All Proceedings Browse

Section Menu

Browse by respondent

# | A | B | C | D | E | F | G | H | I | J | K | L | M | N | O | P | Q | R | S | T | U | V | W | X | Y | Z |

K

K&S Global Wealth Creative Strategies Inc. K&S Global Wealth Creative Strategies Inc.
	January 9, 2013	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	January 9, 2013	Order: In the Matter of Simply Wealth Financial Group Inc. et al.
	January 9, 2013	Reasons and Decision on Sanctions and Costs: In the Matter of Simply Wealth Financial Group Inc. et al.
	July 30, 2012	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	June 25, 2012	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	June 21, 2012	Reasons and Decision: In the Matter of Simply Wealth Financial Group Inc. et al.
	January 4, 2012	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	June 1, 2011	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	June 1, 2011	Order: In the Matter of Simply Wealth Financial Group Inc. et al.
	March 29, 2011	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	March 24, 2011	Order: In the Matter of Simply Wealth Financial Group Inc. et al.
	March 17, 2011	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	March 16, 2011	Amended Statement of Allegations: In the Matter of Simply Wealth Financial Group Inc. et al.
	February 18, 2011	Notice from the Office of the Secretary: In the Matter of Simply Wealth Financial Group Inc. et al.
	February 16, 2011	Notice of Hearing: In the Matter of Simply Wealth Financial Group Inc. et al.
	February 16, 2011	Statement of Allegations: In the Matter of Simply Wealth Financial Group Inc. et al.

K2 & Associates Investment Management Inc. K2 & Associates Investment Management Inc.
	October 19, 2018	Notice from the Office of the Secretary: K2 & Associates Investment Management Inc. et al, File No. 2018-60
	October 19, 2018	Order: In the Matter of K2 & Associates Investment Management Inc. et al.
	October 16, 2018	Settlement Agreement: In the Matter of K2 & Associates Investment Management Inc. et al.
	October 19, 2018	Oral Reasons for Approval of Settlement: In the Matter of K2 & Associates Investment Management Inc. et al.
	October 17, 2018	Notice from the Office of the Secretary: K2 & Associates Investment Management Inc. et al, File No. 2018-60
	October 17, 2018	Notice of Hearing: In the Matter of K2 & Associates Investment Management Inc. et al.
	October 16, 2018	Statement of Allegations: In the Matter of K2 & Associates Investment Management Inc. et al.

Kabash Resource Management Kabash Resource Management
	September 27, 2012	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	September 27, 2012	Order: In the Matter of Marlon Gary Hibbert et al.
	September 27, 2012	Reasons for Decision on Sanctions and Costs: In the Matter of Marlon Gary Hibbert et al.
	August 1, 2012	Order: In the Matter of Marlon Gary Hibbert et al.
	July 18, 2012	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	July 18, 2012	Order: In the Matter of Marlon Gary Hibbert et al.
	April 12, 2012	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	April 5, 2012	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	April 4, 2012	Reasons and Decision: In the Matter of Marlon Gary Hibbert et al.
	December 9, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	July 28, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	July 26, 2011	Order: In the Matter of Marlon Gary Hibbert et al.
	April 29, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	April 27, 2011	Order: In the Matter of Marlon Gary Hibbert et al.
	March 30, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	March 29, 2011	Notice of Hearing: In the Matter of Marlon Gary Hibbert et al.
	March 29, 2011	Statement of Allegations: In the Matter of Marlon Gary Hibbert et al.
	February 16, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	February 11, 2011	Order: In the Matter of Marlon Gary Hibbert et al.
	January 31, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	January 28, 2011	Temporary Order: In the Matter of Marlon Gary Hibbert et al.
	January 28, 2011	Notice of Hearing: In the Matter of Marlon Gary Hibbert et al.

Kabir, Syed Kabir, Syed
	May 11, 2006	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	May 10, 2006	Decision on Sanctions and Reasons: In the Matter of Edward Joseph Allen et al.
	March 9, 2006	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	October 13, 2005	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	October 12, 2005	Decision and Reasons: In the Matter of Edward Joseph Allen et al.
	February 3, 2005	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	January 13, 2005	Order: In the Matter of Edward Joseph Allen et al.
	November 22, 2004	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	November 22, 2004	Order: In the Matter of Edward Joseph Allen et al.
	November 5, 2004	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	November 5, 2004	Notice of Hearing: In the Matter of Edward Joseph Allen et al.
	November 5, 2004	Statement of Allegations: In the Matter of Edward Joseph Allen et al.

