Calendar of Events
Registrant Outreach offers a series of free educational seminars to registrants and other industry participants to help them understand their regulatory requirements.
Click on the seminars below to see more details, including a description of the seminar and the benefits of attending. Space is limited, so sign up early.
|Compliance with the Proceeds of Crime Money Laundering and Terrorist Financing Act|
Session A: Webinar
|Session B: In-Person
February 21, 2019
|Time:||2:00 p.m. - 4:00 p.m.||2:00 p.m. - 4:00 p.m.|
|Location for In-person Session:||Ontario Heritage Centre
10 Adelaide Street East, Gallery Room
Toronto, ON M5C 1J3
The Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) will be conducting a seminar. This seminar is designed to address the implementation and maintenance of a compliance program as well as client identification, record keeping and reporting obligations in accordance with the Proceeds of Crime Money Laundering and Terrorist Financing Act (PCMLTFA). FINTRAC will address this by providing an overview of:
|Who should attend:||Registered representatives, ultimate designated persons, chief compliance officers, and legal counsel of registrants (e.g., IFMs, PMs, EMDs and SPDs).|