Securities Law & Instruments

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Comments Received (comment period due July 6, 2020)
Date Comment Letters
July 6, 2020 W. Sian Burgess (Fidelity Investments Canada ULC)
July 6, 2020 Shalomi Abraham (Invesco Canada Ltd.)
July 6, 2020 Arnie Hochman (Investment Funds Institute of Canada)
July 6, 2020 John A. Adams (Primerica Financial Services (Canada) Ltd.)
July 6, 2020 Barry S. McInerney (Mackenzie Financial Corporation)
July 6, 2020 Mark Adams (AGF Investments Inc.)
July 4, 2020 Douglas Walker (Canadian Foundation for Advancement of Investor Rights)
July 3, 2020 Matthew Latimer (Federation of Mutual Fund Dealers)
July 3, 2020 Katie Walmsley and Margaret Gunawan (Portfolio Management Association of Canada)
July 2, 2020 Kathleen C. Bock (Vanguard Investments Canada Inc.)
July 1, 2020 Dan Hallett (HighView Asset Management Ltd.)
June 30, 2020 The Canadian Advocacy Council of CFA Societies Canada
June 29, 2020 Ian Tam and Aron Szapiro (Morningstar Research, Inc.)
June 27, 2020 Eric Adelson (Adelson Law)
June 26, 2020 Dale Roberts
June 25, 2020 Nancy Allan (Independent Financial Brokers of Canada)
June 17, 2020 Harold Geller (Harold Geller and on behalf of MBC Law Professional Corporation’s Financial Loss Advisory Group)
June 16, 2020 Millie Jagdeo
June 1, 2020 Stan Gourley
June 1, 2020 Stan I. Buell (Small Investor Protection Association)
May 21, 2020 Greg Pollock and Abe Toews (Advocis, The Financial Advisors Association of Canada)
May 15, 2020 Paul McQueen (Libro Credit Union Limited)
April 28, 2020 Yegal Rosen
April 25, 2020 Marissa Lennox (CARP)
April 24, 2020 Neil Gross (Investor Advisory Panel)
April 6, 2020 Karin Mizgala (Money Coaches Canada)
April 1, 2020 David M. Fieldstone
March 20, 2020 Tom Dusmet
March 17, 2020 Sophia Fortier
March 16, 2020 Issac Glick
March 4, 2020 Arthur Ross
March 3, 2020 Ruth Elliott
March 2, 2020 Peter Whitehouse
February 24, 2020 Kenmar Associates