Kader, Khaldoun Kader, Khaldoun
	May 30, 2006	Oral Decision and Reasons: In the Matter of Khaldoun Kader
	May 19, 2006	Notice of Correction: In the Matter of Khaldoun Kader
	May 16, 2006	Notice from the Office of the Secretary: In the Matter of Khaldoun Kader
	May 16, 2006	Order: In the Matter of Khaldoun Kader
	May 10, 2006	Notice from the Office of the Secretary: In the Matter of Khaldoun Kader
	May 9, 2006	Notice of Hearing: In the Matter of Khaldoun Kader
	May 9, 2006	Statement of Allegations: In the Matter of Khaldoun Kader
	April 28, 2006	Settlement Agreement: In the Matter of Khaldoun Kader

Kadonoff, Kenneth Kadonoff, Kenneth
	February 7, 2020	Notice from the Office of the Secretary: Solar Income Fund Inc. et al., File No. 2019-35
	February 7, 2020	Order: In the Matter of Solar Income Fund Inc. et al.
	October 15, 2019	Notice from the Office of the Secretary: Solar Income Fund Inc. et al., File No. 2019-35
	October 15, 2019	Order: In the Matter of Solar Income Fund Inc. et al.
	September 26, 2019	Notice from the Office of the Secretary: Solar Income Fund Inc. et al., File No. 2019-35
	September 26, 2019	Notice of Hearing: In the Matter of Solar Income Fund Inc. et al.
	September 26, 2019	Statement of Allegations: In the Matter of Solar Income Fund Inc. et al.

Kamposse Financial Corp. Kamposse Financial Corp.
	March 6, 2013	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	March 4, 2013	Order: In the Matter of Firestar Capital Management Corp. et al.
	February 25, 2013	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	February 21, 2013	Notice of Withdrawal: In the Matter of Firestar Capital Management Corp. et al.
	February 21, 2013	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	January 21, 2013	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	January 17, 2013	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	October 22, 2012	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	October 18, 2012	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	August 17, 2012	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	August 15, 2012	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	June 22, 2012	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	June 20, 2012	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	March 30, 2012	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	March 29, 2012	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	February 2, 2012	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	January 30, 2012	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	December 9, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	December 9, 2011	Order: In the Matter of Firestar Capital Management Corp. et al. - Michael Mitton
	December 7, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	December 7, 2011	Notice of Hearing: In the Matter of Firestar Capital Management Corp. et al. - Michael Mitton
	December 6, 2011	Settlement Agreement: In the Matter of Firestar Capital Management Corp. et al. - Michael Mitton
	November 30, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	November 23, 2011	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	October 4, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	October 3, 2011	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	September 1, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	August 29, 2011	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	July 28, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	July 27, 2011	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	May 31, 2011	Order: In the Matter of Firestar Capital Management Corp. et al.
	May 31, 2011	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	May 18, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	May 17, 2011	Order: In the Matter of Firestar Capital Management Corp. et al. - Michael Ciavarella
	May 17, 2011	Settlement Agreement: In the Matter of Firestar Capital Management Corp. et al. - Michael Ciavarella
	May 16, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	May 16, 2011	Notice of Hearing: In the Matter of Firestar Capital Management Corp. et al.
	May 4, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	April 26, 2011	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	March 9, 2011	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	March 8, 2011	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	January 12, 2010	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. ...
	January 11, 2010	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	December 1, 2008	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	December 1, 2008	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	June 2, 2008	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	June 2, 2008	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	April 1, 2008	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	March 31, 2008	Order: In the Matter of Firestar Capital Management Corp. et al.
	October 12, 2007	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	October 12, 2007	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	October 12, 2006	Notice From the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	October 12, 2006	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	July 31, 2006	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	July 31, 2006	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	January 30, 2006	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	January 30, 2006	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	December 5, 2005	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al
	November 21, 2005	Temporary Order: In the Matter of Firstar Capital Management Corp. et al.
	July 4, 2005	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	June 29, 2005	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	March 9, 2005	Notice from the Office of the Secretary: In the Matter of Firestar Capital Management Corp. et al.
	March 9, 2005	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	February 3, 2005	Notice from the Office of the Secretary: In The Matter of Firestar Capital Management Corp. et al.
	February 2, 2005	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.
	December 21, 2004	Notice of Hearing: In the Matter of Firestar Capital Management Corp. et al.
	December 21, 2004	Statement of Allegations: In the Matter of Firestar Capital Management Corp. et al.
	December 17, 2004	Temporary Order: In the Matter of Firestar Capital Management Corp. et al.

