Investor Warnings
This section provides information about individuals and companies that appear to be engaging in activities that may pose a risk to investors. This information is not exhaustive. You should always check the registration of the individual or company you’re dealing with and research the investment before you buy.
If you have questions about any of these individuals or companies, or are suspicious about an investment opportunity, contact us for assistance.
Investor Alerts
| April 23, 2020 | OSC Investor Alert: OSC and RCMP issue joint warning on coronavirus investment scams |
| April 14, 2020 | OSC Investor Alert: Aggressive Stock Promotion Exploits Fears of Coronavirus Recession |
| March 19, 2020 | CSA News Release: Canadian securities regulators warn public of coronavirus-related investment scams |
| September 17, 2019 | OSC Investor Alert: Blue Sail Trading |
| August 22, 2019 | OSC Investor Alert: HB Global |
Warning List
| May 1, 2020 | Pinnacle Capital |
| March 3, 2020 | International Derivatives Group |
| January 15, 2020 | Tradewell |
| December 5, 2019 | Red Maple Trading International |
| December 5, 2019 | ClickPort International |