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S.A. Capital Growth Corp. S.A. Capital Growth Corp.
	June 2, 2015	Notice from the Office of the Secretary: In the Matter of Davide Amato et al.
	May 29, 2015	Reasons and Decisions: In the Matter of Davide Amato et al.

Sabourin and Sun (BVI) Inc. Sabourin and Sun (BVI) Inc.
	June 7, 2010	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 4, 2010	Reasons and Decision on Sanctions and Costs and the Order: In the Matter of Peter Sabourin et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	March 20, 2009	Reasons and Decision: In the Matter of Peter Sabourin et al.
	April 9, 2008	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	April 7, 2008	Order: In the Matter of Peter Sabourin et al.
	March 19, 2008	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 14, 2007	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 14, 2007	Order: In the Matter of Peter Sabourin et al.
	December 20, 2006	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	December 20, 2006	Order: In the Matter of Peter Sabourin et al.
	December 11, 2006	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	December 7, 2006	Temporary Order: In the Matter of Peter Sabourin et al.
	December 7, 2006	Notice of Hearing: In the Matter of Peter Sabourin et al.
	December 7, 2006	Statement of Allegations: In the Matter of Peter Sabourin et al.

Sabourin and Sun Group of Companies Inc. Sabourin and Sun Group of Companies Inc.
	June 7, 2010	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 4, 2010	Reasons and Decision on Sanctions and Costs and the Order: In the Matter of Peter Sabourin et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	March 20, 2009	Reasons and Decision: In the Matter of Peter Sabourin et al.
	April 9, 2008	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	April 7, 2008	Order: In the Matter of Peter Sabourin et al.
	March 19, 2008	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 14, 2007	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 14, 2007	Order: In the Matter of Peter Sabourin et al.
	December 20, 2006	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	December 20, 2006	Order: In the Matter of Peter Sabourin et al.
	December 11, 2006	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	December 7, 2006	Temporary Order: In the Matter of Peter Sabourin et al.
	December 7, 2006	Notice of Hearing: In the Matter of Peter Sabourin et al.
	December 7, 2006	Statement of Allegations: In the Matter of Peter Sabourin et al.

Sabourin and Sun Inc. Sabourin and Sun Inc.
	June 7, 2010	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 4, 2010	Reasons and Decision on Sanctions and Costs and the Order: In the Matter of Peter Sabourin et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	March 20, 2009	Reasons and Decision: In the Matter of Peter Sabourin et al.
	April 9, 2008	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	April 7, 2008	Order: In the Matter of Peter Sabourin et al.
	March 19, 2008	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 14, 2007	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 14, 2007	Order: In the Matter of Peter Sabourin et al.
	December 20, 2006	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	December 20, 2006	Order: In the Matter of Peter Sabourin et al.
	December 11, 2006	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	December 7, 2006	Temporary Order: In the Matter of Peter Sabourin et al.
	December 7, 2006	Notice of Hearing: In the Matter of Peter Sabourin et al.
	December 7, 2006	Statement of Allegations: In the Matter of Peter Sabourin et al.

Sabourin, Peter Sabourin, Peter
	June 7, 2010	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 4, 2010	Reasons and Decision on Sanctions and Costs and the Order: In the Matter of Peter Sabourin et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	March 20, 2009	Reasons and Decision: In the Matter of Peter Sabourin et al.
	April 9, 2008	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	April 7, 2008	Order: In the Matter of Peter Sabourin et al.
	March 19, 2008	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 14, 2007	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 14, 2007	Order: In the Matter of Peter Sabourin et al.
	December 20, 2006	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	December 20, 2006	Order: In the Matter of Peter Sabourin et al.
	December 11, 2006	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	December 7, 2006	Temporary Order: In the Matter of Peter Sabourin et al.
	December 7, 2006	Notice of Hearing: In the Matter of Peter Sabourin et al.
	December 7, 2006	Statement of Allegations: In the Matter of Peter Sabourin et al.

Sadeghi, Aidin Sadeghi, Aidin
	July 22, 2013	Notice from the Office of the Secretary: In the Matter of TD Securities Inc. et al.
	July 19, 2013	Reasons and Decision: In the Matter of TD Securities Inc. et al.
	October 20, 2011	Notice from the Office of the Secretary: In the Matter of TD Securities Inc. et al.
	October 19, 2011	Notice of Hearing: In the Matter of TD Securities Inc. et al.
	December 29, 2010	Notice of Request for Hearing and Review: In the Matter of TD Securities Inc. et al.

Sage Investment Group Sage Investment Group
	January 23, 2013	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	January 22, 2013	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	January 22, 2013	Notice of Withdrawal: In the Matter of Sage Investment Group et al.
	January 22, 2013	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	January 22, 2013	Order: In the Matter of Sage Investment Group et al.
	January 22, 2013	Order: In the Matter of Sage Investment Group et al. - Antonio Carlos Neto David Oliveira
	January 21, 2013	Order: In the Matter of Sage Investment Group et al. - Anne Marie Ridley
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	January 17, 2013	Settlement Agreement: In the Matter of Sage Investment Group et al. - Antonio Carlos Neto David Oliveira
	January 17, 2013	Settlement Agreement: In the Matter of Sage Investment Group et al. - Anne Marie Ridley
	January 17, 2013	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	January 17, 2013	Notice of Hearing: In the Matter of Sage Investment Group et al.
	November 16, 2012	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	November 15, 2012	Order: In the Matter of Sage Investment Group et al.
	October 19, 2012	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	October 17, 2012	Order: In the Matter of Sage Investment Group et al.
	October 11, 2012	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	September 12, 2012	Order: In the Matter of Sage Investment Group et al.
	June 18, 2012	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	June 13, 2012	Order: In the Matter of Sage Investment Group et al.
	May 1, 2012	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	April 27, 2012	Order: In the Matter of Sage Investment Group et al.
	March 2, 2012	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	February 9, 2012	Order: In the Matter of Sage Investment Group et al.
	February 3, 2012	Notice from the Office of the Secretary: In the Matter of Sage Investment Group et al.
	February 1, 2012	Notice of Hearing: In the Matter of Sage Investment Group et al.
	January 27, 2012	Statement of Allegations: In the Matter of Sage Investment Group et al.

Salganov, James Dmitry Salganov, James Dmitry
	October 24, 2013	Notice from the Office of the Secretary: In the Matter of New Hudson Television Corporation et al.
	October 24, 2013	Notice from the Office of the Secretary: In the Matter of New Hudson Television Corporation et al.
	October 17, 2013	Temporary Order: In the Matter of New Hudson Television Corporation et al.
	October 17, 2013	Order: In the Matter of New Hudson Television Corporation et al.
	October 15, 2013	Settlement Agreement: In the Matter of New Hudson Television Corporation et al.
	October 15, 2013	Notice from the Office of the Secretary: In the Matter of New Hudson Television Corporation et al.
	October 15, 2013	Notice of Hearing: In the Matter of New Hudson Television Corporation et al.
	October 1, 2013	Amended Statement of Allegations: In the Matter of New Hudson Television Corporation et al.
	June 11, 2013	Notice from the Office of the Secretary: In the Matter of New Hudson Television Corporation et al.
	June 6, 2013	Temporary Order: In the Matter of New Hudson Television Corporation et al.
	June 10, 2013	Notice from the Office of the Secretary: In the Matter of New Hudson Television LLC and James Dmitry Salganov
	June 6, 2013	Order: In the Matter of New Hudson Television LLC and James Dmitry Salganov
	April 12, 2013	Notice from the Office of the Secretary: In the Matter of New Hudson Television LLC, and Dmitry James Salganov
	April 9, 2013	Order: In the Matter of New Hudson Television LLC, and Dmitry James Salganov
	March 6, 2013	Notice from the Office of the Secretary: In the Matter of New Hudson Television LLC, and Dmitry James Salganov
	March 5, 2013	Order: In the Matter of New Hudson Television LLC, and Dmitry James Salganov
	December 24, 2012	Notice from the Office of the Secretary: In the Matter of New Hudson Television Corporation et al.
	December 24, 2012	Notice from the Office of the Secretary: In the Matter of New Hudson Television LLC, and Dmitry James Salganov
	December 20, 2012	Order: In the Matter of New Hudson Television LLC, and Dmitry James Salganov
	December 21, 2012	Temporary Order: In the Matter of New Hudson Television Corporation et al.
	October 24, 2012	Notice from the Office of the Secretary: In the Matter of New Hudson Television LLC, and Dmitry James Salganov
	October 19, 2012	Order: In the Matter of New Hudson Television LLC, and Dmitry James Salganov
	October 11, 2012	Notice from the Office of the Secretary: In the Matter of New Hudson Television LLC, and Dmitry James Salganov
	October 9, 2012	Notice of Hearing: In the Matter of New Hudson Television LLC, and Dmitry James Salganov
	October 9, 2012	Statement of Allegations: In the Matter of New Hudson Television LLC, and Dmitry James Salganov
	June 25, 2012	Notice from the Office of the Secretary: In the Matter of New Hudson Television Corporation et al.
	June 22, 2012	Temporary Order: In the Matter of New Hudson Television Corporation et al.
	December 19, 2011	Notice from the Office of the Secretary: In the Matter of New Hudson Television Corporation et al.
	December 19, 2011	Temporary Order: In the Matter of New Hudson Television Corporation et al.
	June 27, 2011	Notice from the Office of the Secretary: In the Matter of New Hudson Television Corporation et al.
	June 22, 2011	Temporary Order: In the Matter of New Hudson Television Corporation et al.
	June 20, 2011	Notice from the Office of the Secretary: In the Matter of New Hudson Television Corporation, et al.
	June 16, 2011	Notice of Hearing: In the Matter of New Hudson Television Corporation, et al.
	June 9, 2011	Notice from the Office of the Secretary: In the Matter of New Hudson Television Corporation et al.
	June 8, 2011	Temporary Order: In the Matter of New Hudson Television Corporation et al.

Salter, Elaine Salter, Elaine
	December 15, 1998	Decision and Reasons: In the Matter of Belteco Holdings Inc. et al.
	December 15, 1998	Order: In the Matter of Belteco Holdings Inc. et al.
	November 24, 1998	Decision and Reasons: In the Matter of Belteco Holdings Inc. et al.
	September 30, 1998	Decision and Reasons: In the Matter of Belteco Holdings Inc. et al.
	May 26, 1997	Decision and Reasons: In the Matter of Belteco Holdings Inc. et al.
	April 30, 1997	Decision and Reasons: In the Matter of Belteco Holdings Inc. et al.
	April 24, 1997	Decision and Reasons: In the Matter of Belteco Holdings Inc. et al.
	April 15, 1997	Decision and Reasons: In the Matter of Belteco Holdings Inc. et al.
	April 7, 1997	Decision and Reasons: In the Matter of Belteco Holdings Inc. et al.
	April 4, 1997	Decision and Reasons: In the Matter of Belteco Holdings Inc. et al.
	March 21, 1997	Order: In the Matter of Gary Salter et al.
	March 14, 1997	Settlement Agreement: In the Matter of Gary Salter et al.
	March 10, 1997	Decision and Reasons: In the Matter of Belteco Holdings Inc. et al.

Salter, Gary Salter, Gary
	December 15, 1998	Decision and Reasons: In the Matter of Belteco Holdings Inc. et al.
	December 15, 1998	Order: In the Matter of Belteco Holdings Inc. et al.
	November 24, 1998	Decision and Reasons: In the Matter of Belteco Holdings Inc. et al.
	September 30, 1998	Decision and Reasons: In the Matter of Belteco Holdings Inc. et al.
	May 26, 1997	Decision and Reasons: In the Matter of Belteco Holdings Inc. et al.
	April 30, 1997	Decision and Reasons: In the Matter of Belteco Holdings Inc. et al.
	April 24, 1997	Decision and Reasons: In the Matter of Belteco Holdings Inc. et al.
	April 15, 1997	Decision and Reasons: In the Matter of Belteco Holdings Inc. et al.
	April 7, 1997	Decision and Reasons: In the Matter of Belteco Holdings Inc. et al.
	April 4, 1997	Decision and Reasons: In the Matter of Belteco Holdings Inc. et al.
	March 21, 1997	Order: In the Matter of Gary Salter et al.
	March 14, 1997	Settlement Agreement: In the Matter of Gary Salter et al.
	March 10, 1997	Decision and Reasons: In the Matter of Belteco Holdings Inc. et al.

Saltsman, Jerry Murray Saltsman, Jerry Murray
	November 29, 1999	Reasons and Decision: In the Matter of Marchment & Mackay Limited et al.
	October 8, 1999	Reasons for Orders: In the Matter of Marchment & Mackay Limited et al.
	August 3, 1999	Order: In the Matter of Marchment & Mackay Limited et al.
	July 27, 1999	Decision and Reasons: In the Matter of Marchment & Mackay Limited et al.
	July 16, 1999	Decision: In the Matter of Marchment & Mackay Limited et al.
	July 3, 1999	Order: In the Matter of Marchment & Mackay Limited et al.
	August 2, 1998	Amended Statement of Allegations: In the Matter of Marchment & Mackay Limited et al.
	June 25, 1998	Decision: In the Matter of Marchment & Mackay Limited et al.

Salveggi, Rosemary Salveggi, Rosemary
	January 16, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 15, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 7, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Notice of Hearing: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Temporary Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 5, 2009	Statement of Allegations: In the Matter of Global Petroleum Strategies, LLC et al.

Sam, Daniel Quo Ming Sam, Daniel Quo Ming
	November 3, 2015	Notice from the Office of the Secretary: In the Matter of Daniel Quo Ming Sam
	November 2, 2015	Order: In the Matter of Daniel Quo Ming Sam
	October 6, 2015	Notice from the Office of the Secretary: In the Matter of Daniel Quo Ming Sam
	September 28, 2015	Notice of Hearing: In the Matter of Daniel Quo Ming Sam
	September 28, 2015	Statement of Allegations: In the Matter of Daniel Quo Ming Sam

Sammy, Krishna Sammy, Krishna
	May 30, 2017	Notice from the Office of the Secretary: In the Matter of Krishna Sammy
	May 29, 2017	Reasons and Decision: In the Matter of Krishna Sammy
	March 9, 2017	Notice from the Office of the Secretary: In the Matter of Krishna Sammy
	March 8, 2017	Order: In the Matter of Krishna Sammy
	March 1, 2017	Notice from the Office of the Secretary: In the Matter of Krishna Sammy
	February 28, 2017	Order: In the Matter of Krishna Sammy
	February 24, 2017	Notice from the Office of the Secretary: In the Matter of Krishna Sammy
	February 24, 2017	Order: In the Matter of Krishna Sammy
	December 16, 2016	Notice from the Office of the Secretary: In the Matter of Krishna Sammy
	December 15, 2016	Order: In the Matter of Krishna Sammy
	December 12, 2016	Notice from the Office of the Secretary: In the Matter of Krishna Sammy
	December 12, 2016	Notice of Hearing: In the Matter of Krishna Sammy
	October 28, 2016	Notice from the Office of the Secretary: In the Matter of Krishna Sammy
	October 28, 2016	Order: In the Matter of Krishna Sammy

Sanders, Scott Sanders, Scott
	March 28, 2008	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	March 28, 2008	Order: In the Matter of Saxon Financial Services et al.
	December 14, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	December 14, 2007	Order: In the Matter of Saxon Financial Services et al.
	October 15, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	October 10, 2007	Order: In the Matter of Saxon Financial Services et al.
	August 10, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	August 10, 2007	Order: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Notice of Hearing: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Temporary Order: In the Matter of Saxon Financial Services et al.

Sandpiper Gp Inc. Sandpiper Gp Inc.
	November 15, 2017	Notice from the Office of the Secretary: Sandpiper Real Estate Fund Limited Partnership et al.
	November 14, 2017	Notice of Withdrawal: In The Matter of Sandpiper Real Estate Fund Limited Partnership et al.
	November 8, 2017	Notice from the Office of the Secretary: Sandpiper Real Estate Fund Limited Partnership et al.
	November 7, 2017	Notice of Hearing: In The Matter of Sandpiper Real Estate Fund Limited Partnership et al.
	October 19, 2017	Application: Sandpiper Real Estate Fund Limited Partnership et al.

Sandpiper Opportunity Fund 3 Limited Partnership Sandpiper Opportunity Fund 3 Limited Partnership
	November 15, 2017	Notice from the Office of the Secretary: Sandpiper Real Estate Fund Limited Partnership et al.
	November 14, 2017	Notice of Withdrawal: In The Matter of Sandpiper Real Estate Fund Limited Partnership et al.
	November 8, 2017	Notice from the Office of the Secretary: Sandpiper Real Estate Fund Limited Partnership et al.
	November 7, 2017	Notice of Hearing: In The Matter of Sandpiper Real Estate Fund Limited Partnership et al.
	October 19, 2017	Application: Sandpiper Real Estate Fund Limited Partnership et al.

Sandpiper Real Estate Fund Limited Partnership Sandpiper Real Estate Fund Limited Partnership
	November 15, 2017	Notice from the Office of the Secretary: Sandpiper Real Estate Fund Limited Partnership et al.
	November 14, 2017	Notice of Withdrawal: In The Matter of Sandpiper Real Estate Fund Limited Partnership et al.
	November 8, 2017	Notice from the Office of the Secretary: Sandpiper Real Estate Fund Limited Partnership et al.
	November 7, 2017	Notice of Hearing: In The Matter of Sandpiper Real Estate Fund Limited Partnership et al.
	October 19, 2017	Application: Sandpiper Real Estate Fund Limited Partnership et al.

Sanfelice, Tony Sanfelice, Tony
	March 2, 2018	Notice from the Office of Secretary: Quadrexx Hedge Capital Management Ltd. et al.
	March 2, 2018	Order: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	January 24, 2018	Notice from the Office of Secretary: Quadrexx Hedge Capital Management Ltd. et al.
	January 23, 2018	Order: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	January 23, 2018	Reasons and Decision: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	September 22, 2017	Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	September 22, 2017	Order: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	May 30, 2017	Order: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	May 31, 2017	Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	May 25, 2017	Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	May 25, 2017	Order: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	April 6, 2017	Order: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	April 7, 2017	Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	February 7, 2017	Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	February 6, 2017	Reasons and Decision: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	April 6, 2016	Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	April 4, 2016	Order: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	March 24, 2016	Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	March 24, 2016	Order: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	January 21, 2016	Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	January 20, 2016	Order: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	November 25, 2015	Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	November 25, 2015	Order: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	June 4, 2015	Order: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	June 4, 2015	Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	April 6, 2015	Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	April 2, 2015	Order: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	March 24, 2015	Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	March 24, 2015	Order: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	February 25, 2015	Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	February 24, 2015	Order: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	December 17, 2014	Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	December 16, 2014	Order: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	October 17, 2014	Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	October 15, 2014	Order: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	August 22, 2014	Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	August 20, 2014	Order: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	April 21, 2014	Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	April 17, 2014	Order: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	February 20, 2014	Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	February 20, 2014	Order: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	February 3, 2014	Notice from the Office of the Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd.
	January 31, 2014	Notice of Hearing: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
	January 30, 2014	Statement of Allegations: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.

Sanmugam, Arvind Sanmugam, Arvind
	March 31, 2014	Notice from the Office of the Secretary: In the Matter of Bunting & Waddington Inc. et al.
	March 28, 2014	Reasons and Decision: In the Matter of Bunting & Waddington Inc. et al.
	March 28, 2014	Order: In the Matter of Bunting & Waddington Inc. et al.
	September 9, 2013	Notice from the Office of the Secretary: In the Matter of Bunting & Waddington Inc. et al.
	September 5, 2013	Order: In the Matter of Bunting & Waddington Inc. et al.
	September 4, 2013	Notice from the Office of the Secretary: In the Matter of Bunting & Waddington Inc. et al.
	September 3, 2013	Order: In the Matter of Bunting & Waddington Inc. et al.
	August 27, 2013	Notice from the Office of the Secretary: In the Matter of Bunting & Waddington Inc. et al.
	August 26, 2013	Notice of Hearing: In the Matter of Bunting & Waddington Inc. et al.
	July 17, 2013	Notice from the Office of the Secretary: In the Matter of Bunting & Waddington Inc. et al.
	July 16, 2013	Order: In the Matter of Bunting & Waddington Inc. et al.
	June 6, 2013	Notice from the Office of the Secretary: In the Matter of Bunting & Waddington Inc. et al.
	June 3, 2013	Amended Notice of Hearing: In the Matter of Bunting & Waddington Inc. et al.
	May 30, 2013	Amended Statement of Allegations: In the Matter of Bunting & Waddington Inc. et al.
	May 13, 2013	Notice from the Office of the Secretary: In the Matter of Bunting & Waddington Inc. et al. - Jenifer Brekelmans
	May 9, 2013	Order: In the Matter of Bunting & Waddington Inc. et al. - Jenifer Brekelmans
	May 8, 2013	Settlement Agreement: In the Matter of Bunting & Waddington Inc. et al. - Jenifer Brekelmans
	May 2, 2013	Notice from the Office of the Secretary: In the Matter of Bunting & Waddington Inc. et al.
	April 26, 2013	Order: In the Matter of Bunting & Waddington Inc. et al.
	April 18, 2013	Notice from the Office of the Secretary: In the Matter of Bunting & Waddington Inc. et al.
	April 18, 2013	Notice of Hearing: In the Matter of Bunting & Waddington Inc. et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Bunting & Waddington Inc. et al.
	January 18, 2013	Order: In the Matter of Bunting & Waddington Inc. et al.
	November 5, 2012	Notice from the Office of the Secretary: In the Matter of Bunting & Waddington Inc. et al.
	October 18, 2012	Order: In the Matter of Bunting & Waddington Inc. et al.
	June 22, 2012	Notice from the Office of the Secretary: In the Matter of Bunting & Waddington Inc. et al.
	June 19, 2012	Order: In the Matter of Bunting & Waddington Inc. et al.
	May 30, 2012	Notice from the Office of the Secretary: In the Matter of Bunting & Waddington Inc. et al.
	May 29, 2012	Order: In the Matter of Bunting & Waddington Inc. et al.
	April 17, 2012	Notice from the Office of the Secretary: In the Matter of Bunting & Waddington Inc. et al.
	April 16, 2012	Order: In the Matter of Bunting & Waddington Inc. et al.
	March 26, 2012	Notice from the Office of the Secretary: In the Matter of Bunting & Waddington Inc. et al.
	March 22, 2012	Notice of Hearing: In the Matter of Bunting & Waddington Inc. et al.
	March 22, 2012	Statement of Allegations: In the Matter of Bunting & Waddington Inc. et al.

Sapi, Louis Sapi, Louis
	October 13, 2005	Notice from the Office of the Secretary: In the Matter of Affinity Financial Group Inc. et al.
	October 12, 2005	Order: In the Matter of Affinity Financial Group Inc. et al. - David John Lewis
	October 12, 2005	Settlement Agreement: In the Matter of Affinity Financial Group Inc. et al. - David John Lewis
	September 22, 2005	Notice from the Office of the Secretary: In the Matter of Affinity Financial Group Inc. et al.
	September 21, 2005	Order: In the Matter of Affinity Financial Group Inc. et al.
	September 21, 2005	Order: In the Matter of Affinity Financial Group Inc. et al. - Louis Sapi
	September 21, 2005	Order: In the Matter of Affinity Financial Group Inc. et al. - Brian Keith McWilliams
	September 20, 2005	Notice from the Office of the Secretary: In the Matter of Affinity Financial Group Inc. et al.
	September 19, 2005	Notice of Hearing: In the Matter of Affinity Financial Group Inc. et al.
	September 19, 2005	Statement of Allegations: In the Matter of Affinity Financial Group Inc. et al.
	September 19, 2005	Settlement Agreement: In the Matter of Affinity Financial Group Inc. et al. - Affinity Financial Group Inc., International Structured Products Inc., Affinity Restricted Securities Inc., Dionysus Investments Ltd.
	September 19, 2005	Settlement Agreement: In the Matter of Affinity Financial Group Inc. et al. - Louis Sapi
	September 19, 2005	Settlement Agreement: In the Matter of Affinity Financial Group Inc. et al. - Brian Keith McWilliams

Sapphire Tower Development Corp. Sapphire Tower Development Corp.
	December 20, 2006	Notice from the Office of the Secretary: In the Matter of Harry Stinson and Sapphire Tower Development Corp.
	December 20, 2006	Order: In the Matter of Harry Stinson and Sapphire Tower Development Corp.
	December 15, 2006	Notice from the Office of the Secretary: In the Matter of Harry Stinson and Sapphire Tower Development Corp.
	December 15, 2006	Notice of Hearing: In the Matter of Harry Stinson and Sapphire Tower Development Corp.
	December 15, 2006	Settlement Agreement: In the Matter of Harry Stinson and Sapphire Tower Development Corp.
	December 15, 2006	Statement of Allegations: In the Matter of Harry Stinson and Sapphire Tower Development Corp.

