon Energy Inc.
Date posted: July 11, 2013 Last known/disclosed address: 100 Queen St. East
Suite 203
Toronto, ON M5C 1S6
or
2100 Southbridge Pkwy
Birmingham, Alabama
35209Additional information: Nexacon Energy Inc., a Canadian incorporated company, is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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July 11, 2013
B.H.N.V. Online Ltd. doing business as opteck.com and optaffiliates.com
B.H.N.V. Online Ltd. doing business as opteck.com and optaffiliates.com
Warning List
B.H.N.V. Online Ltd. doing business as opteck.com and optaffiliates.com
Date posted: July 11, 2013 Last known/disclosed address: 788 – 790 Finchley Road, London NW 11 7TJ Additional information: B.H.N.V. Online Ltd. doing business as opteck.com and optaffiliates.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
June 27, 2013
Questus Global Capital Market Ltd. (Canada), Vault Emerging Market Treasuries Ltd. (Canada), European Caribbean Financial Group Ltd. (Belize)
Questus Global Capital Market Ltd. (Canada), Vault Emerging Market Treasuries Ltd. (Canada), European Caribbean Financial Group Ltd. (Belize)
Warning List
Questus Global Capital Market Ltd. (Canada), Vault Emerging Market Treasuries Ltd. (Canada), European Caribbean Financial Group Ltd. (Belize)
Date posted: June 27, 2013 Last known/disclosed address: Questus Global Capital Market Ltd.
96 Norwood Ave, Suite 214
Moncton, New Brunswick
E1C 6L9Additional information: Questus Global Capital Market Ltd. (Canada) and its affiliates and representatives are not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Vault Emerging Market Treasuries Ltd (Canada) and its affiliates and representatives are not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
European Caribbean Financial Group Ltd (Belize) and its affiliates and representatives are not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Back to Warning List
-
June 27, 2013
HFX Global Ltd. doing business as hfx.com
HFX Global Ltd. doing business as hfx.com
Warning List
HFX Global Ltd. doing business as hfx.com
Date posted: June 27, 2013 Last known/disclosed address: 788 – 790 Finchley Road, London NW 11 7TJ Additional information: HFX Global Ltd. doing business as hfx.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
June 27, 2013
Krisworld Development Limited doing business as binaryoptionsxposed.com, option-world.com, bank-options.com, and signaliforex.com
Krisworld Development Limited doing business as binaryoptionsxposed.com, option-world.com, bank-options.com, and signaliforex.com
Warning List
Krisworld Development Limited doing business as binaryoptionsxposed.com, option-world.com, bank-options.com, and signaliforex.com
Date posted: June 27, 2013 Last known/disclosed address: 573 Nathan Road,
Hong Kong 3131, Hong Kong City
Hong Kong 85260Additional information: Krisworld Development Limited doing business as binaryoptionxposed.com, option-world.com, bank-options.com and signaliforex.com is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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June 26, 2013
Kenzar Consulting Inc. (doing business as www.kenzarfx.com)
Kenzar Consulting Inc. (doing business as www.kenzarfx.com)
Warning List
Kenzar Consulting Inc. (doing business as www.kenzarfx.com)
Date posted: June 26, 2013 Last known/disclosed address: Unknown
E-mail address: info@kenzarfx.comAdditional information: Kenzar Consulting Inc., doing business as kenzarfx.com, is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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June 25, 2013
TraderXP Ltd. (doing business as www.traderxp.com)
TraderXP Ltd. (doing business as www.traderxp.com)
Warning List
TraderXP Ltd. (doing business as www.traderxp.com)
Date posted: June 25, 2013 Last known/disclosed address: Alexandrou Business Centre
Omirou 76, Limassol 3096
CyprusAdditional information: TraderXP Ltd., doing business as traderxp.com, is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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April 18, 2013
Solamon Energy Corp. (doing business as solamonenergy.com)
Solamon Energy Corp. (doing business as solamonenergy.com)
Warning List
Solamon Energy Corp. (doing business as solamonenergy.com)
Date posted: April 18, 2013 Last known/disclosed address: 58 Half Way Tree Road
Richmond Academy Building
Kingston 10
Jamaica, West Indies
- or -
305 Davenport Road
Toronto, Ontario M5R 1K5Additional information: Solamon Energy Corp., doing business as solamonenergy.com, is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
April 18, 2013
Blackhawk Mines Corp. (doing business as blackhawkmines.com)
Blackhawk Mines Corp. (doing business as blackhawkmines.com)
Warning List
Blackhawk Mines Corp. (doing business as blackhawkmines.com)
Date posted: April 18, 2013 Last known/disclosed address: Calle 53, Marbella
World Trade Centre
Commercial Area, 1st Floor
Box: 0832-00155
Panama City, Panama.
- or -
305 Davenport Road
Toronto, Ontario M5R 1K5
507-205-1936Additional information: Blackhawk Mines Corp., doing business as blackhawkmines.com, is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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March 12, 2013
Hanalex Services Ltd.
