November 14, 2019 - Investor Advisory Panel - Agenda

Meeting Date:

Thursday, November 14, 2019   9:30 am - 3:30 pm
Location:

Ontario Securities Commission - 20 Queen Street West
Commissioners’ Boardroom - 17th Floor
Members:

Neil Gross (Chair), Jaqueline Allen, Daniel Brunet, Patti Best, Malcolm Heins,
Harvey Naglie, Ilana Singer
Invitees:

Tyler Fleming, Director - OSC Investor Office
Daniella Laise, Manager, Policy - OSC Investor Office
Caroline Cakebread, IAP Consultant
David Gunn - Country Leader, Canada, Edward Jones
Hugh Corbett - Associate General Counsel, Edward Jones
Andrea Maggisano - OSC Investor Office
Namita Balgi - OSC Investor Office
Scott Hendry - Senior Special Director, Financial Technology, Bank of Canada
Michael Thom - Managing Director, CFA Societies Canada
Randy Cass - CEO, Nest Wealth
 

                                                    

TIME

AGENDA ITEMS

PRESENTERS

9:30 - 9:45

 1. Chair’s Report

Neil Gross

9:45 - 10:00

 2. Investor Office Update

Tyler Fleming
Daniella Laise

10:00 - 11:00

 3. Edward Jones

David Gunn
Hugh Corbett

11:00 - 11:30

 4. Investor Experience workstream

Andrea Maggisano
Namita Balgi

11:30 - 12:00

 5. Preparation for Commission Presentation

All members

12:00 - 1:00

 6. LUNCH

1:00 - 2:00

 7. Bank of Canada

Scott Hendry

2:00 - 2:30

 8. CFA Societies Canada                     

Michael Thom

2:30 - 3:15

 9. Nest Wealth

Randy Cass

3:13 - 3:30

 10. Other business

All members

 

FUTURE 2019 MEETING DATES:

Thursday, December 12, 2019    9:30 - 3:00 pm