Instruments, rules, policies, and other documents, both proposed and final, are organized into these categories:
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41-101
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General Prospectus Requirements
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41-101
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Prospectus Disclosure Requirements & Rescission of NP 12, 13, 32, and 35 (Repealed by 41-101 - General Prospectus Requirements on March 17, 2008)
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41-103
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Supplementary Prospectus Disclosure Requirements for Securitized Products
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41-201
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Income Trusts and Other Indirect Offerings
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41-301 & 51-302
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The Year 2000 Challenge Disclosure Issues
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41-303
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Harmonization of Prospectus Requirements Across the CSA
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41-304
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Income Trusts: Prospectus Disclosure of Distributable (Withdrawn by CSA Notice 11-313, February 19, 2010)
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41-305
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Share Structure Issues – Initial Public Offerings
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41-307
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Corporate Finance Prospectus Guidance – Concerns regarding an issuer’s financial condition and the sufficiency of proceeds from a prospectus offering
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41-501
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General Prospectus Requirements and Forms (Repealed by 41-801 on March 17, 2008)
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41-502
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Prospectus Requirements for Mutual Funds (Repealed by 41-801 on March 17, 2008)
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41-601
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Capital Pool Companies
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41-701
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Issuance of Receipts for Preliminary Prospectus and Prospectuses
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41-702
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Prospectus Practice Directive #1 - Personal information forms and other procedural matters regarding preliminary prospectus filings
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41-703
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Corporate Finance Prospectus Practice Directive #2 - Exemption from certain prospectus requirements to be evidenced by a receipt
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41-801
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Implementing NI 41-101 General Prospectus Requirements
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42-301 & 52-302
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Dual Reporting of Financial Information
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42-303
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Prospectus Requirements
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43-101
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Standards of Disclosure for Mineral Projects
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43-201
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[rescinded and replaced by NP 11-202] Mutual Reliance Review System for Prospectus and Annual Information Forms
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43-301
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CSA Notice, Establishing an Advisory and Monitoring Committee
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43-302
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CSA Notice, Frequently Asked Questions NI 43-101 Standards of Disclosure for Mineral Projects
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43-303
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Standards of Disclosure Frequently Asked Questions - Revised
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43-304, 62-302, & 81-308
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Prospectus Filing Matters - Arthur Andersen LLP Consent
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43-305
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CSA Mining Technical Advisory and Monitoring Committee (Withdrawn by CSA Notice 11-313, February 19, 2010)
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43-306
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Technical Reports Filed for Prospectus Offerings
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43-307
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Mining Technical Reports - Preliminary Economic Assessments
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43-308
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Professional Associations under NI 43-101 Standards of Disclosure for Mineral Projects
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43-309
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Review of Website Investor Presentations by Mining Issuers
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43-701
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Regarding National Instrument 43-101
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43-702
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Review Time Frames for "Equity Line" Short Form Prospectuses
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43-704
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Mineral Brine Projects and National Instrument 43-101 Standards of Disclosure for Mineral Projects
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43-705
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Report on Staff’s Review of Technical Reports by Ontario Mining Issuers
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43-706
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OSC Staff Notice 43-706 - Pre-filing Review of Mining Technical Disclosure
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44-101
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Short Form Prospectus Distributions
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44-102
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Shelf Distributions
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44-103
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Post Receipt Pricing
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44-301
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Frequently Asked Questions Regarding the New Prospectus Rules
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44-302
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Replacement of National Instrument 44-101 Short Form Prospectus Distributions
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44-303
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Filing of Notice of Intention to be Qualified to File a Short Form Prospectus under NI 44-101 Short Form Prospectus Distributions (Withdrawn by CSA Notice 11-317, June 21, 2012)
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44-304
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Linked Notes Distributed under Shelf Prospectus System
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44-305
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Structured Notes Distributed Under the Shelf Prospectus System
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44-401
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Concept Proposal for an Integrated Disclosure System (Withdrawn by CSA Notice 11-313, February 19, 2010)
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44-801
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[repealed] Implementing National Instrument 44-101 - Short Form Prospectus Distributions
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45-101
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[repealed] Rights Offerings
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45-102
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Resale of Securities
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45-105
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[repealed]Trades to Employees, Senior Officers, Directors, and Consultants
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45-106
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Prospectus Exemptions
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45-108
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Crowdfunding
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45-301
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MI 45-102 Resale of Securities
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45-302
