Investors

Investor Warnings

This section provides information about individuals and companies that appear to be engaging in activities that may pose a risk to investors. This information is not exhaustive. You should always check the registration of the individual or company you’re dealing with and research the investment before you buy.

If you have questions about any of these individuals or companies, or are suspicious about an investment opportunity, contact us for assistance.
 

Investor Alerts

 

April 23, 2020	OSC Investor Alert: OSC and RCMP issue joint warning on coronavirus investment scams
April 14, 2020	OSC Investor Alert: Aggressive Stock Promotion Exploits Fears of Coronavirus Recession
March 19, 2020	CSA News Release: Canadian securities regulators warn public of coronavirus-related investment scams
September 17, 2019	OSC Investor Alert: Blue Sail Trading
August 22, 2019	OSC Investor Alert: HB Global

Warning List

 

September 21, 2020	tradebits3.com
September 11, 2020	CoinsFM
July 7, 2020	Karatbars International GmbH, Karatbit Exchange
May 26, 2020	First City Markets
May 1, 2020	Pinnacle Capital

CSA Disciplined List

Click here for a list of individuals and firms who have been sanctioned by the OSC and other Canadian securities regulators. The OSC information dates back to 1997. Not all disciplinary actions are contained on this list, so check the CSA site to confirm what is included.