Investors

Investor Warnings

This section provides information about individuals and companies that appear to be engaging in activities that may pose a risk to investors. This information is not exhaustive. You should always check the registration of the individual or company you’re dealing with and research the investment before you buy.

If you have questions about any of these individuals or companies, or are suspicious about an investment opportunity, contact us for assistance.

Investor Alerts

August 16, 2018	OSC Investor Alert: Payback Limited and Trans Atlantic Direct
July 13, 2018	OSC Investor Alert: HQBroker
June 6, 2018	CSA Investor Alert: Caution urged for Canadians investing with crypto-asset trading platforms
May 18, 2018	OSC Investor Alert: BTCReal, BitSerial, Hypercube Ventures LP, CabinCoin OÜ, and BaapPay Inc.
April 17, 2018	OSC Investor Alert: BitConnect, BitConnect Coin and the BCC Exchange

Warning List

June 15, 2018	Bristol Consulting FX , also doing business as www.bristolconsultingfx.com
May 15, 2018	Metainvesting also operating as Meta Investing and doing business as www.metainvesting.com
May 15, 2018	B.M.O. Ltd.
March 21, 2018	Aidan Trading Corp. also operating as Aidan Trading and doing business as www.aidantrading.com
March 21, 2018	Catalyst CM Limited

CSA Disciplined List

Click here for a list of individuals and firms who have been sanctioned by the OSC and other Canadian securities regulators. The OSC information dates back to 1997. Not all disciplinary actions are contained on this list, so check the CSA site to confirm what is included.