Sarkar, Jay Sarkar, Jay
	September 25, 2000	Order: In the Matter of Adrian Beale et al.
	September 15, 2000	Notice of Hearing: In the Matter of Adrian Beale et al.
	September 15, 2000	Temporary Order: In the Matter of Adrian Beale et al.
	September 12, 2000	Statement of Allegations: In the Matter of Adrian Beale et al.

Sawh, Sanjiv Sawh, Sanjiv
	August 2, 2012	Notice from the Office of the Secretary: In the Matter of the Application for Reactivation of Sanjiv Sawh and Vlad Trkulja
	August 1, 2012	Reason for Decision: In the Matter of the Application for Reactivation of Sanjiv Sawh and Vlad Trkulja
	September 6, 2011	Notice from the Office of the Secretary: In the Matter of the Application for Reactivation of Sanjiv Sawh and Vlad Trkulja
	September 6, 2011	Order: In the Matter of the Application for Reactivation of Sanjiv Sawh and Vlad Trkulja
	September 6, 2011	Notice from the Office of the Secretary: In the Matter of the Application for Reactivation of Sanjiv Sawh and Vlad Trkulja
	February 18, 2011	Notice of Request for a Hearing and Review: In the Matter of the Application for Reactivation of Sanjiv Sawh and Vlad Trkulja

Saxon Consultants, Ltd. Saxon Consultants, Ltd.
	March 28, 2008	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	March 28, 2008	Order: In the Matter of Saxon Financial Services et al.
	December 14, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	December 14, 2007	Order: In the Matter of Saxon Financial Services et al.
	October 15, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	October 10, 2007	Order: In the Matter of Saxon Financial Services et al.
	August 10, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	August 10, 2007	Order: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Notice of Hearing: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Temporary Order: In the Matter of Saxon Financial Services et al.

Saxon Financial Services Saxon Financial Services
	March 28, 2008	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	March 28, 2008	Order: In the Matter of Saxon Financial Services et al.
	December 14, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	December 14, 2007	Order: In the Matter of Saxon Financial Services et al.
	October 15, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	October 10, 2007	Order: In the Matter of Saxon Financial Services et al.
	August 10, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	August 10, 2007	Order: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Notice of Hearing: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Temporary Order: In the Matter of Saxon Financial Services et al.

Sbaraglia, Peter Sbaraglia, Peter
	March 14, 2013	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	March 14, 2013	Oral Reasons and Decision on a Motion to Quash a Summons: In the Matter of Peter Sbaraglia
	March 5, 2013	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	March 5, 2013	Order: In the Matter of Peter Sbaraglia
	March 4, 2013	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	March 4, 2013	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	March 4, 2013	Settlement Agreement: In the Matter of Peter Sbaraglia
	March 4, 2013	Notice of Hearing: In the Matter of Peter Sbaraglia
	February 28, 2013	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	February 27, 2013	Order: In the Matter of Peter Sbaraglia
	February 22, 2013	Order: In the Matter of Peter Sbaraglia
	February 20, 2013	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	February 8, 2013	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	February 8, 2013	Order: In the Matter of Peter Sbaraglia
	February 7, 2013	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	February 6, 2013	Order: In the Matter of Peter Sbaraglia
	January 11, 2013	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	January 9, 2013	Order: In the Matter of Peter Sbaraglia
	December 18, 2012	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	December 12, 2012	Order: In the Matter of Peter Sbaraglia
	July 23, 2012	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	July 19, 2012	Order: In the Matter of Peter Sbaraglia
	July 6, 2012	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	July 4, 2012	Order: In the Matter of Peter Sbaraglia
	June 4, 2012	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	June 4, 2012	Order: In the Matter of Peter Sbaraglia
	May 1, 2012	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	April 30, 2012	Order: In the Matter of Peter Sbaraglia
	March 8, 2012	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	March 7, 2012	Endorsement: In the Matter of Peter Sbaraglia
	November 28, 2011	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	November 25, 2011	Order: In the Matter of Peter Sbaraglia
	November 3, 2011	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	October 28, 2011	Order: In the Matter of Peter Sbaraglia
	July 28, 2011	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	July 27, 2011	Order: In the Matter of Peter Sbaraglia
	June 8, 2011	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	June 7, 2011	Order: In the Matter of Peter Sbaraglia
	April 29, 2011	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	April 28, 2011	Order: In the Matter of Peter Sbaraglia
	April 1, 2011	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	March 31, 2011	Order: In the Matter of Peter Sbaraglia
	February 25, 2011	Notice from the Office of the Secretary: In the Matter of Peter Sbaraglia
	February 24, 2011	Notice of Hearing: In the Matter of Peter Sbaraglia
	February 24, 2011	Statement of Allegations: In the Matter of Peter Sbaraglia

SBC Financial Group Inc. SBC Financial Group Inc.
	December 24, 2018	Notice from the Office of the Secretary: SBC Financial Group Inc. and Prabhjot Singh Bakshi, File No. 2018-67
	December 21, 2018	Order: In the Matter of SBC Financial Group Inc. and Prabhjot Singh Bakshi
	December 21, 2018	Reasons and Decision: In the Matter of SBC Financial Group Inc. and Prabhjot Singh Bakshi
	November 15, 2018	Notice from the Office of the Secretary: SBC Financial Group Inc. and Prabhjot Singh Bakshi, File No. 2018-67
	November 15, 2018	Notice of Hearing: In the Matter of SBC Financial Group Inc. and Prabhjot Singh Bakshi
	November 14, 2018	Statement of Allegations: In the Matter of SBC Financial Group Inc. and Prabhjot Singh Bakshi

Schatzmair, Ralph Schatzmair, Ralph
	October 30, 1997	Order: In the Matter of Ralph Schatzmair
	October 29, 1997	Settlement Agreement: In the Matter of Ralph Schatzmair

Schaumer, Michael Schaumer, Michael
	February 24, 2015	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 20, 2015	Order: In the Matter of Global Energy Group, Ltd. et al.
	May 28, 2014	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	May 27, 2014	Order: In the Matter of Global Energy Group, Ltd. et al.
	March 31, 2014	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	March 28, 2014	Order: In the Matter of Global Energy Group, Ltd. et al.
	January 29, 2014	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 29, 2014	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 19, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 17, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 16, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 13, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of Global Energy Group, Ltd. et al.
	December 13, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	September 5, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	September 4, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	August 21, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	August 19, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	April 26, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	April 26, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 28, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 27, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 15, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 24, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 21, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 21, 2012	Reasons and Decision: In the Matter of Global Energy Group, Ltd. et al.
	October 24, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	October 19, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	March 29, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	March 28, 2012	Order: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	February 29, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 29, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 7, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 7, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 3, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 23, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 23, 2012	Amended Statement of Allegations: In the Matter of Global Energy Group, Ltd. et al.
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Elliot Feder
	January 20, 2012	Order: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	January 19, 2012	Settlement Agreement: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	January 18, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Elliot Feder
	January 18, 2012	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	December 20, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	December 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	December 15, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	November 30, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	November 29, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Michael Schaumer
	November 29, 2011	Order: In the Matter of Global Energy Group, Ltd. et al. - Michael Schaumer
	November 29, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 28, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 28, 2011	Order: In the Matter of Global Energy Group Ltd. et al.
	November 28, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 25, 2011	Settlement Agreement: In the Matter of Global Energy Group, Ltd. et al. - Michael Schaumer
	November 25, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Michael Schaumer
	November 25, 2011	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Michael Schaumer
	November 25, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 25, 2011	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Alan Silverstein
	October 4, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	October 4, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	September 26, 2011	Motion Order: In the Matter of Global Energy Group Ltd. et al.
	September 26, 2011	Order: In the Matter of Global Energy Group Ltd. et al.
	September 26, 2011	Order: In the Matter of Global Energy Group Ltd. et al.
	September 6, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak, Vyacheslav Brikman and Allan Walker
	September 1, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Allan Walker
	September 1, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak
	September 1, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Vyacheslav Brikman
	August 30, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak
	August 29, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Allan Walker
	August 29, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Vyacheslav Brikman
	August 31, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak, Vyacheslav Brikman and Allan Walker
	August 30, 2011	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Oded Pasternak, Vyacheslav, Brikman and Allan Walker
	July 15, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al
	July 11, 2011	Order: In the Matter of Global Energy Group Ltd. et al
	July 15, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al
	July 11, 2011	Order: In the Matter of Global Energy Group, Ltd. et al
	February 28, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 28, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 16, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 16, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	January 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 7, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 7, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	November 8, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	November 8, 2010	Order: In the Matter of Christina Harper et al.
	November 5, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	November 3, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	November 3, 2010	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al.
	October 25, 2010	Settlement Agreement: In the Matter of Global Energy Group, Ltd. et al. - Peter Robinson
	September 14, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	September 14, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	September 13, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	September 1, 2010	Order: In the Matter of Christina Harper et al.
	September 1, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	August 27, 2010	Motion Order: In the Matter of Global Energy Group, Ltd. et al.
	June 21, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	June 21, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	June 14, 2010	Order: In the Matter of Christina Harper et al.
	June 14, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	June 9, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	April 20, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	April 20, 2010	Order: In the Matter of Christina Harper et al.
	April 14, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	April 14, 2010	Notice of Hearing: In the Matter of Christina Harper et al.
	April 7, 2010	Temporary Order: In the Matter of Christina Harper et al.

Schiavone, Pasquale Schiavone, Pasquale
	August 28, 2015	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	August 28, 2015	Order: In the Matter of Richvale Resource Corporation et al.
	November 22, 2012	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	November 21, 2012	Order: In the Matter of Richvale Resource Corp. et al.
	November 21, 2012	Reasons and Decision on Sanctions and Costs: In the Matter of Richvale Resource Corp. et al.
	June 13, 2012	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	June 8, 2012	Order: In the Matter of Richvale Resource Corp. et al.
	May 10, 2012	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	April 26, 2012	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	April 25, 2012	Reasons and Decision: In the Matter of Richvale Resource Corp. et al.
	October 28, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	October 26, 2011	Order: In the Matter of Richvale Resource Corp. et al.
	October 19, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	October 19, 2011	Order: In the Matter of Richvale Resource Corp. et al.
	October 14, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	October 14, 2011	Order: In the Matter of Richvale Resource Corp. et al. - Howard Blumenfeld
	October 14, 2011	Order: In the Matter of Richvale Resource Corp. et al. - John Colonna
	October 14, 2011	Order: In the Matter of Richvale Resource Corp. et al. - Shafi Khan
	October 14, 2011	Order: In the Matter of Richvale Resource Corp. et al. - Marvin Winick
	October 14, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	October 14, 2011	Order: In the Matter of Richvale Resource Corp. et al.
	October 13, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	October 13, 2011	Notice of Hearing: In the Matter of Richvale Resource Corporation et al.
	October 13, 2011	Settlement Agreement: In the Matter of Richvale Resource Corp. et al. - Howard Blumenfeld
	October 13, 2011	Settlement Agreement: In the Matter of Richvale Resource Corp. et al. - John Colonna
	October 12, 2011	Settlement Agreement: In the Matter of Richvale Resource Corp. et al. - Marvin Winick
	October 13, 2011	Settlement Agreement: In the Matter of Richvale Resource Corp. et al. - Shafi Khan
	September 16, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	September 13, 2011	Amended Statement of Allegations: In the Matter of Richvale Resource Corporation et al.
	May 12, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	May 10, 2011	Order: In the Matter of Richvale Resource Corp. et al.
	March 2, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	February 28, 2011	Order: In the Matter of Richvale Resource Corp. et al.
	December 3, 2010	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	December 2, 2010	Order: In the Matter of Richvale Resource Corp. et al.
	November 30, 2010	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	November 10, 2010	Notice of Hearing: In the Matter of Richvale Resource Corporation et al.
	November 10, 2010	Statement of Allegations: In the Matter of Richvale Resource Corporation et al.
	June 3, 2010	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corp. et al.
	June 3, 2010	Order: In the Matter of Richvale Resource Corp. et al.
	April 1, 2010	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corp. et al.
	April 1, 2010	Order: In the Matter of Richvale Resource Corp. et al.
	March 24, 2010	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corp. et al.
	March 22, 2010	Notice of Hearing: In the Matter of Richvale Resource Corp. et al.
	March 19, 2010	Temporary Order: In the Matter of Richvale Resource Corp. et al.

Schiott, Maxie Schiott, Maxie
	June 2, 2000	Notice of Hearing: In the Matter of Cai, Kevin S.X.
	June 2, 2000	Statement of Allegations: In The Matter of Cai, Kevin S.X.

Schloen, Matthew Schloen, Matthew
	April 24, 2014	Notice from the Office of the Secretary: In the Matter of Matthew Schloen
	April 23, 2014	Order: In the Matter of Matthew Schloen
	April 17, 2014	Notice from the Office of the Secretary: In the Matter of Matthew Schloen
	April 17, 2014	Order: In the Matter of Matthew Schloen
	March 30, 2014	Settlement Agreement: In the Matter of Matthew Schloen
	April 3, 2014	Notice from the Office of the Secretary: In the Matter of Matthew Schloen
	April 3, 2014	Notice of Hearing: In the Matter of Matthew Schloen
	April 3, 2014	Statement of Allegations: In the Matter of Matthew Schloen

Schmidt, Michael Schmidt, Michael
	June 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	June 8, 2010	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al.
	June 8, 2010	Statement of Allegations: In the Matter of Global Energy Group, Ltd. et al.
	June 27, 2003	Order: In the Matter of YBM Magnex International Inc. et al.
	June 27, 2003	Reasons: In the Matter of YBM Magnex International Inc. et al.
	June 27, 2003	Reasons: In the Matter of YBM Magnex International Inc. et al.
	March 30, 2001	Reasons for Decision: In the Matter of YBM Magnex International Inc. et al.
	March 16, 2001	Order: In the Matter of YBM Magnex International Inc. et al.
	March 12, 2001	Order: In the Matter of YBM Magnex International Inc. et al.
	March 2, 2001	Reasons for Decision: In the Matter of YBM Magnex International Inc. et al.
	February 11, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	January 25, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	January 5, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	November 1, 1999	Statement of Allegations: In the Matter of YBM Magnex International Inc. et al.

Schnedl, Anton Schnedl, Anton
	March 3, 2011	Notice from the Office of the Secretary: In the Matter of Lehman Cohort Global Group Inc. et al.
	March 2, 2011	Order: In the Matter of Lehman Cohort Global Group Inc. et al.
	March 2, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Lehman Cohort Global Group Inc. et al.
	August 25, 2010	Notice from the Office of the Secretary: In the Matter of Lehman Cohort Global Group Inc. et al.
	July 30, 2010	Notice from the Office of the Secretary: In the Matter of Lehman Cohort Global Group Inc. et al.
	July 28, 2010	Reasons and Decision: In the Matter of Lehman Cohort Global Group Inc. et al.
	August 19, 2009	Notice from the Office of the Secretary: In the Matter of Lehman Cohort Global Group Inc. et al.
	August 19, 2009	Order: In the Matter of Lehman Cohort Global Group Inc. et al.
	August 18, 2009	Notice from the Office of the Secretary: In the Matter of Lehman Cohort Global Group Inc. et al.
	August 14, 2009	Notice of Hearing: In the Matter of Lehman Cohort Global Group Inc. et al.
	August 14, 2009	Statement of Allegations: In the Matter of Lehman Cohort Global Group Inc. et al.
	July 21, 2009	Order: In the Matter of Lehman Cohort Global Group Inc. et al.
	July 21, 2009	Notice from the Office of the Secretary: In the Matter of Lehman Cohort Global Group Inc. et al.
	June 4, 2009	Notice from the Office of the Secretary: In the Matter of Lehman Cohort Global Group Inc. et al.
	June 4, 2009	Order: In the Matter of Lehman Cohort Global Group Inc. et al.
	June 2, 2009	Notice from the Office of the Secretary: In the Matter of Lehman Cohort Global Group Inc. et al.
	June 1, 2009	Notice of Hearing: In the Matter of Lehman Cohort Global Group Inc. et al.
	May 20, 2009	Temporary Order: In the Matter of Lehman Cohort Global Group Inc. et al.

Schoer, Roger Carl Schoer, Roger Carl
	February 14, 2013	Notice from the Office of the Secretary: In the Matter of Roger Carl Schoer
	February 13, 2013	Order: In the Matter of Roger Carl Schoer
	November 21, 2012	Notice from the Office of the Secretary: In the Matter of Roger Carl Schoer
	November 16, 2012	Order: In the Matter of Roger Carl Schoer
	September 14, 2012	Notice from the Office of the Secretary: In the Matter of Roger Carl Schoer
	July 26, 2012	Notice from the Office of the Secretary: In the Matter of Roger Carl Schoer
	July 24, 2012	Notice of Hearing: In the Matter of Roger Carl Schoer

Schofield, James Schofield, James
	December 10, 1997	Order: In the Matter of David Barnsdale et al.
	December 9, 1997	Settlement Agreement: In the Matter of David Barnsdale et al. - James Schofield
	November 20, 1997	Settlement Agreement: In the Matter of David Barnsdale et al. - Roch Beaulieu
	November 6, 1997	Order: In the Matter of David Barnsdale et al.
	October 31, 1997	Notice of Hearing: In the Matter of David Barnsdale et al.
	October 31, 1997	Statement of Allegations: In the Matter of David Barnsdale et al.

Schuett, Paul Schuett, Paul
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 5, 2013	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	February 4, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	February 1, 2013	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	January 28, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	August 2, 2012	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	July 25, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	July 24, 2012	Amended Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	February 8, 2012	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	January 16, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	January 13, 2012	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	August 12, 2011	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	August 11, 2011	Endorsement and Temporary Order: In the Matter of Ground Wealth Inc. et al
	July 29, 2011	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	July 29, 2011	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	July 27, 2011	Temporary Order: In the Matter of Ground Wealth Inc. et al.

Schwartz, George Schwartz, George
	January 13, 2017	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	January 13, 2017	Notice of withdrawal: In the Matter of Uranium308 Resources Inc. et al.
	April 1, 2014	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	March 31, 2014	Reasons and Decisions: In the Matter of York Rio Resources Inc. et al.
	March 31, 2014	Order: In the Matter of York Rio Resources Inc. et al.
	November 6, 2013	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	March 26, 2013	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	March 25, 2013	Order: In the Matter of York Rio Resources Inc. et al.
	March 25, 2013	Reasons and Decision: In the Matter of York Rio Resources Inc. et al.
	December 23, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	December 22, 2011	Reasons for Decision on Motions: In the Matter of York Rio Resources Inc. et al.
	November 9, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	November 8, 2011	Order on a Motion: In the Matter of York Rio Resources Inc. et al.
	June 8, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	June 6, 2011	Order: In the Matter of York Rio Resources Inc. et al.
	June 3, 2011	Settlement Agreement: In the Matter of York Rio Resources Inc. et al. - Adam Sherman
	June 3, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al
	June 3, 2011	Notice of Hearing: In the Matter of York Rio Resources Inc. et. al
	June 2, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	June 1, 2011	Reasons for Decision on Motions: In the Matter of York Rio Resources Inc. et al.
	May 11, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	May 10, 2011	Order: In the Matter of York Rio Resources Inc. et al.
	May 6, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	May 5, 2011	Order on a Motion: In the Matter of York Rio Resources Inc. et al.
	April 6, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	April 5, 2011	Order on a Motion: In the Matter of York Rio Resources Inc. et al.
	April 1, 2011	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	March 30, 2011	Endorsement: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	March 30, 2011	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	March 30, 2011	Order: In the Matter of Uranium308 Resources Inc. et al.
	March 25, 2011	OSC News Release: OSC Lays Quasi Criminal Charges Against George Schwartz in Ontario Court of Justice
	March 22, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	March 21, 2011	Order: In the Matter of York Rio Resources Inc., et al.
	December 16, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	December 15, 2010	Endorsement: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	November 26, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	November 26, 2010	Order: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	November 5, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	November 5, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	November 3, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	November 3, 2010	Notice of Hearing: In the Matter of York Rio Resources Inc. et al.
	October 25, 2010	Settlement Agreement: In the Matter of Uranium308 Resources Inc. et al. - Peter Robinson
	October 25, 2010	Settlement Agreement: In the Matter of York Rio Resources Inc. et al. - Peter Robinson
	November 3, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	November 3, 2010	Notice of Hearing: In the Matter of Uranium308 Resources Inc. et al.
	October 15, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	October 15, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	October 14, 2010	Order: In the Matter of York Rio Resources Inc., et al.
	October 14, 2010	Order: In the Matter of Uranium308 Resources Inc. et al.
	October 7, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	October 7, 2010	Notice of Hearing: In the Matter of Uranium308 Resources Inc. et al.
	August 31, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	August 30, 2010	Order: In the Matter of York Rio Resources Inc., et al.
	August 31, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	August 30, 2010	Order: In the Matter of Uranium308 Resources Inc. et al.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	July 22, 2010	Order: In the Matter of Uranium308 Resources Inc. et al.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc., et al.
	July 21, 2010	Order: In the Matter of York Rio Resources Inc., et al.
	July 2, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	June 30, 2010	Order: In the Matter of Uranium308 Resources Inc. et al.
	June 15, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	June 10, 2010	Order: In the Matter of York Rio Resources Inc. et al.
	April 13, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	April 13, 2010	Order: In the Matter of York Rio Resources Inc. et al.
	April 13, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	April 13, 2010	Order: In the Matter of Uranium308 Resources Inc. et al.
	March 8, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	March 8, 2010	Order: In the Matter of Uranium308 Resources Inc. et al.
	March 2, 2010	Notice of Hearing: In the Matter of Uranium308 Resources Inc. et al.
	March 2, 2010	Statement of Allegations: In the Matter of Uranium308 Resources Inc. et al.
	March 4, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	March 4, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	March 3, 2010	Order: In the Matter of York Rio Resources Inc. et al.
	March 2, 2010	Notice of Hearing: In the Matter of York Rio Resources Inc. et al.
	March 2, 2010	Statement of Allegations: In the Matter of York Rio Resources Inc. et al.
	February 3, 2010	Order: In the Matter of Uranium308 Resources Inc. et al.
	February 4, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	December 1, 2009	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	November 30, 2009	Order: In the Matter of Uranium308 Resources Inc. et al.
	July 30, 2009	Notice from the Office of the Secretary: In the Matter of Euston Capital Corp. and George Schwartz
	July 29, 2009	Order: In the Matter of Euston Capital Corp. and George Schwartz
	July 29, 2009	Reasons and Decision: In the Matter of Euston Capital Corp. and George Schwartz
	July 13, 2009	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	July 10, 2009	Order: In the Matter of Uranium308 Resources Inc. et al.
	March 20, 2009	Notice from the Office of the Secretary: In the Matter of Euston Capital Corp. and George Schwartz
	March 20, 2009	Order: In the Matter of Euston Capital Corp. and George Schwartz
	March 6, 2009	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	March 6, 2009	Order: In the Matter of Uranium308 Resources Inc. et al.
	February 24, 2009	Notice from the Office of the Secretary: In the Matter of Euston Capital Corp. and George Schwartz
	February 24, 2009	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	February 23, 2009	Notice of Hearing: In the Matter of Uranium308 Resources Inc. et al.
	February 20, 2009	Temporary Order: In the Matter of Uranium308 Resources Inc. et al.
	February 20, 2009	Amended Notice of Hearing: In the Matter of Euston Capital Corp. and George Schwartz
	February 20, 2009	Statement of Allegations: In the Matter of Euston Capital Corp. and George Schwartz
	December 6, 2006	Notice From the Office of the Secretary: In the Matter of Euston Capital Corp. and George Schwartz
	December 6, 2006	Order: In the Matter of Euston Capital Corp. and George Schwartz
	October 17, 2006	Notice From the Office of the Secretary: In the Matter of Euston Capital Corp. and George Schwartz
	October 17, 2006	Order: In the Matter of Euston Capital Corp. and George Schwartz
	June 9, 2006	Notice from the Office of the Secretary: In the Matter of Euston Capital Corp. and George Schwartz
	June 9, 2006	Order: In the Matter of Euston Capital Corp. and George Schwartz
	May 12, 2006	Notice from the Office of the Secretary: In the Matter of Euston Capital Corp. and George Schwartz
	May 11, 2006	Order: In the Matter of Euston Capital Corp. and George Schwartz
	May 8, 2006	Notice from the Office of the Secretary: In the Matter of Euston Capital Corp. and George Schwartz
	May 8, 2006	Notice from the Office of the Secretary: In the Matter of Euston Capital Crop. and George Schwartz
	May 2, 2006	Notice of Hearing: In the Matter of Euston Capital Corp. and George Schwartz
	May 2, 2006	Statement of Allegations: In the Matter of Euston Capital Corp. and George Schwartz
	May 1, 2006	Temporary Order: In the Matter of Euston Capital Corp. and George Schwartz

Schwartz, Martin also known as Martin Shwartz Schwartz, Martin also known as Martin Shwartz
	July 3, 2018	Notice from the Office of the Secretary: Trans-Atlantic Direct et al., File No. 2018-39
	July 3, 2018	Order: In the Matter of Trans-Atlantic Direct et al.
	June 22, 2018	Notice from the Office of the Secretary: Trans-Atlantic Direct et al., File No. 2018-39
	June 20, 2018	Temporary Order: In the Matter of Trans-Atlantic Direct et al.
	June 22, 2018	Notice of Hearing: In the Matter of Trans-Atlantic Direct et al.
	June 22, 2018	Application: In the Matter of Trans-Atlantic Direct et al.