Kanji, Salim Kanji, Salim
	March 28, 2012	Notice from the Office of the Secretary: In the Matter of Joseph Caza and Salim Kanji - Salim Kanji
	March 28, 2012	Notice from the Office of the Secretary: In the Matter of Joseph Caza and Salim Kanji - Joseph Caza
	March 26, 2012	Order: In the Matter of Joseph Caza and Salim Kanji - Salim Kanji
	March 26, 2012	Order: In the Matter of Joseph Caza and Salim Kanji - Joseph Caza
	March 23, 2012	Notice from the Office of the Secretary: In the Matter of Joseph Caza and Salim Kanji
	March 22, 2012	Settlement Agreement: In the Matter of Joseph Caza and Salim Kanji - Salim Kanji
	March 22, 2012	Settlement Agreement: In the Matter of Joseph Caza and Salim Kanji - Joseph Caza
	March 22, 2012	Notice of Hearing: In the Matter of Joseph Caza and Salim Kanji - Joseph Caza
	March 22, 2012	Notice of Hearing: In the Matter of Joseph Caza and Salim Kanji - Salim Kanji
	March 22, 2012	Statement of Allegations: In the Matter of Joseph Caza and Salim Kanji

Kaplan, Christopher Kaplan, Christopher
	July 22, 2013	Notice from the Office of the Secretary: In the Matter of TD Securities Inc. et al.
	July 19, 2013	Reasons and Decision: In the Matter of TD Securities Inc. et al.
	October 20, 2011	Notice from the Office of the Secretary: In the Matter of TD Securities Inc. et al.
	October 19, 2011	Notice of Hearing: In the Matter of TD Securities Inc. et al.
	December 29, 2010	Notice of Request for Hearing and Review: In the Matter of TD Securities Inc. et al.

Kaplan, Frank R. Kaplan, Frank R.
	May 29, 2009	Notice from the Office of the Secretary: In the Matter of Sunwide Finance Inc. et al.
	May 28, 2009	Order: In the Matter of Sunwide Finance Inc. et al.
	May 28, 2009	Reasons and Decision: In the Matter of Sunwide Finance Inc. et al.
	September 4, 2008	Notice from the Office of the Secretary: In the Matter of Sunwide Financial Inc. et al.
	September 4, 2008	Order: In the Matter of Sunwide Financial Inc. et al.
	August 22, 2008	Notice from the Office of the Secretary: In the Matter of Sunwide Financial Inc. et al.
	August 21, 2008	Notice of Hearing: In the Matter of Sunwide Finance Inc. et al.
	August 21, 2008	Statement of Allegations: In the Matter of Sunwide Finance Inc. et al.
	July 23, 2008	Notice from the Office of the Secretary: In the Matter of Sunwide Financial Inc. et al.
	July 22, 2008	Order: In the Matter of Sunwide Financial Inc. et al.
	March 4, 2008	Notice from the Office of the Secretary: In the Matter of Sunwide Financial Inc. et al.
	March 4, 2008	Order: In the Matter of Sunwide Financial Inc. et al.
	December 3, 2007	Notice from the Office of the Secretary: In the Matter of Sunwide Financial Inc. et al.
	December 3, 2007	Order: In the Matter of Sunwide Finance Inc. et al.
	November 23, 2007	Notice from the Office of the Secretary: In the Matter of Sunwide Financial Inc. et al.
	November 21, 2007	Notice of Hearing: In the Matter of Sunwide Finance Inc. et al.
	November 19, 2007	Temporary Order: In the Matter of Sunwide Finance Inc. et al.

Karp, Allen Karp, Allen
	May 20, 2004	Temporary Order: In the Matter of Brad Alles et al.
	May 20, 2004	Notice of Hearing: In the Matter of Brad Alles et al.
	May 20, 2004	Statement of Allegations: In the Matter of Brad Alles et al.

