Investors

Investor Warnings

This section provides information about individuals and companies that appear to be engaging in activities that may pose a risk to investors. This information is not exhaustive. You should always check the registration of the individual or company you’re dealing with and research the investment before you buy.

If you have questions about any of these individuals or companies, or are suspicious about an investment opportunity, contact us for assistance.
 

Investor Alerts

 

September 17, 2019	OSC Investor Alert: Blue Sail Trading
August 22, 2019	OSC Investor Alert: HB Global
July 19, 2019	OSC Investor Alert: Convicted Fraudster Neil Suresh Chandran
July 4, 2019	OSC Investor Alert: RTG Direct Trading Group
June 18, 2019	OSC Investor Alert: FSM Smart Ltd.

Warning List

 

October 21, 2019	Axe Invest
September 13, 2019	Hempearth Group Ltd., also doing business as www.hempearthcoin.com
August 23, 2019	Strategy One Ltd. and Maxi Platinum Ltd., doing business as www.superbinary.com (together “Superbinary”) appears to operate an online binary options trading platform
August 23, 2019	XCoin Broker, also doing business as www.xcoinbroker.com
June 25, 2019	Software and Media Ltd. also operating as BoxInvesting and doing business as  https://boxinvesting.com.

CSA Disciplined List

Click here for a list of individuals and firms who have been sanctioned by the OSC and other Canadian securities regulators. The OSC information dates back to 1997. Not all disciplinary actions are contained on this list, so check the CSA site to confirm what is included.