Hanalex Services Ltd.
Warning List
Hanalex Services Ltd., doing business as TradeQuicker.com
Date posted: March 12, 2013 Last known/disclosed address: Unknown Additional information: Hanalex Services Ltd., doing business as TradeQuicker.com, and purportedly based in Cyprus, is not registered in Ontario to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
January 24, 2013
FTGFX Solutions Inc. (doing business as FxRebateGurus.com)
FTGFX Solutions Inc. (doing business as FxRebateGurus.com)
Warning List
FTGFX Solutions Inc. (doing business as FxRebateGurus.com)
Date posted: January 24, 2013 Last known/disclosed address: 4292 Pheasant Run
Mississauga, Ontario
L5L 2B8Additional information: FTGFX Solutions Inc., doing business as fxrebategurus.com, is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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September 28, 2010
7526679 Canada Inc.
7526679 Canada Inc.
Warning List
7526679 Canada Inc.
Date posted: September 28, 2010 Last known/disclosed address: O/A Quantum Trading
4915 Bathurst St. Suite # 209,
Toronto, ON M2R 1X9
www.quantumtrading.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
April 9, 2010
Advisors Group Limited
Advisors Group Limited
Warning List
Advisors Group Limited
Date posted: April 9, 2010 Last known/disclosed address: 1-800-789-1011 Additional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
January 11, 2013
Search Warning List
Search Warning List
-
December 19, 2012
Brasrec LLC
Brasrec LLC
Warning List
Brasrec LLC
Date posted: December 19, 2012 Last known/disclosed address: 123 S.E. 3rd Avenue, Suite 373
Miami, FL 33131Additional information: Brasrec LLC purports to be located in Miami, Florida, and is not registered in Ontario to engage in the business of trading securities as required by s. 25(1) of the Act. Back to Warning List
-
December 19, 2012
International Securities Authority
International Securities Authority
Warning List
International Securities Authority
Date posted: December 19, 2012 Last known/disclosed address: 622 Pennsylvania Avenue Northwest
Washington, DC 20004Additional information: The International Securities Authority purports to be located in Washington, DC and is not registered in Ontario to engage in the business of trading securities as required by s. 25(1) of the Act. Back to Warning List
-
December 19, 2012
Goldentech Entertainment Software Inc., Casino VR Inc.
Goldentech Entertainment Software Inc., Casino VR Inc.
Warning List
Goldentech Entertainment Software Inc., Casino VR Inc.
Date posted: December 19, 2012 Last known/disclosed address: Goldentech Entertainment Software Inc.
37 Kodiak Crescent, Suite #6
Toronto, ON M3J 3E5
Casino VR Inc.
37 Kodiak Crescent, Suite #6
Toronto, ON M3J 3E5
- or -
133 Richmond Street West, Suite #605
Toronto, ON M5H 2L3Additional information: Goldentech Entertainment Systems Inc. and Casino VR Inc. were or are located in Toronto, Ontario, and are not registered in Ontario to engage in the business of trading securities as required by s. 25(1) of the Act. Back to Warning List
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December 11, 2012
Ocean International Ltd., Wealth Capital Corp., Manhattan Capital Corp.
Ocean International Ltd., Wealth Capital Corp., Manhattan Capital Corp.
Warning List
Ocean International Ltd., Wealth Capital Corp., Manhattan Capital Corp.
Date posted: December 11, 2012 Last known/disclosed address: Tesbury Centre
24-32 Queen’s Road East
Wanchai, Hong KongAdditional information: Ocean International Ltd., Manhattan Capital Corp. and Wealth Capital Corp., purportedly companies based in Hong Kong, are not registered in Ontario to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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November 27, 2012
China International Capital Group
China International Capital Group
Warning List
China International Capital Group
Date posted: November 27, 2012 Last known/disclosed address: The Exchange Tower 2
189 Nanjing Road Level 3
Annex Heping District Tianjin
Peoples Republic of China, 300051Additional information: Representatives of China International Capital Group have cold-called shareholders of York-Rio Resources Ltd. with an offer to buy their shares at a substantial premium. Shareholders should be aware that this may be a re-victimisation scheme. China International Capital Group is not registered in Ontario to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities.
Back to Warning List
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November 22, 2012
Best Commodity Options S.A.
Best Commodity Options S.A.
Warning List
Best Commodity Options S.A.
