Investors

Investor Warnings

This section provides information about individuals and companies that appear to be engaging in activities that may pose a risk to investors. This information is not exhaustive. You should always check the registration of the individual or company you’re dealing with and research the investment before you buy.

If you have questions about any of these individuals or companies, or are suspicious about an investment opportunity, contact us for assistance.
 

Investor Alerts

 

August 22, 2019	OSC Investor Alert: HB Global
July 19, 2019	OSC Investor Alert: Convicted Fraudster Neil Suresh Chandran
July 4, 2019	OSC Investor Alert: RTG Direct Trading Group
June 18, 2019	OSC Investor Alert: FSM Smart Ltd.
May 28, 2019	OSC Investor Alert: Convicted Fraudster Weizhen Tang

Warning List

 

August 23, 2019	Strategy One Ltd. and Maxi Platinum Ltd., doing business as www.superbinary.com (together “Superbinary”) appears to operate an online binary options trading platform
August 23, 2019	XCoin Broker, also doing business as www.xcoinbroker.com
June 25, 2019	Software and Media Ltd. also operating as BoxInvesting and doing business as  https://boxinvesting.com.
June 25, 2019	TRSystem Limited also operating as CFDS100 and doing business as www.cfds100.com and CCLR Solutions Limited.
June 15, 2018	Bristol Consulting FX , also doing business as www.bristolconsultingfx.com

CSA Disciplined List

Click here for a list of individuals and firms who have been sanctioned by the OSC and other Canadian securities regulators. The OSC information dates back to 1997. Not all disciplinary actions are contained on this list, so check the CSA site to confirm what is included.