SCI Acquisition Inc. SCI Acquisition Inc.
	July 17, 2007	Notice from the Office of the Secretary: In the Matter of Sterling Centrecorp Inc. et al.
	July 16, 2007	Reasons and Decision: In the Matter of Sterling Centrecorp Inc. et al.
	June 4, 2007	Notice from the Office of the Secretary: In the Matter of Sterling Centrecorp Inc. et al.
	June 4, 2007	Order: In the Matter of Sterling Centrecorp Inc. et al.
	May 8, 2007	Notice from the Office of the Secretary: In the Matter of Sterling Centrecorp Inc. et al.
	May 8, 2007	Amended Notice of Hearing: In the Matter of Sterling Centrecorp Inc. et al.
	April 27, 2007	Notice from the Office of the Secretary: In the Matter of Sterling Centrecorp Inc. et al.
	April 27, 2007	Notice of Hearing: In the Matter of Sterling Centrecorp Inc. et al.
	April 25, 2007	Application: In the Matter of Sterling Centrecorp Inc. et al.

Scotia Capital Inc. Scotia Capital Inc.
	August 12, 2016	Notice from the Office of the Secretary: In the Matter of Scotia Capital Inc. et al.
	August 11, 2016	Oral Ruling and Reasons: In the Matter of Scotia Capital Inc. et al.
	July 29, 2016	Notice from the Office of the Secretary: In the Matter of Scotia Capital Inc. et al.
	July 29, 2016	Order: In the Matter of Scotia Capital Inc. et al.
	July 25, 2016	Settlement Agreement: In the Matter of Scotia Capital Inc. et al.
	July 26, 2016	Notice from the Office of the Secretary: In the Matter of Scotia Capital Inc. et al.
	July 26, 2016	Notice of Hearing: In the Matter of Scotia Capital Inc. et al.
	July 26, 2016	Statement of Allegations: In the Matter of Scotia Capital Inc. et al.

Scotia Securities Inc. Scotia Securities Inc.
	August 11, 2016	Oral Ruling and Reasons: In the Matter of Scotia Capital Inc. et al.
	August 12, 2016	Notice from the Office of the Secretary: In the Matter of Scotia Capital Inc. et al.
	July 29, 2016	Notice from the Office of the Secretary: In the Matter of Scotia Capital Inc. et al.
	July 29, 2016	Order: In the Matter of Scotia Capital Inc. et al.
	July 25, 2016	Settlement Agreement: In the Matter of Scotia Capital Inc. et al.
	July 26, 2016	Notice from the Office of the Secretary: In the Matter of Scotia Capital Inc. et al.
	July 26, 2016	Notice of Hearing: In the Matter of Scotia Capital Inc. et al.
	July 26, 2016	Statement of Allegations: In the Matter of Scotia Capital Inc. et al.

Scott, Mark Anthony Scott, Mark Anthony
	March 2, 2012	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	March 2, 2012	Sanctions Decision: In the Matter of Carlton Ivanhoe Lewis et al.
	December 5, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	November 11, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	October 28, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	October 27, 2011	Reasons and Decision: In the Matter of Carlton Ivanhoe Lewis et al.
	June 22, 2011	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	June 21, 2011	Order: In the Matter of Carlton Ivanhoe Lewis et al.
	January 10, 2011	Amended Statement of Allegations: In the Matter of Carlton Ivanhoe Lewis et al.
	July 14, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	July 13, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	July 9, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	June 16, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	May 25, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	May 13, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	March 26, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	March 26, 2010	Temporary Order: In the Matter of Carlton Ivanhoe Lewis et al.
	March 15, 2010	Notice from the Office of the Secretary: In the Matter of Carlton Ivanhoe Lewis et al.
	March 12, 2010	Notice of Hearing: In the Matter of Carlton Ivanhoe Lewis et al.
	March 12, 2010	Statement of Allegations: In the Matter of Carlton Ivanhoe Lewis et al.
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	January 15, 2010	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	November 25, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	November 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Endorsement: In the Matter of W.J.N. Holdings Inc. et al.
	September 1, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 25, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	August 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 12, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Notice of Hearing: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.

Sears Canada Inc. Sears Canada Inc.
	October 23, 2006	Notice From the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	October 23, 2006	Order: In the Matter of Sears Canada Inc. et al.
	October 13, 2006	Application: In the Matter of Hawkeye Capital Management, LLC
	October 17, 2006	Submission: In the Matter of Hawkeye Capital Management, LLC et al.
	October 17, 2006	Response: In the Matter of Hawkeye Capital Management, LLC et al.
	October 17, 2006	Submission: In the Matter of Hawkeye Capital Management, LLC et al.
	October 17, 2006	Submission: In the Matter of Hawkeye Capital Management, LLC et al.
	August 29, 2006	Notice from the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	August 29, 2006	Order: In the Matter of Sears Canada Inc. et al.
	August 25, 2006	Response: In the Matter of Hawkeye Capital Management, LLC et al.
	August 24, 2006	Application by Sears Holdings Corporation and SHLD Acquisition Corp.: In the Matter of Hawkeye Capital Management, LLC et al.
	August 8, 2006	Notice from the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	August 8, 2006	Order: In the Matter of Sears Canada Inc. et al.
	August 8, 2006	Reasons and Decision: In the Matter of Hawkeye Capital Management, LLC et al.
	July 6, 2006	Pre-Hearing Production Order: In the Matter of Sears Canada Inc. et al.
	July 6, 2006	Order: In the Matter of Sears Canada Inc. et al.
	June 21, 2006	Notice from the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	June 20, 2006	Order Granting Intervenor Status to the Royal Bank of Canada: In the Matter of Sears Canada Inc. et al.
	June 20, 2006	Order Granting Intervenor Status to the Bank of Nova Scotia and Scotia Capital Inc.: In the Matter of Sears Canada Inc. et al.
	June 8, 2006	Notice from the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	June 7, 2006	Amended Notice of Hearing: In the Matter of Sears Canada Inc. et al.
	June 5, 2006	Letter of Application - Applicants: In the Matter of Sears Canada Inc.
	June 5, 2006	Letter of Application - Complainants: In the Matter of Sears Canada Inc.
	May 18, 2006	Notice from the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	May 18, 2006	Notice of Application for Standing by The Bank of Nova Scotia: In the Matter of Sears Canada Inc.
	May 18, 2006	Letter of Response of Sears Holding Corporation: In the Matter of Sears Canada Inc.
	May 17, 2006	Notice of Hearing: In the Matter of Sears Canada Inc. et al.
	April 25, 2006	Letter of Application: In the Matter of Sears Canada Inc.

Sears Holdings Corporation Sears Holdings Corporation
	October 23, 2006	Notice From the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	October 23, 2006	Order: In the Matter of Sears Canada Inc. et al.
	October 13, 2006	Application: In the Matter of Hawkeye Capital Management, LLC
	October 17, 2006	Submission: In the Matter of Hawkeye Capital Management, LLC et al.
	October 17, 2006	Response: In the Matter of Hawkeye Capital Management, LLC et al.
	October 17, 2006	Submission: In the Matter of Hawkeye Capital Management, LLC et al.
	October 17, 2006	Submission: In the Matter of Hawkeye Capital Management, LLC et al.
	August 29, 2006	Notice from the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	August 29, 2006	Order: In the Matter of Sears Canada Inc. et al.
	August 25, 2006	Response: In the Matter of Hawkeye Capital Management, LLC et al.
	August 24, 2006	Application by Sears Holdings Corporation and SHLD Acquisition Corp.: In the Matter of Hawkeye Capital Management, LLC et al.
	August 8, 2006	Notice from the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	August 8, 2006	Order: In the Matter of Sears Canada Inc. et al.
	August 8, 2006	Reasons and Decision: In the Matter of Hawkeye Capital Management, LLC et al.
	July 6, 2006	Pre-Hearing Production Order: In the Matter of Sears Canada Inc. et al.
	July 6, 2006	Order: In the Matter of Sears Canada Inc. et al.
	June 21, 2006	Notice from the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	June 20, 2006	Order Granting Intervenor Status to the Royal Bank of Canada: In the Matter of Sears Canada Inc. et al.
	June 20, 2006	Order Granting Intervenor Status to the Bank of Nova Scotia and Scotia Capital Inc.: In the Matter of Sears Canada Inc. et al.
	June 8, 2006	Notice from the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	June 7, 2006	Amended Notice of Hearing: In the Matter of Sears Canada Inc. et al.
	June 5, 2006	Letter of Application - Applicants: In the Matter of Sears Canada Inc.
	June 5, 2006	Letter of Application - Complainants: In the Matter of Sears Canada Inc.
	May 18, 2006	Notice from the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	May 18, 2006	Notice of Application for Standing by The Bank of Nova Scotia: In the Matter of Sears Canada Inc.
	May 18, 2006	Letter of Response of Sears Holding Corporation: In the Matter of Sears Canada Inc.
	May 17, 2006	Notice of Hearing: In the Matter of Sears Canada Inc. et al.
	April 25, 2006	Letter of Application: In the Matter of Sears Canada Inc.

Sebastian, Fred Louis Sebastian, Fred Louis
	February 8, 2016	Notice from the Office of the Secretary: In the Matter of Fred Louis Sebastian
	February 5, 2016	Order: In the Matter of Fred Louis Sebastian
	February 5, 2016	Reasons and Decision: In the Matter of Fred Louis Sebastian
	December 16, 2015	Notice from the Office of the Secretary: In the Matter of Fred Louis Sebastian
	December 16, 2015	Order: In the Matter of Fred Louis Sebastian
	November 26, 2015	Notice from the Office of the Secretary: In the Matter of Fred Louis Sebastian
	November 17, 2015	Notice of Hearing: In the Matter of Fred Louis Sebastian
	November 16, 2015	Statement of Allegations: In the Matter of Fred Louis Sebastian

Second Base Development Corp. Second Base Development Corp.
	June 22, 2000	Order: In the Matter of Bruce Anthony et al.
	June 8, 2000	Temporary Order: In the Matter of Bruce Anthony et al.
	June 8, 2000	Notice of Hearing: In the Matter of Bruce Anthony et al.
	June 8, 2000	Statement of Allegations: In the Matter of Bruce Anthony et al.

Secured Life Ventures Inc. Secured Life Ventures Inc.
	April 11, 2006	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	April 11, 2006	Order: In the Matter of Fulcrum Financial Group Inc. et al.
	March 9, 2006	Oral Ruling and Reasons: In the Matter of Fulcrum Financial Group Inc. et al.
	March 9, 2006	Oral Ruling and Reasons: In the Matter of Fulcrum Financial Group Inc. et al.
	March 7, 2006	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	March 7, 2006	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	March 6, 2006	Order: In the Matter of Fulcrum Financial Group Inc. et al.
	March 6, 2006	Order: In the Matter of Fulcrum Financial Group Inc. et al.
	March 2, 2006	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	March 2, 2006	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	March 1, 2006	Settlement Agreement: In the Matter of Fulcrum Financial Group Inc. et al.
	March 1, 2006	Settlement Agreement: In the Matter of Fulcrum Financial Group Inc. et al.
	March 1, 2006	Notice of Hearing: In the Matter of Fulcrum Financial Group Inc. et al.
	March 1, 2006	Notice of Hearing: In the Matter of Fulcrum Financial Group Inc. et al.
	February 17, 2006	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	February 16, 2006	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	February 16, 2006	Amended Notice of Hearing: In the Matter of Fulcrum Financial Group Inc. et al.
	February 16, 2006	Order: In the Matter of Fulcrum Financial Group Inc. et al.
	February 16, 2006	Amended Statement of Allegations: In the Matter of Fulcrum Financial Group Inc. et al.
	November 29, 2005	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	November 29, 2005	Order: In the Matter of Fulcrum Financial Group Inc. et al.
	November 16, 2005	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	November 16, 2005	Order: In the Matter of Fulcrum Financial Group Inc. et al.
	November 9, 2005	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	November 9, 2005	Notice of Hearing: In the Matter of Fulcrum Financial Group Inc. et al.
	November 9, 2005	Statement of Allegations: In the Matter of Fulcrum Financial Group Inc. et al.
	November 3, 2005	Temporary Order: In the Matter of Fulcrum Financial Group Inc. et al.

Securus Capital Inc. Securus Capital Inc.
	October 24, 2012	Notice from the Office of the Secretary: In the Matter of Shaun Gerard McErlean and Securus Capital Inc.
	October 24, 2012	Order: In the Matter of Shaun Gerard McErlean and Securus Capital Inc.
	October 24, 2012	Reasons for Decision on Sanctions and Costs: In the Matter of Shaun Gerard McErlean and Securus Capital Inc.
	August 15, 2012	Notice from the Office of the Secretary: In the Matter of Shaun Gerard McErlean and Securus Capital Inc.
	August 13, 2012	Order: In the Matter of Shaun Gerard McErlean and Securus Capital Inc.
	August 2, 2012	Notice of Correction: In the Matter of Shaun Gerard McErlean and Securus Capital Inc.
	July 23, 2012	Notice from the Office of the Secretary: In the Matter of Shaun Gerard McErlean and Securus Capital Inc.
	July 19, 2012	Reasons and Decision: In the Matter of Shaun Gerard McErlean and Securus Capital Inc.
	July 19, 2012	Order: In the Matter of Shaun Gerard McErlean and Securus Capital Inc.
	March 7, 2011	Notice from the Office of the Secretary: In the Matter of Shaun Gerard McErlean et al.
	March 2, 2011	Order: In the Matter of Shaun Gerard McErlean et al.
	February 11, 2011	Notice from the Office of the Secretary: In the Matter of Shaun Gerard McErlean et al.
	February 11, 2011	Order: In the Matter of Shaun Gerard McErlean et al.
	January 25, 2011	Notice from the Office of the Secretary: In the Matter of Shaun Gerard McErlean et al.
	January 25, 2011	Order: In the Matter of Shaun Gerard McErlean et al.
	December 9, 2010	Notice from the Office of the Secretary: In the Matter of Shaun Gerard McErlean and Securus Capital Inc.
	December 8, 2010	Amended Notice of Hearing: In the Matter of Shaun Gerard McErlean and Securus Capital Inc.
	December 8, 2010	Statement of Allegations: In the Matter of Shaun Gerard McErlean and Securus Capital Inc.
	December 3, 2010	Notice from the Office of the Secretary: In the Matter of Shaun Gerard McErlean et al.
	December 3, 2010	Temporary Order: In the Matter of Shaun Gerard McErlean et al.
	October 29, 2010	Notice from the Office of the Secretary: In the Matter of Shaun Gerard McErlean et al.
	October 27, 2010	Temporary Order: In the Matter of Shaun Gerard McErlean et al.
	September 27, 2010	Notice from the Office of the Secretary: In the Matter of Shaun Gerard McErlean et al.
	September 27, 2010	Temporary Order: In the Matter of Shaun Gerard McErlean et al.
	August 30, 2010	Notice from the Office of the Secretary: In the Matter of Shaun Gerard McErlean et al.
	August 25, 2010	Order: In the Matter of Shaun Gerard McErlean et al.
	August 18, 2010	Notice from the Office of the Secretary: In the Matter of Shaun Gerard McErlean et al.
	August 17, 2010	Notice of Hearing: In the Matter of Shaun Gerard McErlean et al.
	August 12, 2010	Temporary Order: In the Matter of Shaun Gerard McErlean et al.

Seemann, Harald Seemann, Harald
	June 1, 2018	Notice from the Office of the Secretary: Harald Seemann et al., File No. 2018-19
	June 1, 2018	Order: In the Matter of Harald Seemann et al.
	June 1, 2018	Notice from the Office of the Secretary: Harald Seemann et al., File No. 2018-19
	June 1, 2018	Order: In the Matter of Harald Seemann et al.
	May 29, 2018	Settlement Agreement: In the Matter of Harald Seemann et al.
	June 1, 2018	Oral Reasons for Approval of a Settlement: In the Matter of Harald Seemann et al.
	June 1, 2018	Notice from the Office of the Secretary: Harald Seemann et al., File No. 2018-19
	May 29, 2018	Settlement Agreement: In the Matter of Harald Seemann et al.
	June 1, 2018	Oral Reasons for Approval of a Settlement: In the Matter of Harald Seemann et al.
	June 1, 2018	Order: In the Matter of Harald Seemann et al.
	May 30, 2018	Notice from the Office of the Secretary: Harald Seemann et al., File No. 2018-19
	May 30, 2018	Notice of Hearing: In the Matter of Harald Seemann et al.
	May 29, 2018	Notice from the Office of the Secretary: Harald Seemann et al., File No. 2018-19
	May 29, 2018	Notice of Hearing: In the Matter of Harald Seemann et al.
	May 10, 2018	Notice from the Office of the Secretary: Harald Seemann et al., File No. 2018-19
	May 7, 2018	Notice from the Office of the Secretary: Harald Seemann et al., File No. 2018-19
	May 7, 2018	Order: In the Matter of Harald Seemann et al.
	May 7, 2018	Oral Reasons for Approval of a Settlement: In the Matter of Harald Seemann et al.
	May 3, 2018	Settlement Agreement: In the Matter of Harald Seemann et al.
	May 3, 2018	Notice from the Office of the Secretary: Harald Seemann et al., File No. 2018-19
	May 3, 2018	Notice of Hearing: In the Matter of Harald Seemann et al.
	May 3, 2018	Notice from the Office of the Secretary: Harald Seemann et al.,File No. 2018-19
	May 3, 2018	Statement of Allegations: In the Matter of Harald Seemann et al.
	May 3, 2018	Notice of Hearing: In the Matter of Harald Seemann et al.

Seidel, Harold Seidel, Harold
	May 17, 2005	Notice from the Office of the Secretary: In the Matter of Buckingham Securities Corporation et al.
	May 16, 2005	Order: In the Matter of Buckingham Securities Corporation et al.
	July 20, 2001	Order: In the Matter of Buckingham Securities Corporation et al.
	July 6, 2001	Notice of Hearing: In the Matter of Buckingham Securities Corporation et al.

Select American Transfer Co. Select American Transfer Co.
	February 7, 2014	Notice of Correction: In the Matter of Irwin Boock et al.
	January 16, 2014	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 14, 2014	Reasons and Decision: In the Matter of Irwin Boock et al.
	January 14, 2014	Order: In the Matter of Irwin Boock et al.
	September 17, 2013	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	September 13, 2013	Order: In the Matter of Irwin Boock et al.
	September 13, 2013	Reasons and Decision: In the Matter of Irwin Boock et al.
	August 22, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	August 13, 2012	Order: In the Matter of Irwin Boock et al.
	April 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 16, 2012	Order: In the Matter of Irwin Boock et al.
	March 6, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 5, 2012	Order: In the Matter of Irwin Boock et al.
	February 15, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 15, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Order: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Irwin Boock
	February 3, 2012	Order: In the Matter of Irwin Boock et al.
	January 31, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 31, 2012	Order: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Jason Wong
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 20, 2012	Order: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 19, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 11, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 10, 2012	Notice of Withdrawal: In the Matter of Irwin Boock et al.
	January 5, 2012	Amended Notice of Hearing: In the Matter of Irwin Boock et al.
	January 4, 2012	Amended Statement of Allegations: In the Matter of Irwin Boock et al.
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 5, 2011	Order: In the Matter of Irwin Boock et al.
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	May 27, 2011	Order: In the Matter of Irwin Boock et al.
	April 27, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 19, 2011	Order: In the Matter of Irwin Boock et al.
	March 2, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 1, 2011	Order: In the Matter of Irwin Boock et al.
	February 3, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 27, 2010	Order: In the Matter of Irwin Boock et al.
	December 6, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 29, 2010	Order: In the Matter of Irwin Boock et al.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 15, 2010	Order: In the Matter of Irwin Boock et al.
	June 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 29, 2010	Order: In the Matter of Irwin Boock et al.
	June 18, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 18, 2010	Order: In the Matter of Irwin Boock et al.
	March 11, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 24, 2010	Order: In the Matter of Irwin Boock et al.
	February 17, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 9, 2010	Reasons and Decision on Disclosure: In the Matter of Irwin Boock et al.
	January 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 29, 2010	Order: In the Matter of Irwin Boock et al.
	December 11, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	December 10, 2009	Order: In the Matter of Irwin Boock et al.
	November 30, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 30, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Settlement Agreement: In the Matter of Irwin Boock et al.
	October 21, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 15, 2009	Order: In the Matter of Irwin Boock et al.
	October 16, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 14, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 9, 2009	Order: In the Matter of Irwin Boock et al.
	April 28, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 22, 2009	Order: In the Matter of Irwin Boock et al.
	February 6, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 20, 2009	Order: In the Matter of Irwin Boock et al.
	November 24, 2008	Order: In the Matter of Irwin Boock et al.
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	October 17, 2008	Temporary Order: In the Matter of David Waton et al.
	October 16, 2008	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 16, 2008	Statement of Allegations: In the Matter of Irwin Boock et al.
	September 9, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	September 9, 2008	Temporary Order: In the Matter of David Waton et al.
	June 25, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	June 24, 2008	Temporary Order: In the Matter of David Waton et al.
	January 10, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al. - Stanton De Freitas
	January 9, 2008	Reasons and Decision: In the Matter of David Watson et al. - Stanton De Freitas
	December 18, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	December 5, 2007	Temporary Order: In the Matter of David Waton et al.
	December 4, 2007	Temporary Order: In the Matter of David Waton et al.
	December 3, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	November 29, 2007	Temporary Order: In the Matter of David Waton et al.
	September 28, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	September 28, 2007	Temporary Order: In the Matter of David Waton et al.
	June 26, 2007	Notice from the Office of the Secretary: In the Matter of David Waton et al.
	June 25, 2007	Temporary Order: In the Matter of David Waton et al.
	June 1, 2007	Notice from the Office of the Secretary: In the Matter of Jason Wong et al.
	June 1, 2007	Temporary Order: In the Matter of Jason Wong et al.
	May 24, 2007	Notice from the Office of the Secretary: In the Matter of Jason Wong et al.
	May 22, 2007	Notice of Hearing: In the Matter of Jason Wong et al.
	May 22, 2007	Temporary Order: In the Matter of Jason Wong et al.
	May 18, 2007	Temporary Order: In the Matter of Jason Wong et al.