Date posted: November 22, 2012 Last known/disclosed address: Central Office Complex
Suite 1203, Call 41 Y Ave 36,
Panama City,
Republic of PanamaAdditional information: Best Commodity Options S.A., purportedly a company based in Panama, is not registered to engage in the business of (i) trading in securities, including commodity options or (ii) advising anyone with respect to investing in, buying or selling securities, including commodity options. Back to Warning List
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November 2, 2012
SeBond Capital Corporation
SeBond Capital Corporation
Warning List
SeBond Capital Corporation
Date posted: November 2, 2012 Last known/disclosed address: Panama City,
Republic of PanamaAdditional information: SeBond Capital Corporation, a Panamanian incorporated company, is not registered in Ontario to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities Back to Warning List
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October 15, 2012
Banc De Binary Private Option Bankers
Banc De Binary Private Option Bankers
Warning List
Banc De Binary Private Option Bankers
Date posted: October 15, 2012 Last known/disclosed address: Unknown Additional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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January 20, 2010
Beltway M & A
Beltway M & A
Warning List
Beltway M & A
Date posted: January 20, 2010 Last known/disclosed address: Sincere Insurance Building,
1 Queen's Road Central
Hong Kong
www.beltwayma.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
May 25, 2011
Bentley Capital Group Ltd.
Bentley Capital Group Ltd.
Warning List
Bentley Capital Group Ltd.
Date posted: May 25, 2011 Last known/disclosed address: 1 Yonge Street, Suite 1801
Toronto, ON
M5E 1W7
416-214-3657Additional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
October 15, 2010
BFM Industries Inc.
BFM Industries Inc.
Warning List
BFM Industries Inc.
Date posted: October 15, 2010 Last known/disclosed address: 3266 Yonge Street, Suite 1208
Toronto, Ontario
M4N 3P6
416-999-7536
www.bfmindustries.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
July 20, 2011
Bluestream Private Client Services, Bluestream International Investments, Bluestream Capital Corp.
Bluestream Private Client Services, Bluestream International Investments, Bluestream Capital Corp.
Warning List
Bluestream Private Client Services, Bluestream International Investments, Bluestream Capital Corp.
Date posted: July 20, 2011 Last known/disclosed address: Waterpark Place, Queen's Quay
20 Bay Street, 12th Floor
Toronto, Ontario
M5J 2N8
905-859-8888 and 905-859-5612
www.bluestreampcs.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
May 29, 2012
BN Financial Services
BN Financial Services
Warning List
BN Financial Services
Date posted: May 29, 2012 Last known/disclosed address: www.bnfinancial.ca Additional information: Babak Navarchi, aka Brian Navarchi, doing business as BN Financial Services, is representing BN Financial Services to be a Toronto, Ontario based company offering investment services. However, BN Financial Services does not appear to be incorporated and Navarchi and BN Financial Services are not registered under the Ontario Securities Act to provide investment services. Back to Warning List
-
February 27, 2012
Bristol Trading Group
Bristol Trading Group
Warning List
Bristol Trading Group
Date posted: February 27, 2012 Last known/disclosed address: PH Twin Towers, Suite 1302
47 Cale Este
Bella Vista, Panama
www.bristoltradinggroup.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
February 9, 2011
Brunel Asset Management
Brunel Asset Management
Warning List
Brunel Asset Management
Date posted: February 9, 2011 Last known/disclosed address: www.brunelassetmanagement.com Additional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
January 12, 2010
Burges, Maxwell
Burges, Maxwell
Warning List
Burges, Maxwell
Date posted: January 12, 2010 Last known/disclosed address: London, U.K.
011-32-2-401-2505
maxwellburges@financier.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
May 6, 2010
Buttonwood, LLC
Buttonwood, LLC
Warning List
Buttonwood, LLC
Date posted: May 6, 2010 Last known/disclosed address: Torre de las Americas
15th Floor Tower B
Panama City, Panama
507-265-4866
www.buttonwoodllc.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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January 12, 2010
Canadian Trust Limited
Canadian Trust Limited
Warning List
Canadian Trust Limited
Date posted: April 9, 2010 Last known/disclosed address: 1-800-789-1011 Additional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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January 12, 2010
Castleton Group
Castleton Group
Warning List
Castleton Group
Date posted: January 12, 2010 Last known/disclosed address: Hong Kong
204-452-1772
www.castletongrp.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
October 1, 2010
Centex Resources
Centex Resources
Warning List
Centex Resources
Date posted: October 1, 2010 Last known/disclosed address: Calle 65 Oeste y Via Ricardo J. Alfaro
The Century Tower
Floor 4, Office 401
Panama City, Panama
507-836-6054
www.centexresources.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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June 9, 2009
Chase Capital Partners
Chase Capital Partners
Warning List
Chase Capital Partners
Date posted: June 9, 2009 Last known/disclosed address: Suite 4700, 199 Bay St
Toronto, ON
T: 289-809-0069
F: 647-722-6367
www.chasecp.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
April 11, 2011
Complete Options Trading
Complete Options Trading
Warning List
Complete Options Trading
Date posted: April 27, 2011 Last known/disclosed address: Edificio Oceans Plaza 2009, Calle 47
Panama City, Panama
1-800-601-6872
www.completeoptionstrading.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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May 17, 2010
Consolidated Forestry Industries Inc.