Kasman, Jeffrey Bradford Kasman, Jeffrey Bradford
	July 15, 2009	Notice from the Office of the Secretary: In the Matter of Jeffrey Bradford Kasman and Clinton Anderson
	July 14, 2009	Reasons and Decision: In the Matter of Jeffrey Bradford Kasman and Clinton Anderson
	December 2, 2008	Notice from the Office of the Secretary: In the Matter of Jeffrey Bradford Kasman and Clinton Anderson
	November 28, 2008	Reasons and Decision: In the Matter of Jeffrey Bradford Kasman and Clinton Anderson

Kasner, Robert Kasner, Robert
	October 14, 2009	Oral Ruling and Reasons: In the Matter of Robert Kasner
	October 2, 2009	Notice from the Office of the Secretary: In the Matter of Robert Kasner
	September 30, 2009	Order: In the Matter of Robert Kasner
	September 30, 2009	Settlement Agreement: In the Matter of Robert Kasner
	September 29, 2009	Notice from the Office of the Secretary: In the Matter of Robert Kasner
	September 29, 2009	Notice of Hearing: In the Matter of Robert Kasner
	June 2, 2009	Notice from the Office of the Secretary: In the Matter of Robert Kasner
	May 29, 2009	Notice from the Office of the Secretary: In the Matter of Robert Kasner
	May 29, 2009	Notice of Hearing: In the Matter of Robert Kasner
	October 16, 2008	Notice from the Office of the Secretary: In the Matter of Robert Kasner
	October 15, 2008	Order: In the Matter of Robert Kasner
	July 23, 2008	Notice from the Office of the Secretary: In the Matter of Robert Kasner
	July 23, 2008	Order: In the Matter of Robert Kasner
	June 26, 2008	Notice from the Office of the Secretary: In the Matter of Robert Kasner
	June 26, 2008	Notice of Hearing: In the Matter of Robert Kasner
	June 25, 2008	Statement of Allegations: In the Matter of Robert Kasner
	May 1, 2007	Notice from the Office of the Secretary: In the Matter of Robert Kasner
	April 30, 2007	Order: In the Matter of Robert Kasner
	April 23, 2007	Settlement Agreement: In the Matter of Robert Kasner
	April 17, 2007	Notice from the Office of the Secretary: In the Matter of Robert Kasner
	April 17, 2007	Notice of Hearing: In the Matter of Robert Kasner
	April 17, 2007	Statement of Allegations: In the Matter of Robert Kasner

Kassie, David Kassie, David
	May 20, 2004	Temporary Order: In the Matter of Brad Alles et al.
	May 20, 2004	Notice of Hearing: In the Matter of Brad Alles et al.
	May 20, 2004	Statement of Allegations: In the Matter of Brad Alles et al.

Kassirer, Mark Kassirer, Mark
	July 10, 2002	Oral Reasons for Decision: In the Matter of Mark Kassirer
	June 17, 2002	Order and Settlement Agreement: In the Matter of Mark Kassirer
	June 17, 2002	Settlement Agreement: In the Matter of Mark Kassirer
	June 13, 2002	Notice of Hearing: In the Matter of Mark Kassirer
	June 13, 2002	Statement of Allegations: In the Matter of Mark Kassirer

Katanga Mining Limited Katanga Mining Limited
	January 16, 2019	Notice from the Office of the Secretary: Katanga Mining Limited
	August 9, 2017	Confidential Order: In the Matter of Katanga Mining Limited
	October 18, 2017	Confidential Order: In the Matter of Katanga Mining Limited
	October 18, 2017	Confidential Reasons for Decision: In the Matter of Katanga Mining Limited
	August 9, 2018	Confidential Order: In the Matter of Katanga Mining Limited
	December 18, 2018	Notice from the Office of the Secretary: Katanga Mining Limited et al., File No. 2018-76
	December 18, 2018	Order: In the Matter of Katanga Mining Limited et al.
	December 18, 2018	Oral Reasons for Approval of a Settlement: In the Matter of Katanga Mining Limited et al.
	December 14, 2018	Settlement Agreement: In the Matter of Katanga Mining Limited et al.
	December 17, 2018	Notice from the Office of the Secretary: Katanga Mining Limited, et al., File No. 2018-76
	December 17, 2018	Notice of Hearing: In the Matter of Katanga Mining Limited, et al.
	December 14, 2018	Statement of Allegations: In the Matter of Katanga Mining Limited, et al.