Selectrehab Inc. Selectrehab Inc.
	April 16, 2002	Order and Settlement Agreement: In the Matter of Sohan Singh Koonar et al.
	April 16, 2002	Reasons: In the Matter of Sohan Singh Koonar et al.
	April 9, 2002	Settlement Agreement: In the Matter of Sohan Singh Koonar et al.
	June 18, 2001	Notice of Hearing: In the Matter of Sohan Singh Koonar et al.
	June 18, 2001	Statement of Allegations: In the Matter of Sohan Singh Koonar et al.

Sentry Investments Inc. Sentry Investments Inc.
	April 5, 2017	Notice from the Office of the Secretary: In the Matter of Matter of Sentry Investments Inc. and Sean Driscoll
	April 5, 2017	Order: In the Matter of Matter of Sentry Investments Inc. and Sean Driscoll
	April 5, 2017	Reasons for Approval: In the Matter of Matter of Sentry Investments Inc. and Sean Driscoll
	March 31, 2017	Settlement Agreement: In the Matter of Matter of Sentry Investments Inc. and Sean Driscoll
	March 31, 2017	Notice from the Office of the Secretary: In the Matter of Matter of Sentry Investments Inc. and Sean Driscoll
	March 31, 2017	Notice of Hearing: In the Matter of Sentry Investments Inc. and Sean Driscoll
	March 31, 2017	Statement of Allegations: In the Matter of Sentry Investments Inc. and Sean Driscoll

Serpa, John Serpa, John
	July 19, 2017	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	July 19, 2017	Order: In the Matter of Eda Marie Agueci et al.
	June 9, 2017	Order: In the Matter of Eda Marie Agueci et al
	June 9, 2017	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	May 17, 2017	Order: In the Matter of Eda Marie Agueci et al
	May 17, 2017	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	May 12, 2017	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	May 12, 2017	Notice of Hearing: In the Matter of Eda Marie Agueci et al.
	November 30, 2015	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	November 30, 2015	Order: In the Matter of Eda Marie Agueci et al
	November 10, 2015	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	November 9, 2015	Notice of Hearing: In the Matter of Eda Marie Agueci et al.
	September 14, 2015	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	September 10, 2015	Order: In the Matter of Eda Marie Agueci et al
	June 24, 2015	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	June 24, 2015	Order: In the Matter of Eda Marie Agueci et al.
	June 24, 2015	Reasons and Decision: In the Matter of Eda Marie Agueci et al.
	February 12, 2015	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	February 11, 2015	Order: In the Matter of Eda Marie Agueci et al.
	February 11, 2015	Reasons and Decision: In the Matter of Eda Marie Agueci et al.
	April 9, 2014	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	April 9, 2014	Order: In the Matter of Eda Marie Agueci et al.
	December 16, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	December 13, 2013	Reasons for Decision: In the Matter of Eda Marie Agueci et al.
	November 11, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	November 8, 2013	Order: In the Matter of Eda Marie Agueci et al.
	September 27, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	September 26, 2013	Amended Statement of Allegations: In the Matter of Eda Marie Agueci et al.
	September 20, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al. - Ian Telfer
	September 20, 2013	Order: In the Matter of Eda Marie Agueci et al. - Ian Telfer
	September 17, 2013	Settlement Agreement: In the Matter of Eda Marie Agueci et al. - Ian Telfer
	September 17, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al. - Ian Telfer
	September 17, 2013	Notice of Hearing: In the Matter of Eda Marie Agueci et al. - Ian Telfer
	September 17, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	April 8, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	April 8, 2013	Order: In the Matter of Eda Marie Agueci et al.
	January 29, 2013	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	January 28, 2013	Order: In the Matter of Eda Marie Agueci et al.
	December 17, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	December 14, 2012	Reasons and Decision on Disclosure and Confidentiality Motions: In the Matter of Eda Marie Agueci et al.
	September 21, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	September 12, 2012	Order: In the Matter of Eda Marie Agueci et al.
	June 5, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	April 11, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	April 9, 2012	Order: In the Matter of Eda Marie Agueci et al.
	March 21, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	March 21, 2012	Order: In the Matter of Eda Marie Agueci et al.
	February 7, 2012	Notice from the Office of the Secretary: In the Matter of Eda Marie Agueci et al.
	February 7, 2012	Notice of Hearing: In the Matter of Eda Marie Agueci et al.
	February 7, 2012	Statement of Allegations: In the Matter of Eda Marie Agueci et al.

Serruya, Michael Serruya, Michael
	June 21, 2000	Order: In the Matter of Rick Vansant et al.
	June 7, 2000	Notice of Hearing: In the Matter of Rick Vansant et al.
	June 7, 2000	Statement of Allegations: In the Matter of Rick Vansant et al.

Setenterprice Setenterprice
	March 16, 2016	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	March 15, 2016	Order: In the Matter of 2241153 Ontario Inc. et al.
	March 15, 2016	Reasons and Decision on Sactions and Costs: In the Matter of 2241153 Ontario Inc. et al.
	February 4, 2016	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	February 3, 2016	Reasons and Decision: In the Matter of 2241153 Ontario Inc. et al.
	December 11, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	December 9, 2015	Order: In the Matter of 2241153 Ontario Inc. et al.
	September 3, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	September 3, 2015	Order: In the Matter of 2241153 Ontario Inc. et al.
	June 24, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	June 24, 2015	Order: In the Matter of 2241153 Ontario Inc. et al.
	March 24, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	March 24, 2015	Order: In the Matter of 2241153 Ontario Inc. et al.
	February 24, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	February 23, 2015	Order: In the Matter of 2241153 Ontario Inc. et al.
	February 12, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	February 11, 2015	Order: In the Matter of 2241153 Ontario Inc. et al.
	February 10, 2015	Settlement Agreement: In the Matter of 2241153 Ontario Inc. et al.
	February 10, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	February 10, 2015	Notice of Hearing: In the Matter of 2241153 Ontario Inc. et al.
	February 9, 2015	Statement of Allegations: In the Matter of 2241153 Ontario Inc. et al.
	February 10, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	February 10, 2015	Notice of Hearing: In the Matter of 2241153 Ontario Inc. et al.

Sevilla, Bernard Justin Sevilla, Bernard Justin
	July 3, 2018	Notice from the Office of the Secretary: Trans-Atlantic Direct et al., File No. 2018-39
	July 3, 2018	Order: In the Matter of Trans-Atlantic Direct et al.
	June 22, 2018	Notice from the Office of the Secretary: Trans-Atlantic Direct et al., File No. 2018-39
	June 20, 2018	Temporary Order: In the Matter of Trans-Atlantic Direct et al.
	June 22, 2018	Notice of Hearing: In the Matter of Trans-Atlantic Direct et al.
	June 22, 2018	Application: In the Matter of Trans-Atlantic Direct et al.

Sextant Capital GP Inc. Sextant Capital GP Inc.
	June 4, 2012	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	June 1, 2012	Order: In the Matter of Sextant Capital Management Inc. et al.
	June 1, 2012	Reasons for Decision on Sanctions and Costs: In the Matter of Sextant Capital Management Inc. et al.
	April 27, 2012	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	April 27, 2012	Reasons and Decision on a Motion: In the Matter of Sextant Capital Management Inc. et al.
	March 28, 2012	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	March 28, 2012	Order: In the Matter of Sextant Capital Management Inc. et al.
	December 5, 2011	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	December 5, 2011	Order: In the Matter of Sextant Capital Management Inc. et al.
	November 18, 2011	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	November 18, 2011	Order: In the Matter of Sextant Capital Management Inc. et al.
	September 20, 2011	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	June 28, 2011	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	May 18, 2011	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	May 17, 2011	Reasons for Decision: In the Matter of Sextant Capital Management Inc. et al.
	October 18, 2010	Mid-Hearing Ruling (Admissibility of Compelled Testimony): In the Matter of Sextant Capital Management Inc. et al.
	June 22, 2010	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	June 21, 2010	Confidentiality Order: In the Matter of Sextant Capital Management Inc. et al.
	June 15, 2010	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	June 11, 2010	Amended Amended Statement of Allegations: In the Matter of Sextant Capital Management Inc. et al.
	June 8, 2010	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	June 7, 2010	Order: In the Matter of Sextant Capital Management Inc. et al.
	June 1, 2010	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	June 1, 2010	Order: In the Matter of Sextant Capital Management Inc. et al.
	May 27, 2010	Settlement Agreement: In the Matter of Sextant Capital Management Inc. et al.
	May 28, 2010	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	May 28, 2010	Notice of Hearing: In the Matter of Sextant Capital Management Inc. et al.
	May 13, 2010	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	May 12, 2010	Notice of Hearing: In the Matter of Sextant Capital Management Inc. et al.
	May 12, 2010	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	May 11, 2010	Notice of Withdrawal: In the Matter of Sextant Capital Management Inc. et al.
	April 29, 2010	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	April 28, 2010	Order: In the Matter of Sextant Capital Management Inc. et al.
	April 7, 2010	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	April 6, 2010	Order: In the Matter of Sextant Capital Management Inc. et al.
	April 1, 2010	Amended Statement of Allegations: In the Matter of Sextant Capital Management Inc. et al.
	April 5, 2010	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	September 15, 2009	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	September 15, 2009	Order: In the Matter of Sextant Capital Management Inc. et al.
	July 17, 2009	Endorsement: In the Matter of Sextant Capital Management Inc. et al.
	July 17, 2009	Order: In the Matter of Sextant Capital Management Inc. et al.
	June 17, 2009	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	June 16, 2009	Order: In the Matter of Sextant Capital Management Inc. et al.
	March 20, 2009	Order: In the Matter of Sextant Capital Management Inc. et al.
	March 16, 2009	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	March 16, 2009	Order: In the Matter of Sextant Capital Management Inc. et al.
	December 23, 2008	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	December 24, 2008	Order - Ontario Superior Court of Justice (Commercial List): In the Matter of Sextant Capital Management Inc. et al.
	December 23, 2008	Reasons and Decision: In the Matter of Sextant Capital Management Inc. et al.
	December 16, 2008	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	December 16, 2008	Order: In the Matter of Sextant Capital Management Inc. et al.
	December 15, 2008	Order - Ontario Superior Court of Justice (Commercial List): In the Matter of Sextant Capital Management Inc. et al.
	December 10, 2008	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	December 8, 2008	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	December 8, 2008	Notice of Hearing: In the Matter of Sextant Capital Management Inc. et al.
	December 8, 2008	Temporary Order: In the Matter of Sextant Capital Management Inc. et al.
	December 8, 2008	Statement of Allegations: In the Matter of Sextant Capital Management Inc. et al.

Sextant Capital Management Inc. Sextant Capital Management Inc.
	June 4, 2012	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	June 1, 2012	Order: In the Matter of Sextant Capital Management Inc. et al.
	June 1, 2012	Reasons for Decision on Sanctions and Costs: In the Matter of Sextant Capital Management Inc. et al.
	April 27, 2012	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	April 27, 2012	Reasons and Decision on a Motion: In the Matter of Sextant Capital Management Inc. et al.
	March 28, 2012	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	March 28, 2012	Order: In the Matter of Sextant Capital Management Inc. et al.
	December 5, 2011	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	December 5, 2011	Order: In the Matter of Sextant Capital Management Inc. et al.
	November 18, 2011	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	November 18, 2011	Order: In the Matter of Sextant Capital Management Inc. et al.
	September 20, 2011	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	June 28, 2011	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	May 18, 2011	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	May 17, 2011	Reasons for Decision: In the Matter of Sextant Capital Management Inc. et al.
	October 18, 2010	Mid-Hearing Ruling (Admissibility of Compelled Testimony): In the Matter of Sextant Capital Management Inc. et al.
	June 22, 2010	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	June 21, 2010	Confidentiality Order: In the Matter of Sextant Capital Management Inc. et al.
	June 15, 2010	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	June 11, 2010	Amended Amended Statement of Allegations: In the Matter of Sextant Capital Management Inc. et al.
	June 8, 2010	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	June 7, 2010	Order: In the Matter of Sextant Capital Management Inc. et al.
	June 1, 2010	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	June 1, 2010	Order: In the Matter of Sextant Capital Management Inc. et al.
	May 27, 2010	Settlement Agreement: In the Matter of Sextant Capital Management Inc. et al.
	May 28, 2010	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	May 28, 2010	Notice of Hearing: In the Matter of Sextant Capital Management Inc. et al.
	May 13, 2010	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	May 12, 2010	Notice of Hearing: In the Matter of Sextant Capital Management Inc. et al.
	May 12, 2010	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	May 11, 2010	Notice of Withdrawal: In the Matter of Sextant Capital Management Inc. et al.
	April 29, 2010	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	April 28, 2010	Order: In the Matter of Sextant Capital Management Inc. et al.
	April 7, 2010	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	April 6, 2010	Order: In the Matter of Sextant Capital Management Inc. et al.
	April 5, 2010	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	April 1, 2010	Amended Statement of Allegations: In the Matter of Sextant Capital Management Inc. et al.
	September 15, 2009	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	September 15, 2009	Order: In the Matter of Sextant Capital Management Inc. et al.
	July 17, 2009	Endorsement: In the Matter of Sextant Capital Management Inc. et al.
	July 17, 2009	Order: In the Matter of Sextant Capital Management Inc. et al.
	June 17, 2009	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	June 16, 2009	Order: In the Matter of Sextant Capital Management Inc. et al.
	March 20, 2009	Order: In the Matter of Sextant Capital Management Inc. et al.
	March 16, 2009	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	March 16, 2009	Order: In the Matter of Sextant Capital Management Inc. et al.
	December 24, 2008	Order - Ontario Superior Court of Justice (Commercial List): In the Matter of Sextant Capital Management Inc. et al.
	December 23, 2008	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	December 23, 2008	Reasons and Decision: In the Matter of Sextant Capital Management Inc. et al.
	December 16, 2008	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	December 16, 2008	Order: In the Matter of Sextant Capital Management Inc. et al.
	December 15, 2008	Order - Ontario Superior Court of Justice (Commercial List): In the Matter of Sextant Capital Management Inc. et al.
	December 10, 2008	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	December 8, 2008	Notice of Hearing: In the Matter of Sextant Capital Management Inc. et al.
	December 8, 2008	Statement of Allegations: In the Matter of Sextant Capital Management Inc. et al.
	December 8, 2008	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	December 8, 2008	Temporary Order: In the Matter of Sextant Capital Management Inc. et al.

Sextant Strategic Opportunities Hedge Fund L.P. Sextant Strategic Opportunities Hedge Fund L.P.
	May 12, 2010	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	May 11, 2010	Notice of Withdrawal: In the Matter of Sextant Capital Management Inc. et al.
	September 15, 2009	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	September 15, 2009	Order: In the Matter of Sextant Capital Management Inc. et al.
	July 17, 2009	Endorsement: In the Matter of Sextant Capital Management Inc. et al.
	July 17, 2009	Order: In the Matter of Sextant Capital Management Inc. et al.
	June 17, 2009	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	June 16, 2009	Order: In the Matter of Sextant Capital Management Inc. et al.
	March 20, 2009	Order: In the Matter of Sextant Capital Management Inc. et al.
	March 16, 2009	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	March 16, 2009	Order: In the Matter of Sextant Capital Management Inc. et al.
	December 24, 2008	Order - Ontario Superior Court of Justice (Commercial List): In the Matter of Sextant Capital Management Inc. et al.
	December 23, 2008	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	December 23, 2008	Reasons and Decision: In the Matter of Sextant Capital Management Inc. et al.
	December 16, 2008	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	December 16, 2008	Order: In the Matter of Sextant Capital Management Inc. et al.
	December 15, 2008	Order - Ontario Superior Court of Justice (Commercial List): In the Matter of Sextant Capital Management Inc. et al.
	December 10, 2008	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	December 8, 2008	Notice of Hearing: In the Matter of Sextant Capital Management Inc. et al.
	December 8, 2008	Statement of Allegations: In the Matter of Sextant Capital Management Inc. et al.
	December 8, 2008	Notice from the Office of the Secretary: In the Matter of Sextant Capital Management Inc. et al.
	December 8, 2008	Temporary Order: In the Matter of Sextant Capital Management Inc. et al.

Shah, Pranab Shah, Pranab
	June 30, 2011	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	June 29, 2011	Order: In the Matter of Sulja Bros. et al.
	June 29, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Sulja Bros. et al.
	May 26, 2011	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	May 25, 2011	Reasons and Decision: In the Matter of Sulja Bros. et al.
	October 29, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	October 29, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	October 28, 2010	Reasons and Decision: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	October 28, 2010	Reasons and Decision: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	August 3, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	July 30, 2010	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	July 6, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	May 10, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	May 7, 2010	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	March 8, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	March 4, 2010	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	January 11, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	January 8, 2010	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	October 29, 2009	Order: In the Matter of Sulja Bros. et al.
	November 2, 2009	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	September 12, 2008	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	September 11, 2008	Order: In the Matter of Sulja Bros. et al.
	June 27, 2008	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	June 25, 2008	Order: In the Matter of Sulja Bros. et al.
	June 19, 2008	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	June 16, 2008	Notice of Hearing: In the Matter of Sulja Bros. et al.
	June 16, 2008	Amended Statement of Allegations: In the Matter of Sulja Bros. et al.

Shallow Oil & Gas Inc. Shallow Oil & Gas Inc.
	December 24, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	December 21, 2012	Order: Notice: In the matter of Shallow Oil & Gas Inc. et al.
	December 21, 2012	Reasons and Decision on Sanctions: In the Matter of Shallow Oil & Gas Inc. et al.
	November 16, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	November 15, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al. - Kevin Wash
	October 30, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	October 29, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	June 19, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 18, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	May 30, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	May 29, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	May 16, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	May 14, 2012	Amended Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	May 14, 2012	Amended Statement of Allegations: In the Matter of Shallow Oil & Gas Inc. et al.
	April 30, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	April 26, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	March 28, 2012	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	March 27, 2012	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	December 19, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	December 15, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	December 9, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	December 9, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	December 2, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	December 2, 2011	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. - Marco Diadamo
	November 25, 2011	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	November 7, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	November 4, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	August 24, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	August 16, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	August 2, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	July 26, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	May 27, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	February 17, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	February 11, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	December 20, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Gurdip Singh Gahunia also known as Michael Gahunia
	December 16, 2010	Order: In the Matter of Shallow Oil & Gas Inc. et al. - Gurdip Singh Gahunia also known as Michael Gahunia
	December 13, 2010	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - Gurdip Singh Gahunia also known as Michael Gahunia
	December 14, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	December 14, 2010	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	June 28, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 28, 2010	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	January 12, 2010	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	September 10, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	September 10, 2009	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	July 27, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - William Mankofsky
	July 20, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	July 17, 2009	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - William Mankofsky
	July 16, 2009	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	June 10, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 4, 2009	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	May 19, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Gord Mcquarrie
	May 19, 2009	Reasons and Decision on Settlement: In the Matter of Shallow Oil & Gas Inc. - Gord McQuarrie
	May 14, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Gord Mcquarrie
	May 10, 2009	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - Gord Mcquarrie
	May 6, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	April 21, 2009	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	November 26, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	November 25, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	June 19, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 19, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	June 17, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 11, 2008	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	June 10, 2008	Statement of Allegations: In the Matter of Shallow Oil & Gas Inc. et al.
	April 1, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	March 31, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	February 19, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	February 15, 2008	Reasons and Decision: In the Matter of Shallow Oil & Gas Inc. et al.
	January 31, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	January 31, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	January 22, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	January 18, 2008	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	January 16, 2008	Temporary Order: In the Matter of Shallow Oil & Gas Inc. et al.

Shambleau, Talyor - OSC and Toronto Stock Exchange Inc. v. Shambleau, Talyor - OSC and Toronto Stock Exchange Inc. v.
	January 21, 2003	Decision: In the Matter of Taylor Shambleau
	March 28, 2002	Reasons for Decision and Order: In the Matter of Taylor Shambleau

Shantz, Michael Robert Shantz, Michael Robert
	June 10, 2013	Notice from the Office of the Secretary: In the Matter of Michael Robert Shantz and Canada Pacific Consulting Inc.
	June 7, 2013	Reasons and Decision: In the Matter of Michael Robert Shantz and Canada Pacific Consulting Inc.
	June 7, 2013	Order: In the Matter of Michael Robert Shantz and Canada Pacific Consulting Inc.
	April 12, 2013	Notice from the Office of the Secretary: In the Matter of Michael Robert Shantz and Canada Pacific Consulting Inc.
	April 12, 2013	Order: In the Matter of Michael Robert Shantz and Canada Pacific Consulting Inc.
	March 25, 2013	Notice from the Office of the Secretary: In the Matter of Michael Robert Shantz and Canada Pacific Consulting Inc.
	March 22, 2013	Notice of Hearing: In the Matter of Michael Robert Shantz and Canada Pacific Consulting Inc.
	March 21, 2013	Statement of Allegations: In the Matter of Michael Robert Shantz and Canada Pacific Consulting Inc.

Shatki Rehab Centre Inc. Shatki Rehab Centre Inc.
	April 16, 2002	Order and Settlement Agreement: In the Matter of Sohan Singh Koonar et al.
	June 18, 2001	Statement of Allegations: In the Matter of Sohan Singh Koonar et al.

Shaule, Christopher Shaule, Christopher
	October 23, 2007	Notice from the Office of the Secretary: In the Matter of The TSX Inc. et al.
	October 23, 2007	Reasons and Decision: In the Matter of The TSX Inc. et al.

Shaver, Stephen R. Shaver, Stephen R.
	June 23, 2000	Order: In the Matter of Hubert J. Mockler et al.
	June 9, 2000	Notice of Hearing: In the Matter of Hubert J. Mockler et al.
	June 9, 2000	Statement of Allegations: In the Matter of Hubert J. Mockler et al.
	June 8, 2000	Temporary Order: In the Matter of Hubert J. Mockler et al.

Shaw Acquisition Inc. Shaw Acquisition Inc.
	May 5, 1998	Reasons for Decision: In the Matter of CW Shareholdings Inc. et al.

Shaw Communications Inc. Shaw Communications Inc.
	May 5, 1998	Reasons for Decision: In the Matter of CW Shareholdings Inc. et al.