Consolidated Forestry Industries Inc.
Warning List
Consolidated Forestry Industries Inc.
Date posted: May 17, 2010 Last known/disclosed address: 4915 Bathurst Street, Unit 209
Toronto, Ont.
M2R 1X9
416-352-1855
www.consolidatedforestry.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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July 14, 2011
Consolidated Resource Management Inc.
Consolidated Resource Management Inc.
Warning List
Consolidated Resource Management Inc.
Date posted: July 14, 2011 Last known/disclosed address: 1 Dundas Street West,
Toronto, Ontario
M5G 1Z3
416-628-5758
www.con-res-man.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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July 27, 2010
Crown Capital Management Corporation
Crown Capital Management Corporation
Warning List
Crown Capital Management Corporation
Date posted: July 27, 2010 Last known/disclosed address: 4950 Yonge Street, Unit 2200
Toronto, Ont.
M6N 6K1
416-438-4352
416-907-3940
www.crowncapmgmt.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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October 15, 2010
Denver Gardner Inc.
Denver Gardner Inc.
Warning List
Denver Gardner Inc.
Date posted: October 15, 2010 Last known/disclosed address: Level 21
Centennial Tower
3 Temasek Avenue
039190
Singapore
65-64-497-419
www.d-g-inc.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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February 1, 2011
Douglas Charles
Douglas Charles
Warning List
Douglas Charles
Date posted: February 1, 2011 Last known/disclosed address: World Trade Centre
First Floor
Calle 53, Marbella
Panama City, Panama
T: (507) 205-1982 / (507) 836-5111
F: (507) 205-1983
www.douglascharles.netAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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October 20, 2011
EFD Financial Group Company Limited
EFD Financial Group Company Limited
Warning List
EFD Financial Group Company Limited
Date posted: October 20, 2011 Last known/disclosed address: Level 22, 44 Market Street,
Sydney, NSW 2000
Australia
61-29-1916-458
www.efdtrading.com
www.efdcapital.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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September 14, 2011
Eldora Gold Resources Ltd.
Eldora Gold Resources Ltd.
Warning List
Eldora Gold Resources Ltd.
Date posted: September 14, 2011 Last known/disclosed address: 10079 Winona Station,
Winona, Ontario
L8E 5R1
www.eldoragoldresources.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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September 14, 2010
Featherstone & Bellman Equity Exchange Group=
Featherstone & Bellman Equity Exchange Group=
Warning List
Featherstone & Bellman Equity Exchange Group
Date posted: September 14, 2010 Last known/disclosed address: aka - FAB Equity Exchange Group
Paseo de las Lomas
Bosques de las Lomas
05120
Mexico
52 55 2789 5612
www.fabequity.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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February 23, 2012
Front Core Capital
Front Core Capital
Warning List
Front Core Capital
Date posted: February 23, 2012 Last known/disclosed address: 9th Floor, Commerce Court
199 Bay Street,
Toronto, Ontario M5I IE9
www.frontcorecapital.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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November 15, 2011
FutureGen Capital
FutureGen Capital
Warning List
FutureGen Capital
Date posted: November 15, 2011 Last known/disclosed address: 1250 Connecticut Ave. NW,
Suite 200
Washington, D.C. 20036
1-888-391-1525
www.futuregenco.com and www.futuregencl.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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April 9, 2010
Genius Investments (Cyprus) Limited, Genius Funds, Genius Investments
Genius Investments (Cyprus) Limited, Genius Funds, Genius Investments
Warning List
Genius Investments (Cyprus) Limited, Genius Funds, Genius Investments
Date posted: April 9, 2010 Last known/disclosed address: 6 Karaiskakis St.
Limassol 3032, Cyprus
357-25-0250067Additional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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July 14, 2010
Global Capital Group
Global Capital Group
Warning List
Global Capital Group
Date posted: July 14, 2010 Last known/disclosed address: 1 Yonge Street, Unit 1801
Toronto, Ont.
M5E 1W7
www.gcgco.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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May 25, 2011
Global Efficiency Inc.
Global Efficiency Inc.
Warning List
Global Efficiency Inc.
Date posted: May 25, 2011 Last known/disclosed address: 1075 Bay Street
Suite A102 / Unit 402
Toronto, ON
M5S 2B2
647-728-2387
www.globalefficency.caAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
April 8, 2011
Global Mining Resources
Global Mining Resources
Warning List
Global Mining Resources
Date posted: April 8, 2011 Last known/disclosed address: Water Park Place
20 Bay Street, 11th floor
Toronto, ON
M5J 2N8
416-544-3450
www.globalminingresources.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
June 18, 2010
Goldstein Asset Protection
Goldstein Asset Protection
Warning List
Goldstein Asset Protection
Date posted: June 18, 2010 Last known/disclosed address: 4700-198 Bay Street
Toronto, Ont.