Katebian, Morteza Katebian, Morteza
	March 19, 2020	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	March 5, 2020	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	March 5, 2020	Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	January 27, 2020	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	January 27, 2020	Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	January 10, 2020	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	January 10, 2020	Order: In the Matter of Money Gate Mortgage Investment Corporation et al
	December 18, 2019	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	December 17, 2019	Reasons and Decision: In the Matter of Money Gate Mortgage Investment Corporation et al.
	May 15, 2019	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	May 13, 2019	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	March 11, 2019	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	February 26, 2019	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	February 21, 2019	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	January 9, 2019	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	January 8, 2019	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	January 8, 2019	Order: In the Matter of Money Gate Mortgage Investment Corporation et al
	January 8, 2019	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	January 3, 2019	Motion: In the Matter of Money Gate Mortgage Investment Corporation et al.
	December 4, 2018	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	December 4, 2018	Order: In the Matter of Money Gate Mortgage Investment Corporation et al
	November 6, 2018	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	November 6, 2018	Order: In the Matter of Money Gate Mortgage Investment Corporation et al
	October 31, 2018	Amended Statement of Allegations: In the Matter of Money Gate Mortgage Investment Corporation et al.
	October 26, 2018	Motion: In the Matter of Money Gate Mortgage Investment Corporation et al.
	October 16, 2018	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	October 16, 2018	Order: In the Matter of Money Gate Mortgage Investment Corporation et al
	September 11, 2018	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	September 11, 2018	Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	August 2, 2018	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	August 2, 2018	Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	July 6, 2018	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	July 6, 2018	Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	May 9, 2018	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	May 9, 2018	Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	January 11, 2018	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al.
	January 11, 2018	Order: Money Gate Mortgage Investment Corporation et al.
	January 11, 2018	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	January 11, 2018	Order: Money Gate Mortgage Investment Corporation et al.
	December 29, 2017	Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al.
	December 29, 2017	Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	December 21, 2017	Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	December 21, 2017	Notice of Hearing In the Matter of Money Gate Mortgage Investment Corporation et al.
	December 19, 2017	Statement of Allegations: In the Matter of Money Gate Mortgage Investment Corporation et al.
	August 16, 2017	Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al.
	August 16, 2017	Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	July 4, 2017	Reasons and Decision: In the Matter of Money Gate Mortgage Investment Corporation et al.
	July 5, 2017	Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al.
	May 29, 2017	Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al.
	May 29, 2017	Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	May 11, 2017	Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al.
	May 11, 2017	Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	April 27, 2017	Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al.
	April 27, 2017	Temporary Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	April 19, 2017	Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al.
	April 19, 2017	Notice of Hearing: In the Matter of Money Gate Mortgage Investment Corporation et al.
	April 7, 2017	Notice of Application: In the Matter of Money Gate Mortgage Investment Corporation et al.

