News & Events

OSC News Releases

This section of the website contains news releases from the OSC on regulatory and enforcement matters, investor protection initiatives, and the OSC’s operations.
20190924061500September 24, 2019OSC News Release: OSC announces Market Structure Advisory Committee members
20190917070000September 17, 2019OSC Investor Alert: Blue Sail Trading
20190912060000September 12, 2019OSC News Release: OSC introduces flexible fee certification process for market participants
20190830090000August 30, 2019OSC News Release: RBC and TD pay more than $24 million for foreign exchange compliance failings
20190828070000August 28, 2019OSC News Release: OSC announces Investment Funds Technical Advisory Committee members
20190821060000August 21, 2019OSC Investor Alert: HB Global
20190819060000August 19, 2019OSC News Releases: OSC behavioural insights study highlights pathways to better fee disclosure
20190808060000August 8, 2019OSC News Release: OSC publishes Summary Report for Dealers, Advisers and Investment Fund Managers
20190729060000July 29, 2019IAP News Release: OSC’s Investor Advisory Panel Releases Survey Findings on How Much Advice Investors Receive
20190725120000July 25, 2019OSC News Release: International trading platforms pay more than $10 million following settlements with OSC
20190725050000July 25, 2019OSC News Release: OSC Panel approves settlement with crypto-asset consulting firm CoinLaunch
20190719193000July 20, 2019OSC Investor Alert: Convicted Fraudster Neil Suresh Chandran
20190704060000July 4, 2019OSC Investor Alert: RTG Direct Trading Group
20190703100000July 3, 2019OSC News Release: Caldwell Investment Management Ltd. to pay $1.8M for violating trade execution rules
20190703060000July 3, 2019OSC News Release: OSC seeks applications for Investor Advisory Panel
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