M5L 1E9
www.goldsteinap.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
March 2, 2010
Hampton International
Hampton International
Warning List
Hampton International
Date posted: March 2, 2010 Last known/disclosed address: Via Savoia 78-00198
Rome, Italy
39-06-8523-71428
www.hampton-intl.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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February 10, 2010
Healthsonix Inc., Healthsonix Medical Inc.
Healthsonix Inc., Healthsonix Medical Inc.
Warning List
Healthsonix Inc., Healthsonix Medical Inc.
Date posted: August 20, 2010 Last known/disclosed address: 117 Lakeshore Road East,
Suite 355,
Mississauga, ON
L5G 4T6Additional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
February 10, 2010
Holland, John Henry
Holland, John Henry
Warning List
Holland, John Henry
Date posted: February 10, 2010 Last known/disclosed address: (647) 521-5533 Additional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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February 1, 2011
Impact Finance
Impact Finance
Warning List
Impact Finance
Date posted: February 1, 2011 Last known/disclosed address: 225 Franklin Street, 26th floor
Boston, Massachusetts
02110
T: (857) 239-0450
F: (857) 220-3000
www.impactfinance.netAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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April 19, 2011
Intercontinental Trading Group, S.A
Intercontinental Trading Group, S.A
Warning List
Intercontinental Trading Group, S.A
Date posted: April 19, 2011 Last known/disclosed address: Edificio Plaza 2000
Piso 10, Calle 50
33309
Panama City, Republic of Panama
1-800-799-8924
www.tradingitg.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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September 23, 2010
International Metals Management Inc.
International Metals Management Inc.
Warning List
International Metals Management Inc.
Date posted: September 23, 2010 Last known/disclosed address: 6499 Powerline Road, Suite 108
Fort Lauderdale, Florida
33309
(954)938-0869
(954)938-6959
www.internationalmetalsmanagement.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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June 18, 2010
International Strategic Land Acquisition Network Development Inc.
International Strategic Land Acquisition Network Development Inc.
Warning List
International Strategic Land Acquisition Network Development Inc.
Date posted: June 18, 2010 Last known/disclosed address: 29 Gervais Drive
Toronto, Ont.
M3C 1Y9
416-331-9991
1-877-718-7844
www.islandclubinc.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
August 23, 2011
Keystone Explorations Ltd., I. W. F. Inc. ("IWF"), Horizon Explorations Ltd.
Keystone Explorations Ltd., I. W. F. Inc. ("IWF"), Horizon Explorations Ltd.
Warning List
Keystone Explorations Ltd., I. W. F. Inc. ("IWF"), Horizon Explorations Ltd.
Date posted: August 23, 2011 Last known/disclosed address: 7 New Road, Second Floor #6, Belize City, Belize
and
76 Dean Street, Belize City, BelizeAdditional information: The entities are selling securities or offering investment advice in Ontario, or claiming to sell securities or offer investment advice from Ontario, without being registered in Ontario, and without having an exemption, and/or offering securities without a prospectus when they are required to have one. Back to Warning List
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July 6, 2012
Knox Securities Corp. LLC
Knox Securities Corp. LLC
Warning List
Knox Securities Corp. LLC
Date posted: July 6, 2012 Last known/disclosed address: Unknown Additional information: Knox Securities Corp. LLC (“Knox”) is soliciting via email and telephone, members of the public holding shares in companies that appear to be illiquid, including SK Resources, to sell those shares for them at a substantial premium. Representatives of Knox have told members of the public that they would have to send an advance fee payment before their securities could be sold.
Staff are aware that investors who purchased a number of illiquid securities, including SK Resources, previously have been are now being targeted by fraudulent “advance fee” schemes.
Knox’s website represents that it is a private boutique financial consultancy specializing in providing financial services, strategic business consultancy and wealth management services.
However, Knox is not located at the address disclosed on its website, is not incorporated in Canada either federally or provincially and is not registered to sell securities on behalf of investors or:
- to offer or provide investment opportunities in any type of security;
- to offer or provide advice or portfolio management services with respect to investing in, buying or selling any type of security; or
- to engage in the business of trading in any type of security.
Back to Warning List
-
May 25, 2011
LIT Corp.
LIT Corp.
Warning List
LIT Corp.
Date posted: May 25, 2011 Last known/disclosed address: 20 Bay Street, Suite 1100,
Toronto, ON
M5J 2N8
416-840-0428
www.litcorp.caAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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October 15, 2010
Liquid Gold International Inc.
Liquid Gold International Inc.
Warning List
Liquid Gold International Inc.
Date posted: October 15, 2010 Last known/disclosed address: 53 King Street East
Stoney Creek, Ontario
www.liquidgoldinternational.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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April 19, 2010
Madden Group Inc.
Madden Group Inc.
Warning List
Madden Group Inc.