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Frequently Asked Questions Regarding the New Resale Rules (Withdrawn by CSA Notice of Repeal and Replacement of National Instrument 45-106 and Notice of Amendments to NI 45-102 effective September 28, 2009)
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45-304
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Notice of Local Exemptions Related to NI 45-106
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45-305
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FAQ Regarding NI 45-106 Prospectus and Registration Exemptions (Withdrawn by CSA Notice of Repeal and Replacement of National Instrument 45-106 and Notice of Amendments to NI 45-102 effective September 28, 2009)
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45-307
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Regulatory Developments Regarding Securitization
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45-308
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Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus and Registration Exemptions
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45-310
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Update on CSA Staff Consultation Note 45-401 Review of Minimum Amount and Accredited Investor Exemptions
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45-314
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Consolidated List of Current CSA Exempt Market Initiatives
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45-320
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[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] Exemptions for Certain Foreign Issuers from the Requirement to Identify Purchasers as Registrants or Insiders in Reports of Exempt Distribution
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45-322
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Multilateral CSA Staff Notice 45-322 Potential Concerns with the Structure of Rights Offerings
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45-323
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CSA Staff Notice 45-323 – Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions
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45-324
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CSA Staff Notice 45-324 Update on the Start-up Crowdfunding Registration and Prospectus Exemptions
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45-325
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CSA Staff Notice 45-325 Filing Requirement and Fee Payable for Exempt Distributions involving Fully Managed Accounts
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45-401
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Review of Minimum Amount and Accredited Investor Exemptions
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45-501
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Ontario Prospectus and Registration Exemptions
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45-502
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[repealed and replaced by s. 2.2 of NI 45-106] Dividend or Interest Reinvestment and Stock Dividend Plans
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45-503
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[repealed] Trades to Employees, Executives and Consultants
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45-504
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[repealed] Prospectus Exemptions for Distributions of Securities to Portfolio Advisors on Behalf of Fully Managed Accounts
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45-702
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Frequently Asked Questions Rule 45-501: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions [Withdrawn by OSC Notice 11-755, September 9, 2005.]
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45-704
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OSC Small Business Advisory Committee
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45-705
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Interpretation of Section 130.1 of the Securities Act
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45-706
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OSC Small Business Advisory Committee (Withdrawn by CSA Notice 11-313, February 19, 2010)
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45-707
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OSC Broadening Scope of Review of Prospectus Exemptions
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45-708
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Introduction of Electronic Report of Exempt Distribution (Withdrawn)
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45-709
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Tips for Filing Reports of Exempt Distribution (Withdrawn)
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45-710
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Considerations for New Capital Raising Prospectus Exemptions
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45-711
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Extension of Consultation Period – OSC Staff Consultation Paper 45-710 Considerations for New Capital Raising Prospectus Exemptions
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45-712
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Progress Report on Review of Prospectus Exemptions to Facilitate Capital Raising
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45-713
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Reports of Exempt Distribution - Compliance with Filing Requirements (Withdrawn)
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45-714
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Summaries of Exempt Distribution Information
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45-715
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OSC Staff Notice 45-715 2017 Ontario Exempt Market Report
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45-716
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OSC Staff Notice 45-716 2018 Ontario Exempt Market Report
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45-801
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[repealed] Implementing Multilateral Instrument 45-105 Trades to Employees, Senior Officers, Directors, and Consultants
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45-802
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Implementing National Instrument 45-106 Prospectus and Registration Exemptions
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46-201
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Escrow for Initial Public Offerings and Form 46-201F Escrow Agreement
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46-301
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Proposal for Uniform Terms of Escrow Applicable to Initial Public Distributions
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46-302
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Consent to Amend Existing Escrow Agreements (Withdrawn by CSA Notice 11-313, February 19, 2010)
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46-303
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Principal Protected Notes
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46-304
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Update on Principal Protected Notes
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46-305
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Second Update on Principal Protected Notes
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46-306
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Third Update on Principal Protected Notes
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46-307
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CSA Staff Notice 46-307 Cryptocurrency Offerings
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46-308
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CSA Staff Notice 46-308 Securities Law Implications for Offerings of Tokens
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46-309
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CSA Staff Notice 46-309 – Bail-in Debt
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46-501
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[repealed and replaced by s. 2.7 of Rule 45-501] Self-Directed Registered Education Savings Plans
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47-201
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Trading in Securities using the Internet and Other Electronic Means
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47-302
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Pre-Marketing of Underwriters' Options on Bought Deals
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48-501
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Trading during Distributions, Formal Bids and Share Exchange Transactions
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48-701
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Lapse of SEC No-Action Letter Regarding U.S. Trading Rules and MJDS Transactions
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