Submissions to the OSC
The Investor Advisory Panel (IAP) is an independent body charged with representing the views of investors and providing input into the OSC's policy initiatives, including proposed rules and policies, the annual Statement of Priorities, concept papers, as well as OSC related issues. The following is a list of the IAP's submissions in this regard.
These submissions represent the views of the IAP.
2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010
2020
December 14, 2020 |
IAP Comments on OSC Notice 11-791 – Request for comment on the OSC’s Statement of Priorities for the fiscal year ending March 31, 2022 |
October 21, 2020 |
IAP Comments on CSA Consultation Paper 25-402 Consultation on the Self-Regulatory Organization Framework |
October 6, 2020 |
IAP Comments on CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers |
July 9, 2020 |
IAP Comments on the Proposed amendments to National Instrument 31-103 to enhance protection of older and vulnerable investors |
June 1, 2020 |
IAP Comments on OSC Priorities 2020-2021 |
May 26, 2020 |
IAP Comments on the Revised Version of Proposed National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure |
May 7, 2020 |
IAP Notice: OSC’s Investor Advisory Panel Releases 2019 Annual Report |
April 24, 2020 |
IAP Comments on Alternatives to DSC Ban |
February 24, 2020 |
IAP Response to CSA Consultation Paper 51-405 - Access Equals Delivery |
2019
2018
2017
December 27, 2017 |
Response to CSA Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence |
December 11, 2017 |
Report on Vulnerable Investors: Elder Abuse, Financial Exploitation, Undue Influence and Diminished Mental Capacity |
November 13, 2017 |
Response to the OSC Annual Report 2017 |
August 22, 2017 |
Proposed National Instrument 93-101 Derivatives: Business Conduct |
July 25, 2017 |
CSA Climate Change Disclosure Review Project |
July 13, 2017 |
CSA Consultation Paper 51-404 - Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers |
July 6, 2017 |
Proposed NI 91-102 Prohibition of Binary Options |
May 31, 2017 |
CSA Consultation Paper 81-408 - Consultation on the Option of Discontinuing Embedded Commissions |
May 23, 2017 |
Ontario Securities Commission Notice 11-777 – Statement of Priorities |
April 12, 2017 |
2016 Annual Report of the Ontario Securities Commission’s Investor Advisory Panel |
January 19, 2017 |
MFDA Oversight Review Report |
2016
2015
December 21, 2015 |
Comments on Capital Markets Act: A Revised Consultation Draft
|
December 18, 2015 |
Response to Research Paper: A Dissection of Mutual Fund Fees, Flows, and Performance
|
December 10, 2015 |
Proposed OSC Policy 15-601 Whistleblower Program
|
November 3, 2015 |
Response to report on Mystery Shopping for Investment Advice |
October 30, 2015 |
21-315 Next Steps in Regulation and Transparency of the Fixed Income Market |
August 6, 2015 |
Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and its Delivery |
June 1, 2015 |
Ontario Securities Commission Notice 11-771 - Statement of Priorities |
May 4, 2015 |
15-401 Proposed Framework for an OSC Whistleblower Program |
March 3, 2015 |
2013-2014 Annual Report of the Ontario Securities Commission Investor Advisory Panel |
2014
2013
2012
2011
2010
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