Shaw, Bernard Shaw, Bernard
	July 21, 2011	Notice from the Office of the Secretary: In the Matter of L.T.M.T. Trading Ltd. (a.k.a L.T.M.T. Trading) and Bernard Shaw
	July 20, 2011	Order: In the Matter of L.T.M.T. Trading Ltd. (a.k.a L.T.M.T. Trading) and Bernard Shaw
	May 10, 2011	Notice from the Office of the Secretary: In the Matter of L.T.M.T. Trading Ltd. (a.k.a L.T.M.T. Trading) and Bernard Shaw
	May 6, 2011	Order: In the Matter of L.T.M.T. Trading Ltd. (a.k.a L.T.M.T. Trading) and Bernard Shaw
	April 11, 2011	Notice from the Office of the Secretary: In the Matter of L.T.M.T. Trading Ltd. (a.k.a L.T.M.T. Trading) and Bernard Shaw
	April 8, 2011	Notice of Hearing: In the Matter of L.T.M.T. Trading Ltd. (a.k.a L.T.M.T. Trading) and Bernard Shaw
	April 8, 2011	Statement of Allegations: In the Matter of L.T.M.T. Trading Ltd. (a.k.a L.T.M.T. Trading) and Bernard Shaw

Shea, Patrick Shea, Patrick
	July 20, 2000	Order: In the Matter of RT Capital Management Inc. et al.
	July 20, 2000	Decision and Reasons: In the Matter of RT Capital Management Inc. et al.
	July 20, 2000	Settlement Agreement: In the Matter of RT Capital Management Inc. et al.
	June 29, 2000	Notice of Hearing: In the Matter of RT Capital Management Inc. et al.
	June 29, 2000	Statement of Allegations: In the Matter of RT Capital Management Inc. et al.

Sheahan, Patricia Sheahan, Patricia
	June 16, 2000	Order: In the Matter of John Tuzyk et al.
	June 2, 2000	Notice of Hearing: In the Matter of John Tuzyk et al.
	June 2, 2000	Statement of Allegations: In the Matter of John Tuzyk et al.

Shefsky, Louis Shefsky, Louis
	January 24, 1998	Order: In the Matter of Glendale Securities Inc. and Louis Shefsky
	January 24, 1997	Order: In the Matter of Glendale Securities Inc. and Louis Shefsky
	January 24, 1997	Settlement Agreement: In the Matter of Glendale Securities Inc. and Louis Shefsky

Shefsky, Martin Shefsky, Martin
	June 8, 1999	Order: In the Matter of Martin Shefsky
	May 27, 1999	Statement of Allegations: In the Matter of Martin Shefsky

Sherman, Adam Sherman, Adam
	April 1, 2014	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	March 31, 2014	Reasons and Decisions: In the Matter of York Rio Resources Inc. et al.
	March 31, 2014	Order: In the Matter of York Rio Resources Inc. et al.
	November 6, 2013	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	March 26, 2013	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	March 25, 2013	Order: In the Matter of York Rio Resources Inc. et al.
	March 25, 2013	Reasons and Decision: In the Matter of York Rio Resources Inc. et al.
	December 23, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	December 22, 2011	Reasons for Decision on Motions: In the Matter of York Rio Resources Inc. et al.
	November 9, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	November 8, 2011	Order on a Motion: In the Matter of York Rio Resources Inc. et al.
	June 8, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	June 6, 2011	Order: In the Matter of York Rio Resources Inc. et al.
	June 3, 2011	Settlement Agreement: In the Matter of York Rio Resources Inc. et al. - Adam Sherman
	June 3, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al
	June 3, 2011	Notice of Hearing: In the Matter of York Rio Resources Inc. et. al
	June 2, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	June 1, 2011	Reasons for Decision on Motions: In the Matter of York Rio Resources Inc. et al.
	May 11, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	May 10, 2011	Order: In the Matter of York Rio Resources Inc. et al.
	May 6, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	May 5, 2011	Order on a Motion: In the Matter of York Rio Resources Inc. et al.
	April 6, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	April 5, 2011	Order on a Motion: In the Matter of York Rio Resources Inc. et al.
	April 1, 2011	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	March 30, 2011	Endorsement: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	March 22, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	March 21, 2011	Order: In the Matter of York Rio Resources Inc., et al.
	December 16, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	December 15, 2010	Endorsement: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	November 26, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	November 26, 2010	Order: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	November 5, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	November 3, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	November 3, 2010	Notice of Hearing: In the Matter of York Rio Resources Inc. et al.
	October 25, 2010	Settlement Agreement: In the Matter of York Rio Resources Inc. et al. - Peter Robinson
	October 15, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	October 14, 2010	Order: In the Matter of York Rio Resources Inc., et al.
	August 31, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	August 30, 2010	Order: In the Matter of York Rio Resources Inc., et al.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc., et al.
	July 21, 2010	Order: In the Matter of York Rio Resources Inc., et al.
	June 15, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	June 10, 2010	Order: In the Matter of York Rio Resources Inc. et al.
	April 13, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	April 13, 2010	Order: In the Matter of York Rio Resources Inc. et al.
	March 4, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	March 4, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	March 3, 2010	Order: In the Matter of York Rio Resources Inc. et al.
	March 2, 2010	Notice of Hearing: In the Matter of York Rio Resources Inc. et al.
	March 2, 2010	Statement of Allegations: In the Matter of York Rio Resources Inc. et al.

Sherman, Ronald Sherman, Ronald
	June 11, 2015	Notice of Correction - In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	June 4, 2015	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	June 4, 2015	Amended Order: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	June 4, 2015	Notice of Correction: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	June 5, 2014	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	June 4, 2014	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	June 4, 2014	Reasons and Decision on Sanctions and Costs: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	December 6, 2013	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	December 5, 2013	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	November 7, 2013	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	November 7, 2013	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	October 18, 2013	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	October 17, 2013	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	September 25, 2013	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	September 24, 2013	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	December 6, 2011	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	December 6, 2011	Reasons and Decision on a Motion: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	February 3, 2011	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	February 2, 2011	Reasons and Decision: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	April 16, 2009	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	April 14, 2009	Amended Notice of Hearing: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	April 14, 2009	Amended Amended Statement of Allegations: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	January 28, 2009	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	December 4, 2008	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	October 2, 2008	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	October 1, 2008	Order: In the Matter of MRS Sciences Inc. et al.
	April 2, 2008	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	March 25, 2008	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	March 25, 2008	Amended Statement of Allegations: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	February 26, 2008	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	February 26, 2008	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	January 30, 2008	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	January 30, 2008	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	January 2, 2008	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	December 28, 2007	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	December 12, 2007	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	November 30, 2007	Notice of Hearing: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	November 29, 2007	Statement of Allegations: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.

Sherry, James Sherry, James
	May 20, 2004	Temporary Order: In the Matter of Brad Alles et al.
	May 20, 2004	Notice of Hearing: In the Matter of Brad Alles et al.
	May 20, 2004	Statement of Allegations: In the Matter of Brad Alles et al.

Shiff, Andrew Shiff, Andrew
	February 24, 2015	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 20, 2015	Order: In the Matter of Global Energy Group, Ltd. et al.
	May 28, 2014	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	May 27, 2014	Order: In the Matter of Global Energy Group, Ltd. et al.
	March 31, 2014	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	March 28, 2014	Order: In the Matter of Global Energy Group, Ltd. et al.
	January 29, 2014	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 29, 2014	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 19, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 17, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 16, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 13, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of Global Energy Group, Ltd. et al.
	December 13, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	September 5, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	September 4, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	August 21, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	August 19, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	April 26, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	April 26, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 28, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 27, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 15, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 24, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 21, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 21, 2012	Reasons and Decision: In the Matter of Global Energy Group, Ltd. et al.
	October 24, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	October 19, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	March 29, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	March 28, 2012	Order: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	February 29, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 29, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 7, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 7, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 3, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 23, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 23, 2012	Amended Statement of Allegations: In the Matter of Global Energy Group, Ltd. et al.
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Elliot Feder
	January 20, 2012	Order: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	January 19, 2012	Settlement Agreement: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	January 18, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Elliot Feder
	January 18, 2012	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	December 20, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	December 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	December 15, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	November 30, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	November 29, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Michael Schaumer
	November 29, 2011	Order: In the Matter of Global Energy Group, Ltd. et al. - Michael Schaumer
	November 29, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 28, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 28, 2011	Order: In the Matter of Global Energy Group Ltd. et al.
	November 28, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 25, 2011	Settlement Agreement: In the Matter of Global Energy Group, Ltd. et al. - Michael Schaumer
	November 25, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Michael Schaumer
	November 25, 2011	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Michael Schaumer
	November 25, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 25, 2011	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Alan Silverstein
	October 4, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	October 4, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	September 26, 2011	Motion Order: In the Matter of Global Energy Group Ltd. et al.
	September 26, 2011	Order: In the Matter of Global Energy Group Ltd. et al.
	September 26, 2011	Order: In the Matter of Global Energy Group Ltd. et al.
	September 6, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak, Vyacheslav Brikman and Allan Walker
	September 1, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Allan Walker
	September 1, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak
	September 1, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Vyacheslav Brikman
	August 30, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak
	August 29, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Allan Walker
	August 29, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Vyacheslav Brikman
	August 31, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak, Vyacheslav Brikman and Allan Walker
	August 30, 2011	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Oded Pasternak, Vyacheslav, Brikman and Allan Walker
	July 15, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al
	July 11, 2011	Order: In the Matter of Global Energy Group Ltd. et al
	July 15, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al
	July 11, 2011	Order: In the Matter of Global Energy Group, Ltd. et al
	May 9, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	May 9, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	May 3, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	May 3, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 28, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 28, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 16, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 16, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	January 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 7, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 7, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	November 8, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	November 8, 2010	Order: In the Matter of Christina Harper et al.
	November 5, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	November 3, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	November 3, 2010	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al.
	October 25, 2010	Settlement Agreement: In the Matter of Global Energy Group, Ltd. et al. - Peter Robinson
	September 14, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	September 14, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	September 13, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	September 1, 2010	Order: In the Matter of Christina Harper et al.
	September 1, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	August 27, 2010	Motion Order: In the Matter of Global Energy Group, Ltd. et al.
	June 21, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	June 21, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	June 14, 2010	Order: In the Matter of Christina Harper et al.
	June 14, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	June 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	June 8, 2010	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al.
	June 8, 2010	Statement of Allegations: In the Matter of Global Energy Group, Ltd. et al.
	June 9, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	April 20, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	April 20, 2010	Order: In the Matter of Christina Harper et al.
	April 14, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	April 14, 2010	Notice of Hearing: In the Matter of Christina Harper et al.
	April 7, 2010	Temporary Order: In the Matter of Christina Harper et al.

SHLD Acquisition Corp. SHLD Acquisition Corp.
	October 23, 2006	Notice From the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	October 23, 2006	Order: In the Matter of Sears Canada Inc. et al.
	October 13, 2006	Application: In the Matter of Hawkeye Capital Management, LLC
	October 17, 2006	Submission: In the Matter of Hawkeye Capital Management, LLC et al.
	October 17, 2006	Response: In the Matter of Hawkeye Capital Management, LLC et al.
	October 17, 2006	Submission: In the Matter of Hawkeye Capital Management, LLC et al.
	October 17, 2006	Submission: In the Matter of Hawkeye Capital Management, LLC et al.
	August 29, 2006	Notice from the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	August 29, 2006	Order: In the Matter of Sears Canada Inc. et al.
	August 25, 2006	Response: In the Matter of Hawkeye Capital Management, LLC et al.
	August 24, 2006	Application by Sears Holdings Corporation and SHLD Acquisition Corp.: In the Matter of Hawkeye Capital Management, LLC et al.
	August 8, 2006	Notice from the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	August 8, 2006	Order: In the Matter of Sears Canada Inc. et al.
	August 8, 2006	Reasons and Decision: In the Matter of Hawkeye Capital Management, LLC et al.
	July 6, 2006	Pre-Hearing Production Order: In the Matter of Sears Canada Inc. et al.
	July 6, 2006	Order: In the Matter of Sears Canada Inc. et al.
	June 21, 2006	Notice from the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	June 20, 2006	Order Granting Intervenor Status to the Royal Bank of Canada: In the Matter of Sears Canada Inc. et al.
	June 20, 2006	Order Granting Intervenor Status to the Bank of Nova Scotia and Scotia Capital Inc.: In the Matter of Sears Canada Inc. et al.
	June 8, 2006	Notice from the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	June 7, 2006	Amended Notice of Hearing: In the Matter of Sears Canada Inc. et al.
	June 5, 2006	Letter of Application - Applicants: In the Matter of Sears Canada Inc.
	May 18, 2006	Notice from the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	May 18, 2006	Notice of Application for Standing by The Bank of Nova Scotia: In the Matter of Sears Canada Inc.
	May 18, 2006	Letter of Response of Sears Holding Corporation: In the Matter of Sears Canada Inc.
	May 17, 2006	Notice of Hearing: In the Matter of Sears Canada Inc. et al.
	April 25, 2006	Letter of Application: In the Matter of Sears Canada Inc.

Shore, Stephen J. Shore, Stephen J.
	January 16, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 15, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 7, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Notice of Hearing: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Temporary Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 5, 2009	Statement of Allegations: In the Matter of Global Petroleum Strategies, LLC et al.

Shoreline Energy Corp. Shoreline Energy Corp.
	June 29, 2015	Notice from the Office of the Secretary: In the Matter of Shoreline Energy Corp.
	June 29, 2015	Order: In the Matter of Shoreline Energy Corp.
	June 9, 2015	Notice from the Office of the Secretary: In the Matter of Shoreline Energy Corp.
	June 9, 2015	Notice of Hearing: In the Matter of Shoreline Energy Corp.
	June 9, 2015	Order: In the Matter of Shoreline Energy Corp.
	May 28, 2015	Temporary Order: In the Matter of Shoreline Energy Corp.

Shtromvaser, Lucien Shtromvaser, Lucien
	October 18, 2011	Notice from the Office of the Secretary: In the Matter of QuantFX Asset Management Inc. et al.
	October 17, 2011	Order: In the Matter QuantFX Asset Management Inc. et al.
	October 14, 2011	Notice from the Office of the Secretary: In the Matter of QuantFX Asset Management Inc. et al. - Vadim Tsatskin
	October 13, 2011	Order: In the Matter QuantFX Asset Management Inc. et al. - Vadim Tstatskin
	October 6, 2011	Notice from the Office of the Secretary: In the Matter of QuantFX Asset Management Inc. et al. - Vadim Tsatskin
	October 6, 2011	Notice of Hearing: In the Matter of QuantFX Asset Management Inc. et al. - Vadim Tstatskin
	October 5, 2011	Settlement Agreement: In the Matter QuantFX Asset Management Inc. et al. - Vadim Tstatskin
	June 14, 2011	Notice from the Office of the Secretary: In the Matter of QuantFX Asset Management Inc. et al.
	June 10, 2011	Order: In the Matter QuantFX Asset Management Inc. et al.
	May 9, 2011	Notice from the Office of the Secretary: In the Matter of QuantFX Asset Management Inc. et al.
	April 27, 2011	Order: In the Matter QuantFX Asset Management Inc. et al.
	April 1, 2011	Notice from the Office of the Secretary: In the Matter of QuantFX Asset Management Inc. et al. - QuantFX Asset Management Inc. and Lucien Shtromvaser
	April 1, 2011	Notice from the Office of the Secretary: In the Matter of QuantFX Asset Management Inc. et al. - QuantFX Asset Management Inc. and Rostislav Zemlinsky
	March 28, 2011	Order: In the Matter of QuantFX Asset Management Inc. et al. - QuantFX Asset Management Inc. and Lucien Shtromvaser
	March 28, 2011	Order: In the Matter of QuantFX Asset Management Inc. et al. - QuantFX Asset Management Inc. and Rostislav Zemlinsky
	March 24, 2011	Notice from the Office of the Secretary: In the Matter of QuantFX Asset Management Inc. et al.
	March 24, 2011	Notice of Hearing: In the Matter of QuantFX Asset Management Inc. et al.
	March 23, 2011	Settlement Agreement: In the Matter of QuantFX Asset Management Inc. et al. - QuantFX Asset Management Inc. and Lucien Shtromvaser
	March 23, 2011	Settlement Agreement: In the Matter of QuantFX Asset Management Inc. et al. - QuantFX Asset Management Inc. and Rostislav Zemlinsky
	March 14, 2011	Notice from the Office of the Secretary: In the Matter of QuantFX Asset Management Inc. et al.
	March 11, 2011	Order: In the Matter of QuantFX Asset Management Inc. et al.
	January 27, 2011	Notice from the Office of the Secretary: In the Matter of QuantFX Asset Management Inc. et al.
	January 26, 2011	Order: In the Matter of QuantFX Asset Management Inc. et al.
	November 23, 2010	Notice from the Office of the Secretary: In the Matter QuantFX Asset Management Inc. et al.
	November 18, 2010	Order: In the Matter QuantFX Asset Management Inc. et al.
	November 17, 2010	Notice from the Office of the Secretary: In the Matter QuantFX Asset Management Inc. et al.
	November 17, 2010	Amended Notice of Hearing: In the Matter QuantFX Asset Management Inc. et al.
	November 12, 2010	Notice from the Office of the Secretary: In the Matter QuantFX Asset Management Ltd. et al.
	November 10, 2010	Notice of Hearing: In the Matter QuantFX Asset Management Ltd. et al.
	November 10, 2010	Statement of Allegations: In the Matter QuantFX Asset Management Inc. et al.
	October 13, 2010	Notice from the Office of the Secretary: In the Matter QuantFX Asset Management Inc. et al.
	October 13, 2010	Order: In the Matter QuantFX Asset Management Inc. et al.
	April 26, 2010	Notice from the Office of the Secretary: In the Matter QuantFX Asset Management Inc. et al.
	April 23, 2010	Order: In the Matter QuantFX Asset Management Inc. et al.
	April 14, 2010	Notice from the Office of the Secretary: In the Matter QuantFX Asset Management Inc. et al.
	April 13, 2010	Notice of Hearing: In the Matter QuantFX Asset Management Inc. et al.
	April 9, 2010	Temporary Order: In the Matter QuantFX Asset Management Inc. et al.

Shumacher, Michael Shumacher, Michael
	July 4, 2011	Notice from the Office of the Secretary: In the Matter of Imagin Diagnostic Centres Inc. et al.
	June 30, 2011	Order: In the Matter of Imagin Diagnostic Centres Inc. et al.
	June 30, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Imagin Diagnostic Centres Inc. et al.
	May 9, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	May 9, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	May 3, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	May 3, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	September 15, 2010	Notice from the Office of the Secretary: In the Matter of Imagin Diagnostic Centres Inc. et al.
	September 1, 2010	Notice from the Office of the Secretary: In the Matter of Imagin Diagnostic Centres Inc. et al.
	August 31, 2010	Reasons and Decision: In the Matter of Imagin Diagnostic Centres Inc. et al.
	March 13, 2009	Notice from the Office of the Secretary: In the Matter of Imagin Diagnostic Centres Inc. et al.
	March 11, 2009	Order: In the Matter of Imagin Diagnostic Centres Inc. et al.
	February 5, 2009	Oral Rulings and Reasons: In the Matter of Imagin Diagnostic Centres Inc. et al.
	January 19, 2009	Notice from the Office of the Secretary: In the Matter of Imagin Diagnostic Centres Inc. et al.
	January 16, 2009	Order: In the Matter of Michael Shumacher
	January 15, 2009	Settlement Agreement: In the Matter of Michael Shumacher
	April 21, 2008	Notice from the Office of the Secretary: In the Matter of Imagin Diagnostic Centres Inc. et al.
	December 5, 2007	Notice from the Office of the Secretary: In the Matter of Imagin Diagnostic Centres Inc. et al.
	December 5, 2007	Order: In the Matter of Imagin Diagnostic Centres Inc. et al.
	October 5, 2007	Notice from the Office of the Secretary: In the matter of Imagin Diagnostic Centres Inc. et al.
	October 5, 2007	Order: In the Matter of Imagin Diagnostic Centres Inc. et al.
	October 2, 2007	Notice from the Office of the Secretary: In The Matter Of Imagin Diagnostic Inc. et al.
	September 28, 2007	Notice of Hearing: In the Matter of Imagin Diagnostic Centres Inc. et al.
	September 27, 2007	Statement of Allegations: In the Matter of Imagin Diagnostic Centres Inc. et al.

Shuman, Alan Marsh (a.k.a. Alan Marsh) Shuman, Alan Marsh (a.k.a. Alan Marsh)
	February 3, 2010	Order: In the Matter of Uranium308 Resources Inc. et al.
	February 4, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	December 1, 2009	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	November 30, 2009	Order: In the Matter of Uranium308 Resources Inc. et al.
	July 13, 2009	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	July 10, 2009	Order: In the Matter of Uranium308 Resources Inc. et al.
	March 6, 2009	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	March 6, 2009	Order: In the Matter of Uranium308 Resources Inc. et al.
	February 24, 2009	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	February 23, 2009	Notice of Hearing: In the Matter of Uranium308 Resources Inc. et al.
	February 20, 2009	Temporary Order: In the Matter of Uranium308 Resources Inc. et al.
	November 5, 2008	Notice from the Office of the Secretary: In the Matter of First Global Ventures, S.A. et al.
	November 4, 2008	Reasons and Decision on Sanctions and Costs: In the Matter of First Global Ventures, S.A. et al.
	June 27, 2008	Notice from the Office of the Secretary: In the Matter of First Global Ventures, S.A. et al.
	June 26, 2008	Order: In the Matter of First Global Ventures, S.A. et al.
	April 30, 2008	Notice from the Office of the Secretary: In the Matter of First Global Ventures, S.A. et al.
	April 30, 2008	Order: In the Matter of First Global Ventures, S.A. et al.
	December 17, 2007	Notice from the Office of the Secretary: In the Matter of First Global Ventures, S.A. et al.
	December 14, 2007	Reasons for Decision on the Merits: In the Matter of First Global Ventures, S.A. et al.
	March 15, 2007	Notice from the Office of the Secretary: In the Matter of First Global Ventures, S.A. et al.
	March 9, 2007	Amended Amended Notice of Hearing: In the Matter of First Global Ventures et al.
	March 8, 2007	Notice from the Office of the Secretary: In the Matter of First Global Ventures, S.A. et al.
	March 8, 2007	Order: In the Matter of First Global Ventures et al.
	March 8, 2007	Amended Amended Statement of Allegations: In the Matter of First Global Ventures et al.
	November 22, 2006	Notice From the Office of the Secretary: In the Matter of First Global Ventures et al.
	November 22, 2006	Order: In the Matter of First Global Ventures, S.A. et al.
	November 22, 2006	Order of the Panamanian National Securities Commission: In the Matter of First Global Ventures, S.A.
	September 12, 2006	Order: In the Matter of First Global Ventures, S.A. et al.
	July 17, 2006	Notice from the Office of the Secretary: In the Matter of First Global Ventures, S.A. et al.
	July 13, 2006	Order: In the Matter of First Global Ventures, S.A. et al.
	July 11, 2006	Amended Notice of Hearing: In the Matter of First Global Ventures, S.A. et al.
	July 11, 2006	Amended Statement of Allegations: In the Matter of First Global Ventures, S.A. et al.

Shvey, Michael Shvey, Michael
	June 22, 2000	Order: In the Matter of Michael Zuk et al.
	June 8, 2000	Temporary Order: In the Matter of Michael Zuk et al.
	June 8, 2000	Notice of Hearing: In the Matter of Michael Zuk et al.
	June 8, 2000	Statement of Allegations: In The Matter of Michael Zuk et al.