Katebian, Payam Katebian, Payam
	March 19, 2020	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	March 5, 2020	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	March 5, 2020	Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	January 27, 2020	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	January 27, 2020	Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	January 10, 2020	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	January 10, 2020	Order: In the Matter of Money Gate Mortgage Investment Corporation et al
	December 18, 2019	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	December 17, 2019	Reasons and Decision: In the Matter of Money Gate Mortgage Investment Corporation et al.
	May 15, 2019	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	May 13, 2019	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	March 11, 2019	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	February 26, 2019	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	February 21, 2019	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	January 9, 2019	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	January 8, 2019	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	January 8, 2019	Order: In the Matter of Money Gate Mortgage Investment Corporation et al
	January 8, 2019	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	January 3, 2019	Motion: In the Matter of Money Gate Mortgage Investment Corporation et al.
	December 4, 2018	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	December 4, 2018	Order: In the Matter of Money Gate Mortgage Investment Corporation et al
	November 6, 2018	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	November 6, 2018	Order: In the Matter of Money Gate Mortgage Investment Corporation et al
	October 31, 2018	Amended Statement of Allegations: In the Matter of Money Gate Mortgage Investment Corporation et al.
	October 26, 2018	Motion: In the Matter of Money Gate Mortgage Investment Corporation et al.
	October 16, 2018	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	October 16, 2018	Order: In the Matter of Money Gate Mortgage Investment Corporation et al
	September 11, 2018	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	September 11, 2018	Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	August 2, 2018	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	August 2, 2018	Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	July 6, 2018	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	July 6, 2018	Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	May 9, 2018	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	May 9, 2018	Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	May 7, 2018	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	January 11, 2018	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al.
	January 11, 2018	Order: Money Gate Mortgage Investment Corporation et al.
	January 11, 2018	Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	January 11, 2018	Order: Money Gate Mortgage Investment Corporation et al.
	December 29, 2017	Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al.
	December 29, 2017	Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	December 21, 2017	Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al., File No. 2017-79
	December 21, 2017	Notice of Hearing In the Matter of Money Gate Mortgage Investment Corporation et al.
	December 19, 2017	Statement of Allegations: In the Matter of Money Gate Mortgage Investment Corporation et al.
	August 16, 2017	Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al.
	August 16, 2017	Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	July 4, 2017	Reasons and Decision: In the Matter of Money Gate Mortgage Investment Corporation et al.
	July 5, 2017	Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al.
	May 29, 2017	Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al.
	May 29, 2017	Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	May 11, 2017	Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al.
	May 11, 2017	Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	April 27, 2017	Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al.
	April 27, 2017	Temporary Order: In the Matter of Money Gate Mortgage Investment Corporation et al.
	April 19, 2017	Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al.
	April 19, 2017	Notice of Hearing: In the Matter of Money Gate Mortgage Investment Corporation et al.
	April 7, 2017	Notice of Application: In the Matter of Money Gate Mortgage Investment Corporation et al.

Kaufman, Jim Kaufman, Jim
	January 16, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 15, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 7, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Notice of Hearing: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Temporary Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 5, 2009	Statement of Allegations: In the Matter of Global Petroleum Strategies, LLC et al.

Kaufman, Timothy Kaufman, Timothy
	January 16, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 15, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 7, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Notice of Hearing: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Temporary Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 5, 2009	Statement of Allegations: In the Matter of Global Petroleum Strategies, LLC et al.

Kaufmann, Mark Kaufmann, Mark
	March 28, 2008	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	March 28, 2008	Order: In the Matter of Saxon Financial Services et al.
	December 14, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	December 14, 2007	Order: In the Matter of Saxon Financial Services et al.
	October 15, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	October 10, 2007	Order: In the Matter of Saxon Financial Services et al.
	August 10, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	August 10, 2007	Order: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Notice from the Office of the Secretary: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Notice of Hearing: In the Matter of Saxon Financial Services et al.
	July 26, 2007	Temporary Order: In the Matter of Saxon Financial Services et al.

Kavelman, Dennis Kavelman, Dennis
	February 5, 2009	Notice from the Office of the Secretary: In the Matter of Research in Motion Limited et al.
	February 5, 2009	Order: In the Matter of Research in Motion Limited et al.
	February 3, 2009	Notice from the Office of the Secretary: In the Matter of Research in Motion Limited et al.
	February 3, 2009	Notice of Hearing: In the Matter of Research in Motion Limited et al.
	February 3, 2009	Statement of Allegations: In the Matter of Research in Motion Limited et al.
	January 27, 2009	Settlement Agreement: In the Matter of Research in Motion Limited et al.

Kay, Robert Kay, Robert
	June 2, 2000	Notice of Hearing: In the Matter of Cai, Kevin S.X.
	June 2, 2000	Statement of Allegations: In The Matter of Cai, Kevin S.X.

Keaveney, Patrick Keaveney, Patrick
	June 7, 2010	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 4, 2010	Reasons and Decision on Sanctions and Costs and the Order: In the Matter of Peter Sabourin et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	March 20, 2009	Reasons and Decision: In the Matter of Peter Sabourin et al.
	April 9, 2008	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	April 7, 2008	Order: In the Matter of Peter Sabourin et al.
	March 19, 2008	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 14, 2007	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 14, 2007	Order: In the Matter of Peter Sabourin et al.
	December 20, 2006	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	December 20, 2006	Order: In the Matter of Peter Sabourin et al.
	December 11, 2006	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	December 7, 2006	Temporary Order: In the Matter of Peter Sabourin et al.
	December 7, 2006	Notice of Hearing: In the Matter of Peter Sabourin et al.
	December 7, 2006	Statement of Allegations: In the Matter of Peter Sabourin et al.

