Submissions to the OSC
The Investor Advisory Panel (IAP) is an independent body charged with representing the views of investors and providing input into the OSC's policy initiatives, including proposed rules and policies, the annual Statement of Priorities, concept papers, as well as OSC related issues. The following is a list of the IAP's submissions in this regard.
These submissions represent the views of the IAP.
2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 20102018
2017
2016
| October 25, 2016 | OSC’s 2016 Annual Report |
| September 30, 2016 | |
| May 2, 2016 |
Ontario Securities Commission Notice 11-774 - Statement of Priorities |
| April 20, 2016 | 2015 Annual Report of the Ontario Securities Commission Investor Advisory Panel |
| February 19, 2016 | CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts and ETF Facts |
2015
| December 21, 2015 |
Comments on Capital Markets Act: A Revised Consultation Draft |
|
| December 18, 2015 |
Response to Research Paper: A Dissection of Mutual Fund Fees, Flows, and Performance |
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| December 10, 2015 | ||
| November 3, 2015 | Response to report on Mystery Shopping for Investment Advice | |
| October 30, 2015 | 21-315 Next Steps in Regulation and Transparency of the Fixed Income Market | |
| August 6, 2015 | Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and its Delivery | |
| June 1, 2015 | Ontario Securities Commission Notice 11-771 - Statement of Priorities | |
| May 4, 2015 | 15-401 Proposed Framework for an OSC Whistleblower Program | |
| March 3, 2015 | 2013-2014 Annual Report of the Ontario Securities Commission Investor Advisory Panel | |
2014
2013
2012
| November 20, 2012 | 2011-2012 Annual Report of the Investor Advisory Panel | |
| September 14, 2012 | 31-103 Cost Disclosure and Performance Reporting | |
| September 6, 2012 | 81-101 Point of Sale Disclosure for Mutual Funds | |
| May 29, 2012 | OSC Notice 11-766 Statement of Priorities for Financial Year to End March 31, 2013 | |
| February 29, 2012 | 45-401 Review of Minimum Amount and Accredited Investor Exemptions | |
| January 16, 2012 | 15-704 Proposed Enforcement Initiatives | |
2011
| November 10, 2011 | 81-101 Point of Sale Disclosure for Mutual Funds | |
| October 28, 2011 | Annual Report of the Investor Advisory Panel | |
| October 27, 2011 | 51-103 Ongoing Governance and Disclosure Requirements For Venture Issuers | |
| September 23, 2011 | 31-103 Cost Disclosure and Performance Reporting | |
| April 27, 2011 | 11-765 Statement of Priorities for Fiscal Year Ending March 31, 2012 | |
| April 18, 2011 | 54-701 Regulatory Developments Regarding Shareholder Democracy Issues | |
| January 11, 2011 | CP 91-401 Over the Counter Derivatives Regulation | |
2010
| October 25, 2010 | 25-101 Designated Rating Organizations | |