Investors

Investor Warnings

This section provides information about individuals and companies that appear to be engaging in activities that may pose a risk to investors. This information is not exhaustive. You should always check the registration of the individual or company you’re dealing with and research the investment before you buy.

If you have questions about any of these individuals or companies, or are suspicious about an investment opportunity, contact us for assistance.
 

Investor Alerts

 

September 17, 2019	OSC Investor Alert: Blue Sail Trading
August 22, 2019	OSC Investor Alert: HB Global
July 19, 2019	OSC Investor Alert: Convicted Fraudster Neil Suresh Chandran
July 4, 2019	OSC Investor Alert: RTG Direct Trading Group
June 18, 2019	OSC Investor Alert: FSM Smart Ltd.

Warning List

 

December 5, 2019	Red Maple Trading International
December 5, 2019	ClickPort International
December 4, 2019	Olympus Markets
November 19, 2019	Global Options Trade Inc.
October 21, 2019	Axe Invest

CSA Disciplined List

Click here for a list of individuals and firms who have been sanctioned by the OSC and other Canadian securities regulators. The OSC information dates back to 1997. Not all disciplinary actions are contained on this list, so check the CSA site to confirm what is included.