Date posted: April 19, 2010 Last known/disclosed address: 14 Lafayette Square, Suite 1408
Buffalo, New York
716-829-7233
www.maddengroupinc.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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February 17, 2010
Madison Financial Group
Madison Financial Group
Warning List
Madison Financial Group
Date posted: February 17, 2010 Last known/disclosed address: 148845 - 6 Yonge Street
Aurora, Ontario
L4G 6H8
(905) 481-2748
(905) 530-1846
www.madisonfgroup.comsAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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March 2, 2010
McLeod Walker Capital Limited
McLeod Walker Capital Limited
Warning List
McLeod Walker Capital Limited
Date posted: March 2, 2010 Last known/disclosed address: Uitbreidingstraat 84 Bus 3
2600 Berchem Antwerp, Belgium
32-32182341
www.mcleodwalker.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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July 15, 2011
Mester Productions
Mester Productions
Warning List
Mester Productions
Date posted: July 15, 2011 Last known/disclosed address: Welland, Ontario Additional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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July 14, 2011
Moretti Associates
Moretti Associates
Warning List
Moretti Associates
Date posted: July 14, 2011 Last known/disclosed address: Via Privata Senigallia, 18
20161 Milano, Italia
39 06 6051 3247
www.moretti-associates.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
May 29, 2012
Navarchi, Babak (aka Brian Navarchi, doing business as BN Financial Services)
Navarchi, Babak (aka Brian Navarchi, doing business as BN Financial Services)
Warning List
Navarchi, Babak (aka Brian Navarchi, doing business as BN Financial Services)
Date posted: May 29, 2012 Last known/disclosed address: www.bnfinancial.ca Additional information: Babak Navarchi, aka Brian Navarchi, doing business as BN Financial Services, is representing BN Financial Services to be a Toronto, Ontario based company offering investment services. However, BN Financial Services does not appear to be incorporated and Navarchi and BN Financial Services are not registered under the Ontario Securities Act to provide investment services. Back to Warning List
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February 1, 2011
New Century International S.A
New Century International S.A
Warning List
New Century International S.A
Date posted: February 1, 2011 Last known/disclosed address: The Century Tower
4th Floor, Office 401-38
Ricardo J. Alfaro Avenue
Panama City, Panama
1-866-978-6426
www.newcenturyinternational.netAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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July 11, 2012
New Futures Trading International Corporation, Fernando Fagundes (alias Henry Roche)
New Futures Trading International Corporation, Fernando Fagundes (alias Henry Roche)
Warning List
New Futures Trading International Corporation, Fernando Fagundes (alias Henry Roche)
Date posted: July 11, 2012 Last known/disclosed address: Unknown Additional information: Fernando Fagundes (alias Henry Roche), Emilia Alas-As Elnasin, New Futures Trading International Corporation, Third Realm Inc., Masters Palace Inc. and Majestic Horses International Inc.
Fernando Fagundes ("Fagundes") and Emilia Alas-As Elnasin ("Elnasin") have solicited investments in various companies, including New Futures Trading International Corporation, Third Realm Inc., Masters Palace Inc. and Majestic Horses International Inc.
Fagundes, Elnasin, New Futures Trading International Corporation, Third Real Inc., Masters Palace Inc. and Majestic Horses International Inc. are not registered under the Ontario Securities Act:
- to offer or provide investment opportunities in any type of security;
- to engage in the business of trading in any type of security; or
- to advise anyone with respect to investing in, buying or selling securities.
Back to Warning List
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December 1, 2011
Norton Scientific Inc.
Norton Scientific Inc.
Warning List
Norton Scientific Inc.
Date posted: December 1, 2011 Last known/disclosed address: 3430 Schmon Pkwy
Thorold, Ontario L2V 4V6
1-905-359-4445
www.norsci.caAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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January 12, 2010
Oil International LLC
Oil International LLC
Warning List
Oil International LLC
Date posted: January 12, 2010 Last known/disclosed address: Torres De Las Americas
Tower A 704
Punta Pacifica, Panama City
Panama
507-69017789
www.oilint.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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February 22, 2010
Orion Advisory Services
Orion Advisory Services
Warning List
Orion Advisory Services
Date posted: February 22, 2010 Last known/disclosed address: Bonampak Ave., Sm. 3 PH503,
Cancun, Mexico QR00, 77500
52 998 193 2370
www.orionfx.netAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
April 30, 2012
Osler Energy Corporation
Osler Energy Corporation
Warning List
Osler Energy Corporation
Date posted: April 30, 2012 Last known/disclosed address: 1200 Bay Street, Suite 200 / 202,
Toronto, Ontario
M5R 2A5
www.oslerenergy.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
January 24, 2011
Pan Gen Global
Pan Gen Global
Warning List
Pan Gen Global
Date posted: January 24, 2011 Last known/disclosed address: 161 Bay St.
