December 14, 2017 - Investor Advisory Panel - Agenda

INVESTOR ADVISORY PANEL
MEETING AGENDA

Meeting Date:

Thursday, December 14, 2017, 9:30 am – 3:00 pm

Location:

Ontario Securities Commission, 20 Queen Street West
Commissioners’ Boardroom, 17th Floor

Members:

Letty Dewar (Chair), Jaqueline Allen, Larry Bates, Paul Bates, Pattie Best, Neil Gross, Malcolm Heins, Harvey Naglie, Louise Tardif

Invitees:

Maureen Jensen, Chair and CEO, Ontario Securities Commission
Tyler Fleming, Director, Investor Office
Lina Creta, Senior Advisor, Policy, Investor Office
Caroline Cakebread, IAP Consultant
Paul Bourque, President and CEO, IFIC
Jan Dymond, Vice President, Public Affairs, IFIC
Sarah Bradley, Ombudsman and CEO, OBSI
Mark Wright, Director, Strategy & Stakeholder Relations, OBSI

TIME

AGENDA ITEMS

PRESENTERS

9:30 – 10:00

 1. Discuss Letter to Minister

All members
Maureen Jensen, invitee

10:00 – 10:30

 2. Panel Discussion – Letter Finalization

All

10:30 – 11:00

 3. Panel Discussion – Risk Profiling & Targeted Reforms

All

11:00 – 11:15

Break

11:15 - 11:30

 4. Investor Office Update

Tyler Fleming
Lina Creta

11:30 – 12:00

 5. IFIC – Introductions

Paul Bourque
Jan Dymond

12:00 – 12:30

Lunch

12:30 – 1:00

 6. Panel Discussion –  Priorities

All members

1:00 – 2:00

 7. OBSI – Introductions

Sarah Bradley
Mark Wright

2:00 – 2:15

 8. Panel Discussion – OBSI

All members

2:15 – 2:30

 9. Panel Discussion Comment Letter

CSA Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence

All members

2:30 – 2:45

 10. Mutual Fund Fees

Larry Bates

2:45 – 3:00

 11. Other Business

All members


 

FUTURE MEETINGS:

Thursday, January 18, 2018: 9:30am – 3:00pm

Thursday, February 15, 2018: 9:30am – 3:00pm

2018 MEETING DATES:

Thursday, March 15, 2018: 9:30am – 3:00pm Thursday, April 19, 2018: 9:30am – 3:00pm
Thursday, May 17, 2018: 9:30am – 3:00pm
Thursday, June 21, 2018: 9:30am – 3:00pm
Thursday, July 19, 2018: 9:30am – 3:00pm

Thursday, August 16, 2018: 9:30am – 3:00pm
Thursday, September 13 2018: 9:30am – 3:00pm Thursday, October 18, 2018: 9:30am – 3:00pm
Thursday, November 15, 2018: 9:30am – 3:00pm Thursday, December 6, 2018: 9:30am – 3:00pm