Sidders, David Paul George Sidders, David Paul George
	March 21, 2019	Notice from the Office of the Secretary: Donna Hutchinson et al., File No. 2017-54
	February 8, 2019	Notice from the Office of the Secretary: Donna Hutchinson et al., File No. 2017-54
	February 7, 2019	Reasons for Decision: In the Matter of Donna Hutchinson et al.
	January 23, 2019	Notice from the Office of the Secretary: Donna Hutchinson et al., File No. 2017-54
	January 23, 2019	Order: In the Matter of Donna Hutchinson et al.
	January 17, 2019	Notice from the Office of the Secretary: Donna Hutchinson et al., File No. 2017-54
	January 11, 2019	Notice from the Office of the Secretary: Donna Hutchinson et al., File No. 2017-54
	January 11, 2019	Order: In the Matter of Donna Hutchinson et al.
	July 25, 2018	Notice from the Office of the Secretary: Donna Hutchinson et al.
	July 24, 2018	Reasons for Decision: In the Matter of Donna Hutchinson et al.
	July 17, 2018	Notice from the Office of the Secretary: Donna Hutchinson et al.
	July 17, 2018	Order: In the Matter of Donna Hutchinson et al.
	June 8, 2018	Notice from the Office of the Secretary: Donna Hutchinson et al.
	June 8, 2018	Order: In the Matter of Donna Hutchinson et al.
	May 29, 2018	Notice from the Office of the Secretary: Donna Hutchinson et al.
	May 28, 2018	Amended Statement of Allegations: In the Matter of Donna Hutchinson et al.
	May 3, 2018	Notice from the Office of the Secretary: Donna Hutchinson et al.
	April 26, 2018	Motion: In the Matter of Donna Hutchinson et al
	April 24, 2018	Oral Reasons for Approval of Settlement: In the Matter of Donna Hutchinson et al.
	April 27, 2018	Notice from the Office of the Secretary: Donna Hutchinson et al.
	April 27, 2018	Order: In the Matter of Donna Hutchinson et al.
	April 24, 2018	Notice from the Office of the Secretary: Donna Hutchinson et al
	April 20, 2018	Settlement Agreement: In the Matter of Donna Hutchinson et al
	April 24, 2018	Order: In the Matter of Donna Hutchinson et al
	April 20, 2018	Notice from the Office of the Secretary: Donna Hutchinson et al
	April 20, 2018	Notice of Hearing: Donna Hutchinson et al
	February 27, 2018	Notice from the Office of the Secretary: Donna Hutchinson et al
	February 26, 2018	Order: In the Matter of Donna Hutchinson et al
	October 24, 2017	Notice from the Office of the Secretary: In the Matter of Donna Hutchinson et al
	October 24, 2017	Order: In the Matter of Donna Hutchinson et al
	September 22, 2017	Notice from the Office of the Secretary: In the Matter of Donna Hutchinson et al.
	September 22, 2017	Notice of Hearing: In the Matter of Donna Hutchinson et al.
	September 21, 2017	Statement of Allegations: In the Matter of Donna Hutchinson et al.

Sierra Madre Holdings MX, S.A. de C.V. Sierra Madre Holdings MX, S.A. de C.V.
	June 18, 2009	Notice from the Office of the Secretary: In the Matter of Landbankers International MX, S.A. de C.V. et al.
	June 17, 2009	Order: In the Matter of Landbankers International MX, S.A. de C.V. et al.
	November 12, 2008	Notice from the Office of the Secretary: In the Matter of Landbankers International MX, S.A. de C.V. et al.
	November 11, 2008	Order: In the Matter of Landbankers International MX, S.A. de C.V.; et al.
	September 16, 2008	Notice from the Office of the Secretary: In the Matter of Landbankers International MX, S.A. de C.V. et al.
	September 16, 2008	Order: In the Matter of Landbankers International MX, S.A. de C.V.; et al.
	May 13, 2008	Notice from the Office of the Secretary: In the Matter of Landbankers International MX, S.A. de C.V. et al.
	May 13, 2008	Order: In the Matter of Landbankers International MX, S.A. de C.V.; et al.
	April 14, 2008	Notice from the Office of the Secretary: In the Matter of Landbankers International MX, S.A. de C.V. et al.
	April 14, 2008	Order: In the Matter of Landbankers International MX, S.A. de C.V.; et al.
	April 2, 2008	Notice from the Office of the Secretary: In the Matter of Landbankers International MX, S.A. de C.V. et al.
	March 28, 2008	Notice of Hearing: In the Matter of Landbankers International MX, S.A. de C.V.; et al.
	March 27, 2008	Temporary Order: In the Matter of Landbankers International MX, S.A. de C.V.; et al.

Siklos, Peter (a.k.a. Peter Kuti) Siklos, Peter (a.k.a. Peter Kuti)
	October 15, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 9, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	June 25, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 24, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	June 5, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 5, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	April 29, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	April 25, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	March 7, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	January 17, 2013	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	December 3, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	December 3, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	June 12, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	June 11, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	April 12, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	April 11, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	January 12, 2012	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	January 11, 2012	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	October 12, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	October 11, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	July 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	July 15, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	May 26, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	May 24, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	March 8, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	March 8, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	January 25, 2011	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	January 25, 2011	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	December 20, 2010	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	December 20, 2010	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	December 16, 2010	Notice of Motion: In the Matter of Global Consulting and Financial Services et al.

Silver Bullion Trust Silver Bullion Trust
	December 18, 2015	Notice from the Office of the Secretary: In the Matter of an Application by the Trustees of Central GoldTrust and Silver Bullion Trust et al.
	December 18, 2015	Reasons and Decision: In the Matter of an Application by the Trustees of Central GoldTrust and Silver Bullion Trust et al.
	November 19, 2015	Notice from the Office of the Secretary: In the Matter of an Application by the Trustees of Central GoldTrust and Silver Bullion Trust et al.
	November 19, 2015	Order: In the Matter of an Application by the Trustees of Central GoldTrust and Silver Bullion Trust et al.
	November 16, 2015	Notice from the Office of the Secretary: In the Matter of an Application by the Trustees of Central GoldTrust and Silver Bullion Trust et al.
	November 16, 2015	Notice of Hearing: In the Matter of an Application by the Trustees of Central GoldTrust and Silver Bullion Trust et al.
	November 10, 2015	Application: In the Matter of an Application by the Trustees of Central GoldTrust and Silver Bullion Trust et al.

Silverfern GP Inc. Silverfern GP Inc.
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.

Silverfern Secured Mortage Limited Partnership Silverfern Secured Mortage Limited Partnership
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.

Silverfern Secured Mortgage Fund Silverfern Secured Mortgage Fund
	May 28, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 28, 2019	Notice of Withdrawal: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	May 24, 2019	Amended Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	May 24, 2019	Order: In the Matter of Paramount Equity Financial Corporation et al.
	May 8, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
	March 29, 2019	Statement of Allegations: In the Matter of Paramount Equity Financial Corporation et al.
	March 29, 2019	Notice of Hearing: In the Matter of Paramount Equity Financial Corporation et al.

Silverstein, Alan Silverstein, Alan
	February 24, 2015	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 20, 2015	Order: In the Matter of Global Energy Group, Ltd. et al.
	May 28, 2014	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	May 27, 2014	Order: In the Matter of Global Energy Group, Ltd. et al.
	March 31, 2014	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	March 28, 2014	Order: In the Matter of Global Energy Group, Ltd. et al.
	January 29, 2014	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 29, 2014	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 19, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 17, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 16, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 13, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of Global Energy Group, Ltd. et al.
	December 13, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	September 5, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	September 4, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	August 21, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	August 19, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	April 26, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	April 26, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 28, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 27, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 15, 2013	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 24, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 21, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 21, 2012	Reasons and Decision: In the Matter of Global Energy Group, Ltd. et al.
	October 24, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	October 19, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	March 29, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	March 28, 2012	Order: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	February 29, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 29, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 7, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 7, 2012	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 3, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 23, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 23, 2012	Amended Statement of Allegations: In the Matter of Global Energy Group, Ltd. et al.
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Elliot Feder
	January 20, 2012	Order: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	January 19, 2012	Settlement Agreement: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	January 18, 2012	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Elliot Feder
	January 18, 2012	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Elliot Feder
	December 20, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	December 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	December 15, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	November 30, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	November 29, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Michael Schaumer
	November 29, 2011	Order: In the Matter of Global Energy Group, Ltd. et al. - Michael Schaumer
	November 29, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 28, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 28, 2011	Order: In the Matter of Global Energy Group Ltd. et al.
	November 28, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 25, 2011	Settlement Agreement: In the Matter of Global Energy Group, Ltd. et al. - Michael Schaumer
	November 25, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Michael Schaumer
	November 25, 2011	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Michael Schaumer
	November 25, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Alan Silverstein
	November 25, 2011	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Alan Silverstein
	October 4, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	October 4, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al.
	September 26, 2011	Motion Order: In the Matter of Global Energy Group Ltd. et al.
	September 26, 2011	Order: In the Matter of Global Energy Group Ltd. et al.
	September 26, 2011	Order: In the Matter of Global Energy Group Ltd. et al.
	September 6, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak, Vyacheslav Brikman and Allan Walker
	September 1, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Allan Walker
	September 1, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak
	September 1, 2011	Order: In the Matter of Global Energy Group Ltd. et al. - Vyacheslav Brikman
	August 30, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak
	August 29, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Allan Walker
	August 29, 2011	Settlement Agreement: In the Matter of Global Energy Group Ltd. et al. - Vyacheslav Brikman
	August 31, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al. - Oded Pasternak, Vyacheslav Brikman and Allan Walker
	August 30, 2011	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al. - Oded Pasternak, Vyacheslav, Brikman and Allan Walker
	July 15, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al
	July 11, 2011	Order: In the Matter of Global Energy Group Ltd. et al
	July 15, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group Ltd. et al
	July 11, 2011	Order: In the Matter of Global Energy Group, Ltd. et al
	May 9, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	May 9, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	May 3, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	May 3, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 28, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 28, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	February 16, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	February 16, 2011	Order: In the Matter of Global Energy Group, Ltd. et al.
	January 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	January 19, 2011	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	December 7, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	December 7, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	November 8, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	November 8, 2010	Order: In the Matter of Christina Harper et al.
	November 5, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	November 3, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	November 3, 2010	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al.
	October 25, 2010	Settlement Agreement: In the Matter of Global Energy Group, Ltd. et al. - Peter Robinson
	September 14, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	September 14, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	September 13, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	September 1, 2010	Order: In the Matter of Christina Harper et al.
	September 1, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	August 27, 2010	Motion Order: In the Matter of Global Energy Group, Ltd. et al.
	June 21, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	June 21, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	June 14, 2010	Order: In the Matter of Christina Harper et al.
	June 14, 2010	Order: In the Matter of Global Energy Group, Ltd. et al.
	June 10, 2010	Notice from the Office of the Secretary: In the Matter of Global Energy Group, Ltd. et al.
	June 8, 2010	Notice of Hearing: In the Matter of Global Energy Group, Ltd. et al.
	June 8, 2010	Statement of Allegations: In the Matter of Global Energy Group, Ltd. et al.
	June 9, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	April 20, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	April 20, 2010	Order: In the Matter of Christina Harper et al.
	April 14, 2010	Notice from the Office of the Secretary: In the Matter of Christina Harper et al.
	April 14, 2010	Notice of Hearing: In the Matter of Christina Harper et al.
	April 7, 2010	Temporary Order: In the Matter of Christina Harper et al.

Simba, Muchoki Fungai (also previously known as Henderson MacDonald Alexander Butcher) Simba, Muchoki Fungai (also previously known as Henderson MacDonald Alexander Butcher)
	November 28, 2018	Notice from the Office of the Secretary: Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher), File No. 2018-6
	November 27, 2018	Orders: In the Matter of Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher)
	November 27, 2018	Reasons and Decision: In the Matter of Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher)
	August 28, 2018	Notice from the Office of the Secretary: Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher), File No. 2018-6
	August 27, 2018	Order: In the Matter of Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher)
	August 9, 2018	Notice from the Office of the Secretary: Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher), File No. 2018-6
	August 8, 2018	Reasons and Decision : In the Matter of Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher)
	April 25, 2018	Notice from the Office of the Secretary: Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher), File No. 2018-6
	April 23, 2018	Order: In the Matter of Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher)
	April 5, 2018	Notice from the Office of the Secretary: Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher), File No. 2018-6
	April 4, 2018	Amended Notice of Hearing: In the Matter of Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher)
	March 29, 2018	Amended Statement of Allegations: In the Matter of Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher)
	April 4, 2018	Notice from the Office of the Secretary: Muchoki Fungai Simba (also known as Henderson MacDonald Alexander Butcher), File No. 2018-6
	April 4, 2018	Order: In the Matter of Muchoki Fungai Simba (also known as Henderson MacDonald Alexander Butcher)
	April 4, 2018	Reasons and Decision: In the Matter of Muchoki Fungai Simba (also known as Henderson MacDonald Alexander Butcher)
	February 12, 2018	Notice from the Office of the Secretary: Muchoki Fungai Simba (also known as Henderson MacDonald Alexander Butcher), File No. 2018-6
	February 12, 2018	Notice of Hearing: In the Matter of Muchoki Fungai Simba (also known as Henderson MacDonald Alexander Butcher)
	February 8, 2018	Statement of Allegations: In the Matter of Muchoki Fungai Simba (also known as Henderson MacDonald Alexander Butcher)

Simply Wealth Financial Group Inc. Simply Wealth Financial Group Inc.
	January 9, 2013	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	January 9, 2013	Order: In the Matter of Simply Wealth Financial Group Inc. et al.
	January 9, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of Simply Wealth Financial Group Inc. et al.
	July 30, 2012	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	June 25, 2012	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	June 21, 2012	Reasons and Decision: In the Matter of Simply Wealth Financial Group Inc. et al.
	January 4, 2012	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	June 1, 2011	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	June 1, 2011	Order: In the Matter of Simply Wealth Financial Group Inc. et al.
	March 29, 2011	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	March 24, 2011	Order: In the Matter of Simply Wealth Financial Group Inc. et al.
	March 17, 2011	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	March 16, 2011	Amended Statement of Allegations: In the Matter of Simply Wealth Financial Group Inc. et al.
	February 18, 2011	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	February 16, 2011	Notice of Hearing: In the Matter of Simply Wealth Financial Group Inc. et al.
	February 16, 2011	Statement of Allegations: In the Matter of Simply Wealth Financial Group Inc. et al.

Simpson, David Simpson, David
	May 6, 2008	Notice from the Office of the Secretary: In the Matter of John Alexander Cornwall et al.
	May 5, 2008	Reasons and Decision on Sanctions and Costs: In the Matter of John Alexander Cornwall et al.
	December 3, 2007	Notice from the Office of the Secretary: In the Matter of John Alexander Cornwall et al.
	November 30, 2007	Reasons and Decision: In the Matter of John Alexander Cornwall et al.
	March 20, 2007	Notice from the Office of the Secretary: In the Matter of John Alexander Cornwall et al.
	January 23, 2007	Motion to be Removed as Counsel: In the Matter of John Alexander Cornwall et al.
	January 18, 2007	Order: In the Matter of John Alexander Cornwall et al.
	August 18, 2004	Amended Statement of Allegations: In The Matter of John Alexander Cornwall et al.
	November 27, 2003	Amended Statement of Allegations: In The Matter of John Alexander Cornwall et al.
	November 26, 2003	Order: In the Matter of John Alexander Cornwall et al.
	November 7, 2003	Notice of Hearing: In the Matter of John Alexander Cornwall et al.

Simpson, Francis George Lee Simpson, Francis George Lee
	August 17, 2005	Notice from the Office of the Secretary: In the Matter of Francis George Lee Simpson
	August 17, 2005	Order: In the Matter of Francis George Lee Simpson
	August 15, 2005	Notice from the Office of the Secretary: In the Matter of Francis George Lee Simpson
	August 15, 2005	Notice of Hearing: In the Matter of Francis George Lee Simpson
	August 15, 2005	Settlement Agreement: In the Matter of Francis George Lee Simpson
	August 15, 2005	Statement of Allegations: In the Matter of Francis George Lee Simpson

Simpson, Ronald J. Simpson, Ronald J.
	June 16, 2000	Order: In the Matter of Clifford M. James et al.
	June 2, 2000	Notice of Hearing: In the Matter of Clifford M. James et al.
	June 2, 2000	Statement of Allegations: In The Matter of Clifford M. James et al.

Sinclair, Matthew Scott Sinclair, Matthew Scott
	April 3, 2009	Notice from the Office of the Secretary: In the Matter of Matthew Scott Sinclair
	April 3, 2009	Order: In the Matter of Matthew Scott Sinclair
	April 2, 2009	Notice from the Office of the Secretary: In the Matter of Matthew Scott Sinclair
	April 2, 2009	Notice of Hearing: In the Matter of Matthew Scott Sinclair
	April 2, 2009	Settlement Agreement: In the Matter Matthew Scott Sinclair
	October 1, 2008	Notice from the Office of the Secretary: In the Matter of Matthew Scott Sinclair
	September 30, 2008	Order: In the Matter of Matthew Scott Sinclair
	July 9, 2008	Notice from the Office of the Secretary: In the Matter of Matthew Scott Sinclair
	July 8, 2008	Order: In the Matter of Matthew Scott Sinclair
	June 17, 2008	Notice from the Office of the Secretary: In the Matter of Matthew Scott Sinclair
	June 16, 2008	Notice of Hearing: In the Matter of Matthew Scott Sinclair
	June 16, 2008	Statement of Allegations: In the Matter of Matthew Scott Sinclair

Singer, Mark Lee Singer, Mark Lee
	July 3, 2018	Notice from the Office of the Secretary: Trans-Atlantic Direct et al., File No. 2018-39
	July 3, 2018	Order: In the Matter of Trans-Atlantic Direct et al.
	June 22, 2018	Notice from the Office of the Secretary: Trans-Atlantic Direct et al., File No. 2018-39
	June 20, 2018	Temporary Order: In the Matter of Trans-Atlantic Direct et al.
	June 22, 2018	Notice of Hearing: In the Matter of Trans-Atlantic Direct et al.
	June 22, 2018	Application: In the Matter of Trans-Atlantic Direct et al.

Singh, Alka Singh, Alka
	March 27, 2014	Notice from the Office of the Secretary: In the Matter of Alka Singh and Mine2Capital Inc.
	March 24, 2014	Settlement Agreement: In the Matter of Alka Singh and Mine2Capital Inc.
	March 27, 2014	Order: In the Matter of Alka Singh and Mine2Capital Inc.
	March 25, 2014	Notice from the Office of the Secretary: In the Matter of Alka Singh and Mine2Capital Inc.
	March 25, 2014	Notice of Hearing: In the Matter of Alka Singh and Mine2Capital Inc.
	March 25, 2014	Statement of Allegations: In the Matter of Alka Singh and Mine2Capital Inc.

Singh, David Deonarine Singh, David Deonarine
	July 31, 2000	Order: In the Matter of David Deonarine Singh
	July 25, 2000	Settlement Agreement: In the Matter of David Deonarine Singh
	February 8, 2000	Order: In the Matter of Paul Tindall and David Singh
	December 9, 1999	Order: In the Matter of Paul Tindall and David Singh
	October 21, 1999	Order: In the Matter of Paul Tindall and David Singh
	October 14, 1999	Statement of Allegations: In the Matter of Clifford Paul Tindall and David Deonarine Singh
	May 12, 1999	Reasons for Decision: In the Matter of David Singh et al.
	March 2, 1999	Order: In the Matter of David Singh et al.
	February 10, 1999	Settlement Agreement: In the Matter of David Singh et al. - David Singh
	February 10, 1999	Notice of Hearing: In the Matter of David Singh et al.
	February 10, 1999	Statement of Allegations: In the Matter of David Singh et al.
	January 19, 1999	Order: In the Matter of David Singh et al.
	January 19, 1999	Settlement Agreement: In the Matter of David Singh et al.
	January 13, 1999	Notice of Hearing: In the Matter of David Singh et al.
	January 12, 1999	Statement of Allegations: In the Matter of David Signh et al.

Singh, Gobinder Kular Singh, Gobinder Kular
	May 25, 2012	Notice from the Office of the Secretary: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh
	May 25, 2012	Order: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh
	May 16, 2012	Notice from the Office of the Secretary: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh
	May 15, 2012	Order: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh
	May 11, 2012	Notice from the Office of the Secretary: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh
	May 8, 2012	Amended Notice of Hearing: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh
	April 23, 2012	Notice from the Office of the Secretary: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh
	April 20, 2012	Order: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh
	April 3, 2012	Notice from the Office of the Secretary: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh
	March 22, 2012	Notice of Hearing: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh
	March 22, 2012	Statement of Allegations: In the Matter of Frank Andrew Devcich and Gobinder Kular Singh

Singh, Margaret Singh, Margaret
	May 3, 2017	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	May 2, 2017	Reasons and Decision: In the Matter of Issam El-Bouji et al.
	April 26, 2017	Notice of Hearing: In the Matter of Issam El-Bouji et al.
	April 26, 2017	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	August 13, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	August 12, 2014	Order: In the Matter of Issam El-Bouji et al.
	June 13, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	June 12, 2014	Order: In the Matter of Issam El-Bouji et al.
	April 17, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	April 17, 2014	Order: In the Matter of Issam El-Bouji et al.
	April 16, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	April 14, 2014	Settlement Agreement: In the Matter of Issam El-Bouji et al.
	April 16, 2014	Order: In the Matter of Issam El-Bouji et al.
	April 15, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	April 15, 2014	Notice of Hearing: In the Matter of Issam El-Bouji et al.
	April 11, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	April 11, 2014	Order: In the Matter of Issam El-Bouji et al.
	April 7, 2014	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	April 7, 2014	Order: In the Matter of Issam El-Bouji et al.
	July 8, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	July 5, 2013	Order: In the Matter of Issam El-Bouji et al.
	June 12, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	June 11, 2013	Order: In the Matter of Issam El-Bouji et al.
	June 6, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	June 6, 2013	Order: In the Matter of Issam El-Bouji et al.
	May 29, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	May 23, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	May 22, 2013	Order: In the Matter of Issam El-Bouji et al.
	May 21, 2013	Order: In the Matter of Issam El-Bouji et al.
	February 28, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	February 27, 2013	Order: In the Matter of Issam El-Bouji et al.
	January 29, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	January 28, 2013	Order: In the Matter of Issam El-Bouji et al.
	January 10, 2013	Notice from the Office of the Secretary: In the Matter of Issam El-Bouji et al.
	January 10, 2013	Notice of Hearing: In the Matter of Issam El-Bouji et al.
	January 10, 2013	Statement of Allegations: In the Matter of Issam El-Bouji et al.

Singh, Ron Deonarine Singh, Ron Deonarine
	June 27, 2013	Notice from the Office of the Secretary: In the Matter of New Found Freedom Financial et al.
	June 26, 2013	Order: In the Matter of New Found Freedom Financial et al.
	June 26, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of New Found Freedom Financial et al.
	December 18, 2012	Notice from the Office of the Secretary: In the Matter of New Found Freedom Financial et al.
	December 17, 2012	Reasons and Decision: In the Matter of New Found Freedom Financial et al.
	December 17, 2012	Order: In the Matter of New Found Freedom Financial et al.
	September 28, 2012	Notice of Correction: Order - In the Matter of New Found Freedom Financial et al.
	September 10, 2012	Notice from the Office of the Secretary: In the Matter of New Found Freedom Financial et al. - David Whidden
	September 7, 2012	Order: In the Matter of New Found Freedom Financial et al. - David Whidden
	August 24, 2012	Settlement Agreement: In the Matter of New Found Freedom Financial et al. - David Whidden
	August 21, 2012	Notice from the Office of the Secretary: In the Matter of New Found Freedom Financial et al.
	August 20, 2012	Order: In the Matter of New Found Freedom Financial et al.
	July 24, 2012	Notice from the Office of the Secretary: In the Matter of New Found Freedom Financial et al.
	July 24, 2012	Notice of Hearing: In the Matter of New Found Freedom Financial et al.
	March 28, 2012	Notice from the Office of the Secretary: In the Matter of New Found Freedom Financial et al.
	March 26, 2012	Order: In the Matter of New Found Freedom Financial et al.
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of New Found Freedom Financial et al.
	January 19, 2012	Order: In the Matter of New Found Freedom Financial et al.
	November 28, 2011	Notice from the Office of the Secretary: In the Matter of New Found Freedom Financial et al.
	November 24, 2011	Order: In the Matter of New Found Freedom Financial et al.
	November 7, 2011	Notice from the Office of the Secretary: In the Matter of New Found Freedom Financial et al.
	November 2, 2011	Notice of Hearing: In the Matter of New Found Freedom Financial et al.
	November 1, 2011	Statement of Allegations: In the Matter of New Found Freedom Financial et al.