Keeler, Rebecca E. Keeler, Rebecca E.
	December 12, 2011	Notice from the Office of the Secretary: In the Matter of Nuvo Research Inc. and Rebecca E. Keeler - Rebecca E. Keeler
	December 12, 2011	Order: In the Matter of Nuvo Research Inc. and Rebecca E. Keeler - Rebecca E. Keeler
	December 8, 2011	Notice from the Office of the Secretary: In the Matter of Nuvo Research Inc. and Rebecca E. Keeler - Rebecca E. Keeler
	December 8, 2011	Notice of Hearing: In the Matter of Nuvo Research Inc. and Rebecca E. Keeler - Rebecca E. Keeler
	December 1, 2011	Settlement Agreement: In the Matter of Nuvo Research Inc. and Rebecca E. Keeler - Rebecca E. Keeler
	April 27, 2007	Notice from the Office of the Secretary: In the Matter of Nuvo Research Inc. and Rebecca E. Keeler
	April 26, 2007	Notice from the Office of the Secretary: In the Matter of Nuvo Research Inc. and Rebecca E. Keeler
	April 26, 2007	Order: In the Matter of Nuvo Research Inc. and Rebecca E. Keeler
	April 24, 2007	Settlement Agreement: In the Matter of Nuvo Research Inc. and Rebecca E. Keeler
	April 24, 2007	Notice of Hearing: In the Matter of Nuvo Research Inc. and Rebecca E. Keeler
	April 24, 2007	Statement of Allegations: In the Matter of Nuvo Research Inc. and Rebecca E. Keeler

Kefalas, Peter Kefalas, Peter
	August 9, 2010	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	August 6, 2010	Order for Sanctions and Costs: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	August 6, 2010	Reasons and Decision on Sanctions and Costs: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	April 16, 2010	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	March 8, 2010	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	March 8, 2010	Reasons and Decision: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	May 1, 2009	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	February 3, 2009	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	February 3, 2009	Reasons and Decision: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	December 9, 2008	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	September 15, 2008	Notice from the Office of the Secretary: In The Matter Of Norshield Asset Management (Canada) Ltd. et al.
	September 2, 2008	Order: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	April 7, 2008	Notice from the Office of the Secretary: In The Matter Of Norshield Asset Management (Canada) Ltd. et al.
	March 26, 2008	Order: Norshield Asset Management (Canada) Ltd. et al.
	February 13, 2008	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	February 7, 2008	Order: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	January 22, 2008	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	January 22, 2008	Order: Norshield Asset Management (Canada) Ltd. et al.
	December 13, 2007	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	December 13, 2007	Order: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	September 18, 2007	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	September 18, 2007	Order: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	July 10, 2007	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	July 5, 2007	Order: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	April 2, 2007	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	March 30, 2007	Order: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	January 17, 2007	Notice from the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	January 15, 2007	Order: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	October 11, 2006	Notice From the Office of the Secretary: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	October 11, 2006	Notice of Hearing: In the Matter of Norshield Asset Management (Canada) Ltd. et al.
	October 11, 2006	Statement of Allegations: In the Matter of Norshield Asset Management (Canada) Ltd. et al.

Keller, Enna M. Keller, Enna M.
	October 3, 2017	Notice from the Office of the Secretary: In the Matter of Eaglemark Ventures et al.
	October 2, 2017	Order: In the Matter of Eaglemark Ventures et al.
	October 2, 2017	Reasons and Decision: In the Matter of Eaglemark Ventures et al.
	August 4, 2017	Order: In the Matter of Eaglemark Ventures et al.
	August 4, 2017	Notice from the Office of the Secretary: In the Matter of Eaglemark Ventures et al.
	July 18, 2017	Notice from the Office of the Secretary: In the Matter of Eaglemark Ventures et al.
	July 18, 2017	Notice of Hearing: In the Matter of Eaglemark Ventures et al.
	July 17, 2017	Statement of Allegations: In the Matter of Eaglemark Ventures et al.

