June 21, 2018 - Investor Advisory Panel - Agenda

INVESTOR ADVISORY PANEL
MEETING AGENDA


Meeting Date:

Thursday, June 21, 2018, 9:30 am – 3:00 pm


Location:

Ontario Securities Commission, 20 Queen Street West
Commissioners’ Boardroom, 17th Floor


Members:

Letty Dewar (Chair), Jaqueline Allen, Larry Bates, Paul Bates, Pattie Best, Neil Gross, Malcolm Heins, Harvey Naglie, Louise Tardif


Invitees:

Tyler Fleming, Director, Investor Office
Denise Morris, Manager, Policy, Investor Office
Caroline Cakebread, IAP Consultant
Mark White, CEO, Financial Services Regulatory Authority (FSRA)
Cathy Mallove, Communications Consultant, FSRA
 Sandy Roberts, Special Advisor, FSRA
Marianne Harris, Chair of the Board, Investment Industry Regulatory Organization of Canada (IIROC)
Doug Harris, Vice-President, General Counsel and Corporate Secretary, IIROC
Mary Joyce Empensando, Chief Compliance Officer, Questrade


 

                                               


TIME

AGENDA ITEMS

PRESENTERS

9:30 – 9:45

1. Chair’s Remarks

Letty Dewar

9:45 – 10:30

2. FSRA (attachments)

Mark White
Cathy Mallove
Sandy Roberts

10:30 – 10:45

Break

10:45 – 11:00

3. Investor Office Update

Tyler Fleming
Denise Morris

11:00 – 12:00

4. IIROC (attachments)

Marianne Harris
Doug Harris

12:00 – 12:30

Lunch

12:30 – 1:30

5. Questrade

Mary Joyce Empensando

1:30 – 2:45

6. Priorities Review (attachment)

All members

2:45 – 3:00

7. Other Business (attachments)

 



FUTURE 2018 MEETING DATES:

Thursday, July 19, 2018: 9:30am – 3:00pm

Thursday, October 18, 2018: 9:30am – 3:00pm

Thursday, August 16, 2018: 9:30am – 3:00pm

Thursday, November 15, 2018: 9:30am – 3:00pm

Thursday, September 13 2018: 9:30am – 3:00pm

Thursday, December 6, 2018: 9:30am – 3:00pm