Singh, Sarbjeet Singh, Sarbjeet
	March 16, 2016	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	March 15, 2016	Order: In the Matter of 2241153 Ontario Inc. et al.
	March 15, 2016	Reasons and Decision on Sactions and Costs: In the Matter of 2241153 Ontario Inc. et al.
	February 4, 2016	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	February 3, 2016	Reasons and Decision: In the Matter of 2241153 Ontario Inc. et al.
	December 11, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	December 9, 2015	Order: In the Matter of 2241153 Ontario Inc. et al.
	September 3, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	September 3, 2015	Order: In the Matter of 2241153 Ontario Inc. et al.
	June 24, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	June 24, 2015	Order: In the Matter of 2241153 Ontario Inc. et al.
	March 24, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	March 24, 2015	Order: In the Matter of 2241153 Ontario Inc. et al.
	February 24, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	February 23, 2015	Order: In the Matter of 2241153 Ontario Inc. et al.
	February 12, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	February 11, 2015	Order: In the Matter of 2241153 Ontario Inc. et al.
	February 10, 2015	Settlement Agreement: In the Matter of 2241153 Ontario Inc. et al.
	February 10, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	February 10, 2015	Notice of Hearing: In the Matter of 2241153 Ontario Inc. et al.
	February 9, 2015	Statement of Allegations: In the Matter of 2241153 Ontario Inc. et al.
	February 10, 2015	Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
	February 10, 2015	Notice of Hearing: In the Matter of 2241153 Ontario Inc. et al.

Sinni, Jack Sinni, Jack
	March 28, 2008	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	March 28, 2008	Order: In the Matter of Saxon Financial Services et al.
	December 14, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	December 14, 2007	Order: In the Matter of Saxon Financial Services et al.
	October 15, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	October 10, 2007	Order: In the Matter of Saxon Financial Services et al.
	August 10, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	August 10, 2007	Order: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Notice of Hearing: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Temporary Order: In the Matter of Saxon Financial Services et al.

Sino-Forest Corporation Sino-Forest Corporation
	July 11, 2018	Notice from the Office of the Secretary: Sino-Forest Corporation et al.
	July 9, 2018	Reasons and Decision: In the Matter of Sino-Forest Corporation et al.
	July 9, 2018	Order: Sino-Forest Corporation et al.
	December 18, 2017	Notice from the Office of the Secretary: Sino-Forest Corporation et al.
	December 18, 2017	Order: Sino-Forest Corporation et al.
	November 29, 2017	Notice from the Office of the Secretary: Sino-Forest Corporation et al.
	November 28, 2017	Order: Sino-Forest Corporation et al.
	November 9, 2017	Notice from the Office of the Secretary: Sino-Forest Corporation et al.
	November 7, 2017	Order: In the Matter of Sino-Forest Corporation et al.
	September 19, 2017	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	September 18, 2017	Order: In the Matter of Sino-Forest Corporation et al.
	August 23, 2017	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	August 23, 2017	Order: In the Matter of Sino-Forest Corporation et al.
	August 16, 2017	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	July 14, 2017	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	July 13, 2017	Reasons and Decision: In the Matter of Sino-Forest Corporation et al.
	January 7, 2016	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	January 7, 2016	Order: In the Matter of Sino-Forest Corporation et al.
	July 2, 2015	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	June 30, 2015	Reasons and Decision: Sino-Forest Corporation et al.
	August 26, 2014	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	August 21, 2014	Order: In the Matter of Sino-Forest Corporation et al.
	July 21, 2014	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	July 21, 2014	Order: In the Matter of Sino-Forest Corporation et al.
	June 26, 2014	Settlement Agreement: In the Matter of Sino-Forest Corporation et al.
	July 15, 2014	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	July 15, 2014	Notice of Hearing: In the Matter of Sino-Forest Corporation et al.
	June 24, 2014	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	June 23, 2014	Order: In the Matter of Sino-Forest Corporation et al.
	May 2, 2014	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	May 2, 2014	Order: In the Matter of Sino-Forest Corporation et al.
	April 1, 2014	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	April 1, 2014	Order: In the Matter of Sino-Forest Corporation et al.
	February 26, 2014	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	February 18, 2014	Order: In the Matter of Sino-Forest Corporation et al.
	February 4, 2014	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	January 31, 2014	Order: In the Matter of Sino-Forest Corporation et al.
	January 29, 2014	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	December 5, 2013	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	December 2, 2013	Order: In the Matter of Sino-Forest Corporation et al.
	November 22, 2013	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	November 21, 2013	Order: In the Matter of Sino-Forest Corporation et al.
	October 15, 2013	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	October 10, 2013	Order: In the Matter of Sino-Forest Corporation et al.
	September 16, 2013	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	September 10, 2013	Order: In the Matter of Sino-Forest Corporation et al.
	August 27, 2013	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	August 26, 2013	Order: In the Matter of Sino-Forest Corporation et al.
	July 22, 2013	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	July 19, 2013	Order: In the Matter of Sino-Forest Corporation et al.
	May 15, 2013	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	May 13, 2013	Order: In the Matter of Sino-Forest Corporation et al.
	January 22, 2013	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	January 22, 2013	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	January 17, 2013	Order: In the Matter of Sino-Forest Corporation et al.
	January 17, 2013	Temporary Order: In the Matter of Sino-Forest Corporation et al.
	November 1, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	October 26, 2012	Order: In the Matter of Sino-Forest Corporation et al.
	October 29, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	October 26, 2012	Order: In the Matter of Sino-Forest Corporation et al.
	October 12, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	October 12, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	October 10, 2012	Order: In the Matter of Sino-Forest Corporation et al.
	October 10, 2012	Temporary Order: In the Matter of Sino-Forest Corporation et al.
	September 28, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	September 28, 2012	Notice of Hearing: In the Matter of Sino-Forest Corporation et al.
	September 21, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	September 18, 2012	Order: In the Matter of Sino-Forest Corporation et al.
	September 14, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	September 14, 2012	Notice of Hearing: In the Matter of Sino-Forest Corporation et al.
	July 13, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	July 13, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	July 12, 2012	Order: In the Matter of Sino-Forest Corporation et al.
	July 12, 2012	Temporary Order: In the Matter of Sino-Forest Corporation et al.
	May 22, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	May 22, 2012	Notice of Hearing: In the Matter of Sino-Forest Corporation et al.
	May 22, 2012	Statement of Allegations: In the Matter of Sino-Forest Corporation et al.
	April 16, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	April 13, 2012	Temporary Order: In the Matter of Sino-Forest Corporation et al.
	April 9, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	April 9, 2012	Notice of Hearing: In the Matter of Sino-Forest Corporation et al.
	January 24, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	January 23, 2012	Temporary Order: In the Matter of Sino-Forest Corporation et al.
	January 13, 2012	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	January 13, 2012	Notice of Hearing: In the Matter of Sino-Forest Corporation et al.
	September 15, 2011	Notice from the Office of the Secretary: In the Matter of Canadian Derivatives Clearing Corporation et al.
	September 15, 2011	Order: In the Matter of Canadian Derivatives Clearing Corporation et al.
	September 12, 2011	Notice from the Office of the Secretary: In the Matter of Canadian Derivatives Clearing Corporation et al.
	September 12, 2011	Notice of Hearing: In the Matter of Canadian Derivatives Clearing Corporation et al.
	September 12, 2011	Application: In the Matter of Canadian Derivatives Clearing Corporation et al.
	September 8, 2011	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	September 8, 2011	Temporary Order: In the Matter of Sino-Forest Corporation et al.
	September 2, 2011	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	September 2, 2011	Notice of Hearing: In the Matter of Sino-Forest Corporation et al.
	August 26, 2011	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	August 26, 2011	Order: In the Matter of Sino-Forest Corporation et al.
	August 26, 2011	Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
	August 26, 2011	Temporary Order: In the Matter of Sino-Forest Corporation et al.

Sirianni, Vincenzo (Vincent) Sirianni, Vincenzo (Vincent)
	November 6, 2013	Notice from the Office of the Secretary: In the Matter of Reasons And Decision: In the Matter of Vincenzo (Vincent) Sirianni
	November 5, 2013	Order: In the Matter of Vincenzo (Vincent) Sirianni
	November 5, 2013	Reasons And Decision: In the Matter of Vincenzo (Vincent) Sirianni
	July 10, 2013	Notice from the Office of the Secretary: In the Matter of Vincenzo (Vincent) Sirianni
	July 9, 2013	Order: In the Matter of Vincenzo (Vincent) Sirianni
	June 28, 2013	Notice from the Office of the Secretary: In the Matter of Vincenzo (Vincent) Sirianni
	June 25, 2013	Notice of Hearing: In the Matter of Vincenzo (Vincent) Sirianni
	June 24, 2013	Statement of Allegations: In the Matter of Vincenzo (Vincent) Sirianni

Skyline Apartment Real Estate Investment Trust Skyline Apartment Real Estate Investment Trust
	March 22, 2011	Notice from the Office of the Secretary: In the Matter of Skyline Apartment Real Estate Investment Trust et al.
	March 22, 2011	Order: In the Matter of Skyline Apartment Real Estate Investment Trust et al.
	March 18, 2011	Notice from the Office of the Secretary: In the Matter of Skyline Apartment Real Estate Investment Trust et al.
	March 18, 2011	Order: In the Matter of Skyline Apartment Real Estate Investment Trust et al.
	March 17, 2011	Notice from the Office of the Secretary: In the Matter of Skyline Apartment Real Estate Investment Trust et al.
	March 16, 2011	Notice of Hearing: In the Matter of Skyline Apartment Real Estate Investment Trust et al.
	March 16, 2011	Statement of Allegations: In the Matter of Skyline Apartment Real Estate Investment Trust et al.
	March 15, 2011	Settlement Agreement: In the Matter of Skyline Apartment Real Estate Investment Trust et al.

Skyline Asset Management Inc. Skyline Asset Management Inc.
	March 22, 2011	Notice from the Office of the Secretary: In the Matter of Skyline Apartment Real Estate Investment Trust et al.
	March 22, 2011	Order: In the Matter of Skyline Apartment Real Estate Investment Trust et al.
	March 18, 2011	Notice from the Office of the Secretary: In the Matter of Skyline Apartment Real Estate Investment Trust et al.
	March 18, 2011	Order: In the Matter of Skyline Apartment Real Estate Investment Trust et al.
	March 17, 2011	Notice from the Office of the Secretary: In the Matter of Skyline Apartment Real Estate Investment Trust et al.
	March 16, 2011	Notice of Hearing: In the Matter of Skyline Apartment Real Estate Investment Trust et al.
	March 16, 2011	Statement of Allegations: In the Matter of Skyline Apartment Real Estate Investment Trust et al.
	March 15, 2011	Settlement Agreement: In the Matter of Skyline Apartment Real Estate Investment Trust et al.

Skyline Incorporated Skyline Incorporated
	March 22, 2011	Notice from the Office of the Secretary: In the Matter of Skyline Apartment Real Estate Investment Trust et al.
	March 22, 2011	Order: In the Matter of Skyline Apartment Real Estate Investment Trust et al.
	March 18, 2011	Notice from the Office of the Secretary: In the Matter of Skyline Apartment Real Estate Investment Trust et al.
	March 18, 2011	Order: In the Matter of Skyline Apartment Real Estate Investment Trust et al.
	March 17, 2011	Notice from the Office of the Secretary: In the Matter of Skyline Apartment Real Estate Investment Trust et al.
	March 16, 2011	Notice of Hearing: In the Matter of Skyline Apartment Real Estate Investment Trust et al.
	March 16, 2011	Statement of Allegations: In the Matter of Skyline Apartment Real Estate Investment Trust et al.
	March 15, 2011	Settlement Agreement: In the Matter of Skyline Apartment Real Estate Investment Trust et al.

Slater Industries Inc. Slater Industries Inc.
	March 18, 1999	Notice of Withdrawal of Allegations: In the Matter of David Bruce Fingold et al.
	February 11, 1999	Decision - Ontario Court of Justice: In the Matter of Eugene Lewis et al.

Slipetz, Richard Thomas Slipetz, Richard Thomas
	August 1, 2000	Decision and Reasons: In the Matter of Richard Thomas Slipetz
	March 6, 2000	Notice of Hearing: In the Matter of Richard Thomas Slipetz
	March 6, 2000	Statement of Allegations: In The Matter of Richard Thomas Slipetz

Sloan, David Sloan, David
	November 1, 2004	Notice of the Office of the Secretary: In the Matter of Brian Anderson
	November 1, 2004	Order: In the Matter of Brian Anderson
	November 1, 2004	Settlement Agreement - Schedule "A": In the Matter of Brian Anderson et al.
	November 1, 2004	Settlement Agreement - Schedule "A": In the Matter of Brian Anderson et al.
	September 17, 2004	Order: In the Matter of David Sloan
	September 17, 2004	Order: In the Matter of David Sloan
	August 23, 2004	Notice from the Office of the Secretary: In the Matter of Brian Anderson et al.
	August 23, 2004	Order: In the Matter of Brian Anderson et al.
	July 12, 2004	Notice from the Office of the Secretary: In the Matter of Brian Anderson et al.
	July 7, 2004	Decision and Reasons: In the Matter of Brian Anderson et al.
	October 25, 2003	Order: In the Matter of Brian Anderson et al.
	September 18, 2003	Order: In the Matter of Brian Anderson et al.
	June 11, 2003	Notice of Hearing: In the Matter of Brian Anderson et al.
	June 11, 2003	Statement of Allegations: In the Matter of Brian Anderson et al.
	June 5, 2003	Temporary Order: In the Matter of Brian Anderson et al.

Small, Ian W. Small, Ian W.
	December 18, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	December 18, 2007	Order: In the Matter of Al-tar Energy Corp. et al.
	September 11, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	September 11, 2007	Order: In the Matter of Al-tar Energy Corp. et al.
	September 4, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	September 4, 2007	Notice of Hearing: In the Matter of Al-tar Energy Corp. et al.
	July 17, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	July 17, 2007	Order: In the Matter of Al-tar Energy Corp. et al.
	July 6, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	July 3, 2007	Temporary Order: In the Matter of Al-tar Energy Corp. et al.

Smeenk, Frank C. Smeenk, Frank C.
	February 1, 2002	Notice of Hearing: In the Matter of Macdonald Oil Exploration Ltd. et al.
	January 12, 2001	Notice of Hearing: In the Matter of MacDonald Oil Exploration Ltd. et al.
	January 12, 2001	Statement of Allegations: In the Matter of Macdonald Oil Exploration Ltd. et al.
	January 12, 2001	Order: In the Matter of MacDonald Oil Exploration et al.
	January 8, 2001	Settlement Agreement: In the Matter of MacDonald Oil Exploration Ltd. et al.
	February 9, 2000	Notice of Hearing: In the Matter of MacDonald Oil Exploration Ltd. et al.
	February 9, 2000	Statement of Allegations: In the Matter of Macdonald Oil Exploration Ltd. et al.

Smith, Adrion Smith, Adrion
	November 19, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	November 18, 2015	Order: In the Matter of Ground Wealth Inc. et al.
	November 18, 2015	Reasons and Decision: In the Matter of Ground Wealth Inc. et al.
	August 25, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	August 24, 2015	Order: In the Matter of Ground Wealth Inc. et al.
	August 24, 2015	Reasons and Decision: In the Matter of Ground Wealth Inc. et al.
	January 23, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 23, 2015	Order: In the Matter of Ground Wealth Inc. et al.
	January 22, 2015	Settlement Agreement: In the Matter of Ground Wealth Inc. et al.
	January 22, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 22, 2015	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	January 12, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 7, 2015	Order: In the Matter of Ground Wealth Inc. et al.
	January 9, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 6, 2015	Order: In the Matter of Ground Wealth Inc. et al.
	January 9, 2015	Settlement Agreement: In the Matter of Ground Wealth Inc. et al.
	January 5, 2015	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 5, 2015	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	August 11, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	August 8, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	July 8, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	July 8, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	June 6, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	June 2, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	May 2, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	April 30, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	April 7, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	April 7, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	April 1, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 28, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	March 25, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 24, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	March 25, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 24, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	March 20, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 18, 2014	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	February 26, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 23, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 21, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	January 16, 2014	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	January 15, 2014	Order: In the Matter of Ground Wealth Inc. et al.
	November 6, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	November 5, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	November 5, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	October 31, 2013	Amended Statement of Allegations: In the Matter of Ground Wealth Inc. et al.
	October 31, 2013	Amended Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	October 15, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	October 11, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	September 30, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	September 30, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	August 22, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	August 20, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	June 10, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	June 6, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	April 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	April 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	April 8, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	April 8, 2013	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 11, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	March 5, 2013	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	March 5, 2013	Order: In the Matter of Ground Wealth Inc. et al.
	February 7, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	February 1, 2013	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	February 1, 2013	Statement of Allegations: In the Matter of Ground Wealth Inc. et al.
	February 4, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	February 1, 2013	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	January 28, 2013	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	August 2, 2012	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	July 25, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	July 24, 2012	Amended Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	February 8, 2012	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	January 16, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	January 13, 2012	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	August 12, 2011	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	August 11, 2011	Endorsement and Temporary Order: In the Matter of Ground Wealth Inc. et al
	July 29, 2011	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	July 29, 2011	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	July 27, 2011	Temporary Order: In the Matter of Ground Wealth Inc. et al.

Smith, Christopher Smith, Christopher
	July 4, 2011	Notice from the Office of the Secretary: In the Matter of Imagin Diagnostic Centres Inc. et al.
	June 30, 2011	Order: In the Matter of Imagin Diagnostic Centres Inc. et al.
	June 30, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Imagin Diagnostic Centres Inc. et al.
	September 15, 2010	Notice from the Office of the Secretary: In the Matter of Imagin Diagnostic Centres Inc. et al.
	September 1, 2010	Notice from the Office of the Secretary: In the Matter of Imagin Diagnostic Centres Inc. et al.
	August 31, 2010	Reasons and Decision: In the Matter of Imagin Diagnostic Centres Inc. et al.
	March 13, 2009	Notice from the Office of the Secretary: In the Matter of Imagin Diagnostic Centres Inc. et al.
	March 11, 2009	Order: In the Matter of Imagin Diagnostic Centres Inc. et al.
	February 5, 2009	Oral Rulings and Reasons: In the Matter of Imagin Diagnostic Centres Inc. et al.
	January 19, 2009	Notice from the Office of the Secretary: In the Matter of Imagin Diagnostic Centres Inc. et al.
	January 16, 2009	Order: In the Matter of Christopher Smith
	January 15, 2009	Settlement Agreement: In the Matter of Christopher Smith

Smith, Clayton Smith, Clayton
	June 14, 2018	Notice from the Office of the Secretary: Crystal Wealth Management System Limited et al.
	June 14, 2018	Order: In the Matter of Crystal Wealth Management System Limited et al.
	June 14, 2018	Notice from the Office of the Secretary: Clayton Smith, File No. 2018-35
	June 14, 2018	Order: In the Matter of Clayton Smith
	May 28, 2018	Settlement Agreement: In the Matter of Clayton Smith
	June 14, 2018	Oral Reasons for Approval of Settlement: In the Matter of Clayton Smith
	June 8, 2018	Notice from the Office of the Secretary: Clayton Smith, File No. 2018-35
	June 8, 2018	Statement of Allegations: In the Matter of Clayton Smith
	June 8, 2018	Notice of Hearing: In the Matter of Clayton Smith
	April 9, 2018	Notice from the Office of the Secretary: Crystal Wealth Management System Limited et al.
	April 9, 2018	Order: In the Matter of Crystal Wealth Management System Limited et al.
	October 3, 2017	Notice from the Office of the Secretary: In the Matter of Crystal Wealth Management System Limited et al.
	October 3, 2017	Order: In the Matter of Crystal Wealth Management System Limited et al.
	April 28, 2017	Temporary Order: In the Matter of Crystal Wealth Management System Limited et al.
	April 28, 2017	Notice from the Office of the Secretary: In the Matter of Crystal Wealth Management System Limited et al.
	April 13, 2017	Notice from the Office of the Secretary: In the Matter of Crystal Wealth Management System Limited et al.
	April 13, 2017	Notice of Hearing: In the Matter of Crystal Wealth Management System Limited et al.
	April 13, 2017	Temporary Order: In the Matter of Crystal Wealth Management System Limited et al.

Smith, Dale Smith, Dale
	August 9, 2010	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	August 6, 2010	Order for Sanctions and Costs: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	August 6, 2010	Reasons and Decision on Sanctions and Costs: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	April 16, 2010	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	March 8, 2010	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	March 8, 2010	Reasons and Decision: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	May 1, 2009	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	February 3, 2009	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	February 3, 2009	Reasons and Decision: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	December 9, 2008	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	September 15, 2008	Notice from the Office of the Secretary: In The Matter Of Norshield Asset Management (Canada) Ltd. et al.
	September 2, 2008	Order: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	April 7, 2008	Notice from the Office of the Secretary: In The Matter Of Norshield Asset Management (Canada) Ltd. et al.
	March 26, 2008	Order: Norshield Asset Management (Canada) Ltd. et al.
	February 13, 2008	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	February 7, 2008	Order: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	January 22, 2008	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	January 22, 2008	Order: Norshield Asset Management (Canada) Ltd. et al.
	December 13, 2007	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	December 13, 2007	Order: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	September 18, 2007	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	September 18, 2007	Order: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	July 10, 2007	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	July 5, 2007	Order: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	April 2, 2007	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	March 30, 2007	Order: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	January 17, 2007	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	January 15, 2007	Order: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	October 11, 2006	Notice From the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	October 11, 2006	Notice of Hearing: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	October 11, 2006	Statement of Allegations: In the Matter of Norshield Asset Management (Canada) Ltd. et al.

Smith, Kenneth C. Smith, Kenneth C.
	October 6, 1999	Order: In the Matter of James H. Ting et al.
	September 23, 1999	Notice of Hearing: In the Matter of James H. Ting et al.
	September 23, 1999	Statement of Allegations: In The Matter of James H. Ting et al.

Smith, Maisie (a.k.a. Maizie Smith) Smith, Maisie (a.k.a. Maizie Smith)
	April 29, 2013	Notice from the Office of the Secretary: In the Matter of JV Raleigh Superior Holdings Inc. et al.
	April 25, 2013	Order: In the Matter of JV Raleigh Superior Holdings Inc. et al.
	April 25, 2013	Reasons and Decision: In the Matter of JV Raleigh Superior Holdings Inc. et al.
	April 15, 2013	Notice from the Office of the Secretary: In the Matter of JV Raleigh Superior Holdings Inc. et al.
	April 15, 2013	Order: In the Matter of JV Raleigh Superior Holdings Inc. et al.
	April 4, 2013	Notice from the Office of the Secretary: In the Matter of JV Raleigh Superior Holdings Inc. et al.
	April 4, 2013	Order: In the Matter of JV Raleigh Superior Holdings Inc. et al.
	March 7, 2013	Notice from the Office of the Secretary: In the Matter of JV Raleigh Superior Holdings Inc. et al.
	March 6, 2013	Order: In the Matter of JV Raleigh Superior Holdings Inc. et al.
	February 22, 2013	Notice of Hearing: In the Matter of JV Raleigh Superior Holdings Inc. et al.
	February 25, 2013	Notice from the Office of the Secretary: In the Matter of JV Raleigh Superior Holdings Inc. et al.
	February 15, 2013	Statement of Allegations: In the Matter of JV Raleigh Superior Holdings Inc. et al.