P.O Box 508
Toronto, ON
M5J 2S1
(416) 527-2036
www.pangenglobal.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
December 9, 2008
Parklane Financial
Parklane Financial
Warning List
Parklane Financial
Date posted: December 9, 2008 Last known/disclosed address: Suite 1800, 130 King St West
Toronto, ON
T: 416-945-6641
F: 416-352-1205
www.parklane-financial.comAdditional information: Please note the address and website addresses to distinguish this company from other entities with similar names. This company is not connected to Parklane Financial Group Ltd. of the Trafalgar Group. Back to Warning List
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December 9, 2008
Parklane International
Parklane International
Warning List
Parklane International
Date posted: December 9, 2008 Last known/disclosed address: Suite 1800, 130 King St West
Toronto, ON
T: 416-945-6641
F: 416-352-1205
www.parklane-financial.comAdditional information: Please note the address and website addresses to distinguish this company from other entities with similar names. This company is not connected to Parklane Financial Group Ltd. of the Trafalgar Group. Back to Warning List
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April 30, 2012
Platinum Account Group
Platinum Account Group
Warning List
Platinum Account Group
Date posted: April 30, 2012 Last known/disclosed address: 2 Bloor Street West
Toronto, Ontario
M4W 3E2
www.platinumaccountgroup.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
March 17, 2010
Portfolio Capital Inc.
Portfolio Capital Inc.
Warning List
Portfolio Capital Inc.
Date posted: March 17, 2010 Last known/disclosed address: 110 Cumberland Street, Suite 317
Toronto, Ont.
416-800-0492
www.portfoliocapitalinc.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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June 18, 2010
Prudence Trust Management
Prudence Trust Management
Warning List
Prudence Trust Management
Date posted: June 18, 2010 Last known/disclosed address: 4700-198 Bay Street
Toronto, Ont.
M5L 1E9
www.prudencetm.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
-
April 17, 2009
Secure Wealth Management
Secure Wealth Management
Warning List
Secure Wealth Management
Date posted: April 17, 2009 Last known/disclosed address: Renaissance Plaza – Suite 601
1075 Bay Street
Toronto, Ontario
www.secure-wealth.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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April 19, 2010
Select American Transfer Co.
Select American Transfer Co.
Warning List
Select American Transfer Co.
Date posted: April 19, 2010 Last known/disclosed address: 118 Finch Avenue West, Suite B11
Toronto, ON
416-907-6545
www.selectatc.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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November 10, 2011
Smart Trade FX Inc.
Smart Trade FX Inc.
Warning List
Smart Trade FX Inc.
Date posted: November 10, 2011 Last known/disclosed address: 100 King Street West, Suite 5700
Toronto, ON M5X 1C7
1-888-613-7839
www.smarttradefx.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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April 17, 2009
Sovereign Secure Holdings
Sovereign Secure Holdings
Warning List
Sovereign Secure Holdings
Date posted: April 17, 2009 Last known/disclosed address: Suite 1801 – 1 Yonge Street
Toronto, Ontario
F: 416-352-1205
www.sovereignsecureholdings.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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November 18, 2009
Stanton Kerr
Stanton Kerr
Warning List
Stanton Kerr
Date posted: November 18, 2009 Last known/disclosed address: Suite 3204, First Canadian Place
Toronto, ON
F: 416-907-1139Additional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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January 12, 2010
Strategic Energy Partners
Strategic Energy Partners
Warning List
Strategic Energy Partners
Date posted: January 12, 2010 Last known/disclosed address: Geneva, Switzerland
41-2253-30394
41-2259-48308
44-2080-990-736
44-2076-813-142
www.strategicenergypartners.netAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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January 20, 2010
Tangent Capital Inc.
Tangent Capital Inc.
Warning List
Tangent Capital Inc.
Date posted: January 20, 2010 Last known/disclosed address: 373 Front Street West
Toronto, Ont.
(416) 977-1534
www.tangentcapital.netAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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October 15, 2010
Tetra Herbal Remedies Inc.
Tetra Herbal Remedies Inc.
Warning List
Tetra Herbal Remedies Inc.
Date posted: October 15, 2010 Last known/disclosed address: 1200 Bay Street, Suite 202
Toronto, Ontario
M5R 2A5
416-907-7395
www.tetraherbalremedies.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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August 5, 2011
Thunderlight Entertainment
Thunderlight Entertainment
Warning List
Thunderlight Entertainment
Date posted: August 5, 2011 Last known/disclosed address: 100 King St. West, Suite 3700
Toronto, Ontario
Canada M5V 1K4
1-877-778-8981
www.thunderlightentertainment.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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January 5, 2012
Timberlake Energy Solutions Inc.
Timberlake Energy Solutions Inc.
Warning List
Timberlake Energy Solutions Inc.
Date posted: January 5, 2012 Last known/disclosed address: 9393 W 110th Street, Overland Park
Kansas, USA 66210
www.timberlakeenergy.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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January 12, 2010
Titan Resources International Corporation, Titan Resources International Inc., Titan Resources Management Inc.
