2 - Certain Capital Market Participants

Results 1 - 30 of 138
Instrument Number
Title
21-101
Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
21-301
Canadian Venture Exchange (Withdrawn by CSA Notice 11-313, February 19, 2010)
21-302
Confidentiality of Forms Filed under National Instrument 21-101 Marketplace Operation (Withdrawn by CSA Notice 11-313, February 19, 2010)
21-304
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] Request for Filing of Form 21-101F5 Initial Operation Report for Information Processor by Interested Information Processors
21-305
Extension of Approval of Information Processor for Corporate Fixed Income Securities
21-306
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] Notice of Filing of Forms 21-101F5 - Initial Operation Report for Information Processor
21-307
Extension of Approval of Information Processor for Corporate Fixed Income Securities
21-308
Update on Applications to Become an Information Processor
21-309
Information Processor for Exchange-Traded Securities other than Options (Withdrawn by CSA Staff Notice 11-333, December 1, 2016)
21-310
Information Processor for Corporate Debt Securities (Withdrawn by CSA Staff Notice 11-333, December 1, 2016)
21-312
Update on Consultation Paper 21-401 Real Time Market Data Fees
21-313
Information Processor for Exchange-Traded Securities other than Options
21-314
Information Processor for Corporate Debt Securities (Withdrawn by CSA Staff Notice 11-333, December 1, 2016)
21-315
CSA Staff Notice and Request for Comment 21-315 - Next Steps in Regulation and Transparency of the Fixed Income Market
21-316
CSA Staff Notice 21-316 Information Processor for Corporate Debt Securities
21-317
Next Steps in Implementation of a Plan to Enhance Regulation of the Fixed Income Market
21-318
CSA Staff Notice 21-318 Information Processor for Corporate Debt Securities
21-319
CSA Staff Notice 21-319 Data Fees Methodology
21-320
CSA Staff Notice 21-320 Update: National Instrument 21-101 Marketplace Operation and Related Companion Policy - Dealing with Government Debt Transparency
21-321
CSA Staff Notice 21-321 Markets in Financial Instruments Directive (MiFID II) - Share Trading Obligation and its Application to Canadian Securities
21-322
CSA Staff Notice 21-322 Applicability of Regulation to the Operation of MTFs or OTFs in Canada
21-323
CSA Staff Notice and Request for Comment 21-323 - Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Proposed Amendments to National Instrument 21-101 Marketplace Operation and Related Companion Policy
21-324
CSA Staff Notice 21-234 Information Processor for Exchange-Traded Securities other than Options
21-325
CSA Staff Notice 21-325 Follow-up on Marketplace Systems Incidents
21-326
CSA Staff Notice 21-326 Guidance for Reporting Material Systems Incidents
21-327
CSA Staff Notice 21-327 Guidance on the Application of Securities Legislation to Entities Facilitating the Trading of Crypto Assets
21-328
CSA Staff Notice 21-328 - Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities
21-329
Guidance for Crypto-Asset Trading Platforms: Compliance with Regulatory Requirements
21-330
CSA-IIROC Staff Notice 21-330 Guidance for Crypto-Trading Platforms - Requirements relating to Advertising, Marketing and Social Media Use
21-331
CSA Staff Notice 21-331 Information Processor for Exchange - Traded Securities other than Options
Results 1 - 30 of 138