Smith, Michael Smith, Michael
	July 25, 2013	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	July 17, 2013	Decision and Order: In the Matter of Nest Acquisitions and Mergers et al.
	June 26, 2013	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	June 26, 2013	Order: In the Matter of Nest Acquisitions and Mergers et al.
	April 29, 2013	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	April 26, 2013	Order: In the Matter of Nest Acquisitions and Mergers et al.
	April 26, 2013	Reasons and Decision on a Motion: In the Matter of Nest Acquisitions And Mergers et al.
	December 7, 2012	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	December 7, 2012	Order: In the Matter of Nest Acquisitions and Mergers et al.
	December 7, 2012	Ordonnance : Dans L'affaire De Nest Acquisitions et Mergers et al.
	December 7, 2012	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	December 6, 2012	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	December 6, 2012	Notice of Withdrawal: In the Matter of Nest Acquisitions and Mergers et al.
	December 6, 2012	Avis de Retrait : Dans L'affaire De Nest Acquisitions et Mergers et al.
	December 5, 2012	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al. - Robert Patrick Zuk
	December 5, 2012	Order: In the Matter of Nest Acquisitions and Mergers et al. - Robert Patrick Zuk
	December 13, 2012	Settlement Agreement: In the Matter of Nest Acquisitions and Mergers et al. - Robert Patrick Zuk
	December 4, 2012	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al. - Robert Patrick Zuk
	December 4, 2012	Notice of Hearing: In the Matter of Nest Acquisitions and Mergers et al. - Robert Patrick Zuk
	February 23, 2012	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	February 3, 2012	Reasons and Decision on a Motion: In the Matter of Nest Acquisitions and Mergers et al.
	February 3, 2012	Décision et Motifs Relatifs à une Motion: Dans L'affaire De Nest Acquisitions And Mergers et al.
	February 1, 2012	Order: In the Matter of Nest Acquisitions and Mergers et al.
	February 1, 2012	Ordonnance : Dans L'affaire De Nest Acquisitions et Mergers et al.
	July 19, 2011	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	June 27, 2011	Order: In the Matter of Nest Acquisitions and Mergers et al.
	June 27, 2011	Ordonnance : Dans L'affaire De Nest Acquisitions et Mergers et al.
	June 22, 2011	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	June 20, 2011	Order: In the Matter of Nest Acquisitions and Mergers et al.
	March 4, 2011	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	March 4, 2011	Order: In the Matter of Nest Acquisitions and Mergers et al.
	January 28, 2011	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	January 25, 2011	Order: In the Matter of Nest Acquisitions and Mergers et al.
	July 16, 2010	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	July 15, 2010	Order: In the Matter of Nest Acquisitions and Mergers et al.
	March 22, 2010	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	March 22, 2010	Order: In the Matter of Nest Acquisitions and Mergers et al.
	January 28, 2010	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	January 28, 2010	Order: In the Matter of Nest Acquisitions and Mergers et al.
	January 22, 2010	Order: In the Matter of IMG International Inc. et al.
	January 25, 2010	Notice from the Office of the Secretary: In the Matter of IMG International Inc. et al.
	January 19, 2010	Notice from the Office of the Secretary: In the Matter of Nest Acquisitions and Mergers et al.
	January 18, 2010	Statement of Allegations: In the Matter of Nest Acquisitions and Mergers et al.
	January 18, 2010	Notice of Hearing: In the Matter of Nest Acquisitions and Mergers et al.
	January 7, 2010	Notice from the Office of the Secretary: In the Matter of IMG International Inc. et al.
	January 7, 2010	Order: In the Matter of IMG International Inc. et al.
	December 9, 2009	Notice from the Office of the Secretary: In the Matter of IMG International Inc. et al.
	December 9, 2009	Order: In the Matter of IMG International Inc. et al.
	October 7, 2009	Notice from the Office of the Secretary: In the Matter of IMG International Inc. et al.
	October 6, 2009	Order: In the Matter of IMG International Inc. et al.
	June 19, 2009	Notice from the Office of the Secretary: In the Matter of IMG International Inc. et al.
	June 19, 2009	Notice of Hearing: In the Matter of IMG International Inc. et al.
	June 11, 2009	Temporary Order: In the Matter of IMG International Inc. et al.

Smith, Nelson Charles Smith, Nelson Charles
	May 7, 2002	Statement of Allegations: In the Matter of Yorkton Securities Inc. et al.
	January 18, 2002	Reasons for Decision: In the Matter of Yorkton Securities Inc. et al.
	December 19, 2001	Order: In the Matter of Nelson Charles Smith
	December 19, 2001	Settlement Agreement: In the Matter of Nelson Charles Smith
	December 17, 2001	Notice of Hearing: In the Matter of Yorkton Securities Inc. et al.
	December 17, 2001	Statement of Allegations: In the Matter of Yorkton Securities Inc. et al.

Smith, Peter J. Smith, Peter J.
	June 22, 2000	Order: In the Matter of Bruce Anthony et al.
	June 8, 2000	Temporary Order: In the Matter of Bruce Anthony et al.
	June 8, 2000	Notice of Hearing: In the Matter of Bruce Anthony et al.
	June 8, 2000	Statement of Allegations: In the Matter of Bruce Anthony et al.

Smith, Richard John Smith, Richard John
	December 2, 1998	Order: In the Matter of Richard John Smith and Synlan Securities Corporation
	June 16, 1998	Amended Notice of Hearing: In the Matter of Richard John Smith and Synlan Securities Corporation
	June 16, 1998	Amended Statement of Allegations: In the Matter of Richard John Smith and Synlan Securities Corporation

Smith, Shane Smith, Shane
	May 2, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Order: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Borealis International Inc. et al.
	January 26, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 14, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 13, 2011	Reasons for Decision: In the Matter of Borealis International Inc. et al.
	June 7, 2010	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 4, 2010	Reasons and Decision on Sanctions and Costs and the Order: In the Matter of Peter Sabourin et al.
	March 1, 2010	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al
	February 26, 2010	Order: In the Matter of Borealis International Inc. et al.
	January 7, 2010	Order: In the Matter of Borealis International Inc. et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	September 29, 2009	Order: In the Matter of Borealis International Inc. et al.
	May 19, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Order: In the Matter of Borealis International Inc. et al.
	March 27, 2009	Order: In the Matter of Borealis International Inc. et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	March 20, 2009	Reasons and Decision: In the Matter of Peter Sabourin et al.
	June 17, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	June 17, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 26, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 22, 2008	Amended Notice of Hearing: In the Matter of Borealis International Inc. et al.
	May 22, 2008	Amended Statement of Allegations: In the Matter of Borealis International Inc. et al.
	April 9, 2008	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	April 7, 2008	Order: In the Matter of Peter Sabourin et al.
	March 19, 2008	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	January 11, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 11, 2008	Order: In the Matter of Borealis International Inc. et al.
	November 28, 2007	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	November 28, 2007	Order: In the Matter of Borealis International Inc. et al.
	November 20, 2007	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	November 15, 2007	Temporary Order: In the Matter of Borealis International Inc. et al.
	November 15, 2007	Notice of the Hearing: In the Matter of Borealis International Inc. et al.
	November 15, 2007	Statement of Allegations: In the Matter of Borealis International Inc. et al.
	June 14, 2007	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 14, 2007	Order: In the Matter of Peter Sabourin et al.
	December 20, 2006	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	December 20, 2006	Order: In the Matter of Peter Sabourin et al.
	December 11, 2006	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	December 7, 2006	Temporary Order: In the Matter of Peter Sabourin et al.
	December 7, 2006	Notice of Hearing: In the Matter of Peter Sabourin et al.
	December 7, 2006	Statement of Allegations: In the Matter of Peter Sabourin et al.

Smith, Vernon P. Smith, Vernon P.
	November 19, 2010	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	November 17, 2010	Order: In the Matter of XI Biofuels Inc. et al.
	November 17, 2010	Reasons and Decision on Sanctions and Costs: In the Matter of XI Biofuels Inc. et al.
	April 20, 2010	Notice from the Office of the Secretary: In the Matter of Xi Biofuels Inc. et al.
	April 1, 2010	Notice from the Office of the Secretary: In the Matter of Xi Biofuels Inc. et al.
	March 31, 2010	Reasons and Decision: In the Matter of Xi Biofuels Inc. et al.
	January 2, 2009	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	December 30, 2008	Amended Statement of Allegations: In the Matter of XI Biofuels Inc. et al.
	October 23, 2008	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	October 22, 2008	Order: In the Matter of XI Biofuels Inc. et al.
	October 20, 2008	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	October 16, 2008	Notice of Hearing: In the Matter of XI Biofuels Inc. et al.
	October 16, 2008	Statement of Allegations: In the Matter of XI Biofuels Inc. et al.
	September 19, 2008	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	September 19, 2008	Order: In the Matter of XI Biofuels Inc. et al.
	June 13, 2008	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	June 12, 2008	Order: In the Matter of XI Biofuels Inc. et al.
	May 23, 2008	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	May 22, 2008	Order: In the Matter of XI Biofuels Inc. et al.
	May 7, 2008	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	May 5, 2008	Order: In the Matter of XI Biofuels Inc. et al.
	March 26, 2008	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	March 25, 2008	Order: In the Matter of XI Biofuels Inc. et al.
	December 7, 2007	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	December 7, 2007	Order: In the Matter of XI Biofuels Inc. et al.
	December 3, 2007	Notice from the Office of the Secretary: In the Matter of XI Biofuels Inc. et al.
	November 22, 2007	Temporary Order: In the Matter of XI Biofuels Inc. et al.
	November 22, 2007	Notice of Hearing: In the Matter of XI Biofuels Inc. et al.

Smith, Willoughby Smith, Willoughby
	July 9, 2014	Notice from the Office of the Secretary: In the Matter of Rezwealth Financial Services Inc. et al
	July 8, 2014	Order: In the Matter of Rezwealth Financial Services Inc. et al
	July 8, 2014	Reasons and Decision: In the Matter of Rezwealth Financial Services Inc. et al
	July 18, 2013	Notice from the Office of the Secretary: In the Matter of Rezwealth Financial Services Inc. et al.
	July 17, 2013	Order: In the Matter of Rezwealth Financial Services Inc. et al.
	July 17, 2013	Reasons and Decision: In the Matter of Rezwealth Financial Services Inc. et al.
	December 19, 2012	Notice from the Office of the Secretary: In the Matter of Rezwealth Financial Services Inc. et al.
	December 17, 2012	Order: In the Matter of Rezwealth Financial Services Inc. et al.
	September 26, 2012	Notice from the Office of the Secretary: In the Matter of Rezwealth Financial Services Inc. et al.
	September 25, 2012	Order: In the Matter of Rezwealth Financial Services Inc. et al.
	April 9, 2012	Notice from the Office of the Secretary: In the Matter of Rezwealth Financial Services Inc. et al.
	April 5, 2012	Order: In the Matter of Rezwealth Financial Services Inc. et al.
	April 2, 2012	Notice from the Office of the Secretary: In the Matter of Rezwealth Financial Services Inc. et al.
	March 30, 2012	Order: In the Matter of Rezwealth Financial Services Inc. et al.
	January 31, 2012	Notice from the Office of the Secretary: In the Matter of Rezwealth Financial Services Inc. et al.
	January 24, 2012	Amended Notice of Hearing: In the Matter of Rezwealth Financial Services Inc. et al.
	January 24, 2012	Amended Statement of Allegations: In the Matter of Rezwealth Financial Services Inc. et al.
	August 18, 2011	Notice from the Office of the Secretary: In the Matter of Rezwealth Financial Services Inc. et al.
	August 16, 2011	Order: In the Matter of Rezwealth Financial Services Inc. et al.
	June 17, 2011	Notice from the Office of the Secretary: In the Matter of Rezwealth Financial Services Inc. et al.
	June 16, 2011	Order: In the Matter of Rezwealth Financial Services Inc. et al.
	March 25, 2011	Notice from the Office of the Secretary: In the Matter of Rezwealth Financial Services Inc. et al.
	March 16, 2011	Order: In the Matter of Rezwealth Financial Services Inc. et al.
	January 27, 2011	Notice from the Office of the Secretary: In the Matter of Rezwealth Financial Services Inc. et al.
	January 26, 2011	Order: In the Matter of Rezwealth Financial Services Inc. et al.
	January 25, 2011	Notice from the Office of the Secretary: In the Matter of Rezwealth Financial Services Inc. et al.
	January 24, 2011	Notice of Hearing: In the Matter of Rezwealth Financial Services Inc. et al.
	January 24, 2011	Statement of Allegations: In the Matter of Rezwealth Financial Services Inc. et al.

Snow, Jason Snow, Jason
	November 21, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	November 20, 2012	Order: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	November 20, 2012	Reasons and Decision on Sanctions and Costs: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	July 16, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	July 13, 2012	Order: In the Matter of Maitland Capital Ltd. et al.
	July 9, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al. - Steven Lanys
	July 9, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	July 6, 2012	Order: In the Matter of Maitland Capital Ltd. et al. - Steven Lanys
	July 6, 2012	Order: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	July 6, 2012	Reasons and Decision: In the Matter of Maitland Capital Ltd. et al. - Steven Lanys
	July 6, 2012	Reasons and Decision: In the Matter of Maitland Capital Ltd. et al. - Tom Mezinski
	March 21, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	February 15, 2012	Notice of Withdrawal: In the Matter of Maitland Capital Ltd. et al.
	February 9, 2012	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	February 8, 2012	Order: In the Matter of Maitland Capital Ltd. et al. - Maitland Capital Ltd., Allen Grossman and Hanoch Ulfan
	February 8, 2012	Reasons and Decision: In the Matter of Maitland Capital Ltd. et al. - Maitland Capital Ltd., Allen Grossman and Hanoch Ulfan
	November 7, 2011	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	November 4, 2011	Order: In the Matter of Maitland Capital Ltd. et al. - Leonard Waddingham, Ron Garner, Gord Valde and Dianna Cassidy
	November 4, 2011	Reasons and Decision on Sanctions: In the Matter of Maitland Capital Ltd. et al. - Leonard Waddingham, Ron Garner, Gord Valde and Dianna Cassidy
	November 1, 2011	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	September 19, 2011	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	September 2, 2011	Notice of Withdrawal: In the Matter of Maitland Capital Ltd. et al.
	September 2, 2011	Order: In the Matter of Maitland Capital Ltd. et al.
	July 7, 2011	Notice in the Matter of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	June 28, 2011	Order: In the Matter of Maitland Capital Ltd. et al.
	June 21, 2011	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	May 27, 2011	Amended Notice of Hearing: In the Matter of Maitland Capital Ltd. et al.
	May 27, 2011	Amended Statement of Allegations: In the Matter of Maitland Capital Ltd. et al.
	July 31, 2007	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	July 31, 2007	Order: In the Matter of Maitland Capital Ltd. et al.
	September 12, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	July 5, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	June 28, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	May 30, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	May 29, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	May 26, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	April 19, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	February 8, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	February 8, 2006	Order: In the Matter of Maitland Capital Ltd. et al.
	January 30, 2006	Notice from the Office of the Secretary: In the Matter of Maitland Capital Ltd. et al.
	January 24, 2006	Notice of Hearing: In the Matter of Maitland Capital Ltd. et al.
	January 24, 2006	Statement of Allegations: In the Matter of Maitland Capital Ltd. et al.

So, Ashton So, Ashton
	December 10, 1997	Order: In the Matter of David Barnsdale et al.
	November 20, 1997	Settlement Agreement: In the Matter of David Barnsdale et al. - Roch Beaulieu
	November 6, 1997	Order: In the Matter of David Barnsdale et al.
	October 31, 1997	Notice of Hearing: In the Matter of David Barnsdale et al.
	October 31, 1997	Statement of Allegations: In the Matter of David Barnsdale et al.

Soave, Frank Soave, Frank
	February 5, 2019	Notice from the Office of the Secretary: Benedict Cheng et al.,File No. 2017-13
	February 4, 2019	Reasons and Decision: In the Matter of Benedict Cheng et al.
	September 24, 2018	Notice from the Office of the Secretary: Benedict Cheng et al.
	September 24, 2018	Order: In the Matter of Benedict Cheng et al.
	August 31, 2018	Notice from the Office of the Secretary: Benedict Cheng et al.
	August 31, 2018	Order: In the Matter of Benedict Cheng et al.
	August 29, 2018	Settlement Agreement: In the Matter of Benedict Cheng et al.
	August 31, 2018	Oral Reasons for Approval of a Settlement: In the Matter of Benedict Cheng et al.
	August 31, 2018	Notice from the Office of the Secretary: Benedict Cheng et al.
	August 29, 2018	Notice from the Office of the Secretary: Benedict Cheng et al.
	August 29, 2018	Notice of Hearing: In the Matter of Benedict Cheng et al.
	June 18, 2018	Notice from the Office of the Secretary: Benedict Cheng et al.
	June 18, 2018	Order: In the Matter of Benedict Cheng et al.
	June 15, 2018	Notice from the Office of the Secretary: Benedict Cheng et al.
	June 15, 2018	Order: In the Matter of Benedict Cheng et al.
	June 15, 2018	Oral Reasons for Approval of a Settlement: In the Matter of Benedict Cheng et al.
	June 12, 2018	Settlement Agreement: In the Matter of Benedict Cheng et al.
	June 13, 2018	Notice from the Office of the Secretary: Benedict Cheng et al.
	June 13, 2018	Notice of Hearing: In the Matter of Benedict Cheng et al.
	April 12, 2018	Notice from the Office of the Secretary: Benedict Cheng et al.
	April 11, 2018	Order: In the Matter of Benedict Cheng et al.
	March 20, 2018	Notice from the Office of the Secretary: Benedict Cheng et al.
	March 19, 2018	Reasons For Decision: In the Matter of Benedict Cheng et al.
	March 19, 2018	Notice from the Office of the Secretary: Benedict Cheng et al.
	March 16, 2018	Order: In the Matter of Benedict Cheng et al.
	February 16, 2018	Notice from the Office of the Secretary: Benedict Cheng et al.
	February 15, 2018	Reasons For Decision: In the Matter of Benedict Cheng et al.
	February 14, 2018	Notice from the Office of the Secretary: Benedict Cheng et al.
	February 14, 2018	Order: Benedict Cheng et al.
	January 17, 2018	Notice from the Office of the Secretary: Benedict Cheng et al.
	January 17, 2018	Order: Benedict Cheng et al.
	January 17, 2018	Notice from the Office of the Secretary: Benedict Cheng et al.
	January 10, 2018	Reasons and Decisions: Benedict Cheng et al.
	January 11, 2018	Notice from the Office of the Secretary: Benedict Cheng et al.
	January 10, 2018	Reasons and Decision: Benedict Cheng et al.
	November 16, 2017	Notice from the Office of the Secretary: Benedict Cheng et al.
	November 15, 2017	Order: In the Matter of Benedict Cheng et al.
	October 26, 2017	Notice from the Office of the Secretary: In the Matter of Benedict Cheng et al.
	October 26, 2017	Amended Statement of Allegations: In the Matter of Benedict Cheng et al.
	September 12, 2017	Notice from the Office of the Secretary: In the Matter of Benedict Cheng et al.
	September 11, 2017	Order: In the Matter of Benedict Cheng et al.
	May 10, 2017	Reasons and Decision: In the Matter of Benedict Cheng et al.
	May 11, 2017	Notice from the Office of the Secretary: In the Matter of Benedict Cheng et al.
	May 4, 2017	Notice from the Office of the Secretary: In the Matter of Benedict Cheng et al.
	May 4, 2017	Order: In the Matter of Benedict Cheng et al.
	April 18, 2017	Notice from the Office of the Secretary: In the Matter of Benedict Cheng et al.
	April 18, 2017	Order: In the Matter of Benedict Cheng et al.
	April 12, 2017	Settlement Agreement: In the Matter of Benedict Cheng et al.
	April 12, 2017	Notice from the Office of the Secretary: In the Matter of Benedict Cheng et al.
	April 12, 2017	Notice of Hearing: In the Matter of Benedict Cheng et al.
	April 12, 2017	Notice from the Office of the Secretary: In the Matter of Benedict Cheng et al.
	April 12, 2017	Notice of Hearing: In the Matter of Benedict Cheng et al.
	April 12, 2017	Statement of Allegations: In the Matter of Benedict Cheng et al.

Sobey, Donald Sobey, Donald
	May 20, 2004	Temporary Order: In the Matter of Brad Alles et al.
	May 20, 2004	Notice of Hearing: In the Matter of Brad Alles et al.
	May 20, 2004	Statement of Allegations: In the Matter of Brad Alles et al.

Sobol, Stephanie Lockman Sobol, Stephanie Lockman
	May 30, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 30, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 30, 2011	Order: In the Matter of Nelson Financial Group Ltd. et al.
	May 26, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 25, 2011	Notice of Hearing: In the Matter of Nelson Financial Group Ltd. et al.
	May 24, 2011	Settlement Agreement: In the Matter of Nelson Financial Group Ltd. et al. - H. W. Peter Knoll
	May 24, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 24, 2011	Order: In the Matter of Nelson Financial Group Ltd. et al.
	May 18, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 18, 2011	Order: In the Matter of Nelson Financial Group Ltd. et al.
	May 16, 2011	Settlement Agreement: In the Matter of Nelson Financial Group Ltd. et al. - Stephanie Lockman Sobol
	May 16, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 16, 2011	Order: In the Matter of Nelson Financial Group Ltd. et al.
	May 16, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 16, 2011	Notice of Hearing: In the Matter of Nelson Financial Group Ltd. et al.
	May 16, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 16, 2011	Order: In the Matter of Nelson Financial Group Ltd. et al.
	May 16, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 16, 2011	Order: In the Matter of Nelson Financial Group Ltd. et al.
	May 13, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 13, 2011	Order: In the Matter of Nelson Financial Group Ltd. et al.
	May 13, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 13, 2011	Notice of Hearing: In the Matter of Nelson Financial Group Ltd. et al.
	May 12, 2011	Settlement Agreement: In the Matter of Nelson Financial Group Ltd. et al.
	May 12, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 12, 2011	Notice of Hearing: In the Matter of Nelson Financial Group Ltd. et al.
	May 11, 2011	Settlement Agreement: In the Matter of Nelson Financial Group Ltd. et al. - Paul Manuel Torres
	April 15, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	April 15, 2011	Order: In the Matter of Nelson Financial Group Ltd. et al.
	April 13, 2011	Settlement Agreement: In the Matter of Nelson Financial Group Ltd. et al.
	March 2, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	February 25, 2011	Order: In the Matter of Nelson Financial Group Ltd. et al.
	January 31, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	January 31, 2011	Order: In the Matter of Nelson Financial Group Ltd. et al.
	November 11, 2010	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	November 10, 2010	Amended Statement of Allegations: In the Matter of Nelson Financial Group Ltd. et al.
	August 17, 2010	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	August 16, 2010	Order: In the Matter of Nelson Financial Group Ltd. et al.
	June 4, 2010	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	June 3, 2010	Order: In the Matter of Nelson Financial Group Ltd. et al.
	May 25, 2010	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 12, 2010	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 12, 2010	Notice of Hearing: In the Matter of Nelson Financial Group Ltd. et al.
	May 12, 2010	Statement of Allegations: In the Matter of Nelson Financial Group Ltd. et al.

Sofer, Amit James Sofer, Amit James
	July 16, 2002	Reasons: In the Matter of Marchment & MacKay et al.
	November 29, 1999	Reasons and Decision: In the Matter of Marchment & Mackay Limited et al.
	October 8, 1999	Reasons for Orders: In the Matter of Marchment & Mackay Limited et al.
	August 3, 1999	Order: In the Matter of Marchment & Mackay Limited et al.
	July 27, 1999	Decision and Reasons: In the Matter of Marchment & Mackay Limited et al.
	July 16, 1999	Decision: In the Matter of Marchment & Mackay Limited et al.
	July 3, 1999	Order: In the Matter of Marchment & Mackay Limited et al.
	August 2, 1998	Amended Statement of Allegations: In the Matter of Marchment & Mackay Limited et al.
	June 25, 1998	Decision: In the Matter of Marchment & Mackay Limited et al.

Soleja, Danish Akhtar Soleja, Danish Akhtar
	May 24, 2017	Notice from the Office of the Se