October 19, 2017 - Investor Advisory Panel - Agenda

October 19, 2017

Meeting Date:		Thursday, October 19, 2017, 9:30 am – 3:00 pm

Location:		Ontario Securities Commission, 20 Queen Street West Commissioners’ Boardroom, 17th Floor

Members:		Letty Dewar (Chair), Jaqueline Allen, Larry Bates, Connie Craddock, Harold Geller, Malcolm Heins, Ken Kivenko, Alison Knight, Louise Tardif

Invitees:		Denise Morris, Manager, Policy, Investor Office Caroline Cakebread, IAP Consultant Susan Greenglass, Director, Market Regulation Joseph Della Manna, Manager, Market Regulation
Observers:		Paul Bates, Harvey Naglie

TIME	AGENDA ITEMS	PRESENTERS
9:30 – 9:45	1. Chair’s Remarks	Letty Dewar
9:45 – 10:15	2. Market Regulation Update MFDA Oversight Report	Susan Greenglass Joseph Della Manna
10:15 – 10:30	Break
10:30 – 11:30	3. Priorities for Next Six Months (attachments)	All members
11:30 – 12:00	4. Risk Profiling Discussion	All members
12:00 – 12:30	Lunch
12:30 – 1:00	5. OSC 2017 Annual Report (attachment)	All members
1:00 – 1:30	6. Proficiency and Titles	All members
1:30 – 1:45	7. Investor Office Update	Denise Morris
1:45 – 2:00	8. Transparency	Larry Bates
2:00 – 2:30	9. Advice of Outgoing Members to Remaining/Incoming Members	Connie Craddock Harold Geller Ken Kivenko Alison Knight
2:30 – 2:45	10. Other Business	All members