Titan Resources International Corporation, Titan Resources International Inc., Titan Resources Management Inc.
Warning List
Titan Resources International Corporation, Titan Resources International Inc., Titan Resources Management Inc.
Date posted: January 12, 2010 Last known/disclosed address: 1155 North Service Road West
Oakville, Ontario
289-291-4035
www.titan-resource.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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July 6, 2010
Tri Continental Capital Corporation
Tri Continental Capital Corporation
Warning List
Tri Continental Capital Corporation
Date posted: July 6, 2010 Last known/disclosed address: World Trade Centre
1st Floor Commercial Tower
Panama City, Republic of Panama
416-572-2036
www.tricontinentalcapitalcorp.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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February 9, 2011
Twynham Corporation
Twynham Corporation
Warning List
Twynham Corporation
Date posted: February 9, 2011 Last known/disclosed address: www.twynhamcorp.com Additional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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December 16, 2011
Valert Inc.
Valert Inc.
Warning List
Valert Inc.
Date posted: December 16, 2011 Last known/disclosed address: 132 Winther Avenue
Ottawa, Ontario K1H 6E2Additional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities. Back to Warning List
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July 29, 2010
Vantre Finance Inc.
Vantre Finance Inc.
Warning List
Vantre Finance Inc.
Date posted: July 29, 2010 Last known/disclosed address: 2 Queen St. East
18th Floor
Toronto, ON
M5C 3G7
T: 416-364-1199
F: 416-364-6200
www.vantrefinance.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities Back to Warning List
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July 30, 2010
Viaoro Industries Inc.
Viaoro Industries Inc.
Warning List
Viaoro Industries Inc.
Date posted: July 30, 2010 Last known/disclosed address: 100 King St. West,
Suite 3700,
Toronto, Ontario,
M5X 1C9,
or,
200 S. Virginia,
8th Floor,
Reno, Nevada,
USA, 89501,
1-888-369-7774
www.viaoro.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities Back to Warning List
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September 8, 2011
Wall Street Consulting International Corp./Wall Street Consulting
Wall Street Consulting International Corp./Wall Street Consulting
Warning List
Wall Street Consulting International Corp./Wall Street Consulting
Date posted: September 8, 2011 Last known/disclosed address: 3410 W Irving Park Road,
Chicago, Illinois 60618-3208
Telephone Number: 312-428-9648Additional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities Back to Warning List
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April 19, 2010
Waverly M&A
Waverly M&A
Warning List
Waverly M&A
Date posted: April 19, 2010 Last known/disclosed address: 151 Front Street,
Toronto, ON
1-866-989-4521
www.waverlyma.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities Back to Warning List
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January 12, 2010
Webb Capital Partners
Webb Capital Partners
Warning List
Webb Capital Partners
Date posted: January 12, 2010 Last known/disclosed address: Atago Green Hills Mori Tower 37F, 2-5-1
Atago-Minato-ku
Toyko, Japan
150-6237
647-723-3283Additional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities Back to Warning List
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July 8, 2011
Werner Group International
Werner Group International
Warning List
Werner Group International
Date posted: July 8, 2012 Last known/disclosed address: 161 Bay Street, P.O. Box 508,
Toronto, Ontario
M5J 2S1
416-800-9976
40 Wall Street., 22nd Floor,
New York, New York
10005
646-313-3786Additional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities Back to Warning List
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February 27, 2012
World Energy Holdings & Research PLC
World Energy Holdings & Research PLC
Warning List
World Energy Holdings & Research PLC
Date posted: February 27, 2012 Last known/disclosed address: 5th Avenue 5-5, Zone 14 Tower 1
Floor 8, Office 801,
Europlaza World Business Center,
Guatemala City, Guatemala
www.wehr.comAdditional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities Back to Warning List
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January 18, 2011
Zavareh Equity Group Inc.
Zavareh Equity Group Inc.
Warning List
Zavareh Equity Group Inc.
Date posted: January 18, 2011 Last known/disclosed address: 130 King Street West,
P.O. Box 427, The Exchange Tower
Toronto, Ontario
M5X 1E3
(416) 860-6213Additional information: This person or company is not registered to engage in the business of (i) trading in securities or (ii) advising anyone with respect to investing in, buying or selling securities Back to Warning List
More about the list
The individuals and companies are on this list because the OSC is concerned that they may be:- selling securities or offering investment advice in Ontario, or claiming to sell securities or offer investment advice from Ontario, without being registered in Ontario, and without having an exemption, and/or
- offering securities without a prospectus when they are required to have one These individuals and companies have come to our attention through complaints from investors, information from other regulators or our own surveillance activities. If an individual or company is on the list, it does not mean that the Commission has held a hearing or made a finding on them, or made any judgment about the merits of any product they are offering.
Contact us. You will be asked to provide information and/or documentation to support your claim.
