March 21, 2019 - Investor Advisory Panel - Agenda

March 21, 2019

Meeting Date:		Thursday, March 21, 2019, 9:30 am - 3:00 pm

Location:		Ontario Securities Commission, 20 Queen Street West Commissioners’ Boardroom, 17th Floor

Members:		Neil Gross (Chair), Jaqueline Allen, Larry Bates, Paul Bates, Daniel Brunet, Patti Best, Malcolm Heins, Harvey Naglie, Ilana Singer

Invitees:		Tyler Fleming, Director, Investor Office Daniella Laise, Manager, Policy, Investor Office Grant Vingoe, Vice-Chair, Executive Office Pat Chaukos, Deputy Director, LaunchPad Andrew Kriegler, President & CEO, IIROC Elsa Renzella, Senior Vice-President, Registration and Enforcement, IIROC Marsha Gerhart, Vice-President, Member Regulation Policy, IIROC Kathy Engle, Vice-President, Strategic Initiatives, IIROC Naizam Kanji, Director, Office of Mergers & Acquisitions Winnie Sanjoto, Manager, Corporate Finance David Surat, Senior Legal Counsel, Corporate Finance Joseph Della Manna, Manager, Market Regulation Stacey Barker, Senior Accountant, Market Regulation Chuck Grace, Ivey Business School Caroline Cakebread, IAP Consultant

TIME	AGENDA ITEMS	PRESENTERS
9:30 - 9:45	1. Chair’s Report (attachment)	Neil Gross
9:45 - 10:00	2. Investor Office Update	Tyler Fleming Daniella Laise Grant Vingoe
10:00 - 11:00	3. OSC LaunchPad	Pat Chaukos
11:00 - 12:00	4. IIROC Update (attachments)	Andrew Kriegler Elsa Renzella Marsha Gerhart Kathy Engle
12:00 - 12:45	Lunch
12:45 - 1:15	5. Regulatory Burden Reduction	Naizam Kanji Winnie Sanjoto David Surat
1:15 - 1:30	6. Syndicated Mortgages (attachment)	David Surat
1:30 - 2:00	7. MFDA Oversight Review (attachment)	Joseph Della Manna Stacey Barker
2:00 - 2:45	8. Horizon Project (attachment)	Chuck Grace
2:45 - 3:00	9. Other Business	All members