Kelley, Stafford Kelley, Stafford
	February 25, 2009	Notice from the Office of the Secretary: In the Matter of John Illidge et al.
	February 20, 2009	Notice from the Office of the Secretary: In the Matter of John Illidge et al.
	November 24, 2008	Notice from the Office of the Secretary: In the Matter of John Illidge et al.
	November 24, 2008	Order: In the Matter of John Illidge et al.
	November 19, 2008	Notice from the Office of the Secretary: In the Matter of John Illidge et al.
	November 12, 2008	Order: In the Matter of John Illidge et al.
	November 7, 2008	Notice from the Office of the Secretary: In the Matter of John Illidge et al.
	November 6, 2008	Order: In the Matter of John Illidge et al.
	September 17, 2008	Notice from the Office of the Secretary: In the Matter of John Illidge et al.
	September 16, 2008	Order: In the Matter of John Illidge et al.
	May 16, 2008	Notice from the Office of the Secretary: In the Matter of John Illidge et al.
	May 15, 2008	Order: In the Matter of John Illidge et al.
	May 13, 2008	Notice from the Office of the Secretary: In the Matter of Stafford Kelley
	May 13, 2008	Settlement Agreement: In the Matter of Stafford Kelley
	May 13, 2008	Order: In the Matter of Stafford Kelley
	May 8, 2008	Notice from the Office of the Secretary: In the Matter of Stafford Kelley
	May 8, 2008	Notice of Hearing: In the Matter of Stafford Kelley ('Kelley')
	April 22, 2008	Order: In the Matter of John Illidge et al.
	August 5, 2005	Notice from the Office of the Secretary: In the Matter of John Illidge et al.
	August 5, 2005	Order: In the Matter of John Illidge et al.
	July 26, 2005	Notice from the Office of the Secretary: In the Matter of John Illidge et al.
	July 11, 2005	Notice of Hearing: In the Matter of John Illidge et al.
	July 11, 2005	Statement of Allegations: In the Matter of John Illidge et al.

Kennedy, Bob Kennedy, Bob
	June 22, 2000	Order: In the Matter of Bruce Anthony et al.
	June 8, 2000	Temporary Order: In the Matter of Bruce Anthony et al.
	June 8, 2000	Notice of Hearing: In the Matter of Bruce Anthony et al.
	June 8, 2000	Statement of Allegations: In the Matter of Bruce Anthony et al.

Kennedy, William R. Kennedy, William R.
	January 13, 1998	Decision and Reasons: In the Matter of Dino P. Delellis et al.
	August 15, 1997	Order: In the Matter of Dino P. Delellis et al.
	August 14, 1997	Settlement Agreement: In the Matter of Dino P. Delellis et al. - The Height Of Excellence Financial Planning Group Inc.
	August 14, 1997	Statement of Allegations: In The Matter of Dino P. Delellis et al.
	July 25, 1997	Order: In the Matter of Dino P. Delellis et al.
	April 9, 1997	Notice of Hearing: In the Matter of Dino P. Delellis et al.

Kennelly, Michael Thomas Peter Kennelly, Michael Thomas Peter
	October 10, 2002	Order: In the Matter of Robert Thomislav Adzija et al.
	October 10, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Michael Thomas Peter Kennelly
	October 9, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - John Douglas Kirby
	October 9, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Allan Joseph Dorsey
	September 30, 2002	Reasons: In the Matter of Robert Thomislav Adzija et al.
	September 26, 2002	Notice of Hearing: In the Matter of Robert Thomislav Adzija et al.
	August 9, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al.
	August 8, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Frank Alan Latam
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Robert Thomislav Adzija
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Randall Novak
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Todd Michael Johnson
	August 7, 2002	Notice of Hearing: In the Matter of Robert Thomislav Adzija et al.
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Ernest Kiss
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Arthur Krick
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Ron Masschaele
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Michael Vaughan
	March 4, 2002	Oral Reasons and Decision: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	March 4, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	February 4, 1999	Order: In the Matter of Robert Thomislav Adzija et al.
	October 9, 1998	Reasons for Decision: In the Matter of Robert Thomislav Adzija et al.
	October 9, 1998	Order: In the Matter of Robert Thomislav Adzija et al.
	September 24, 1998	Notice of Hearing: In the Matter of Robert Thomislav Adzija et al.
	September 24, 1998	Statement of Allegations: In the Matter of Robert Thomislav Adzija et al.

Kent, Allen C. Kent, Allen C.
	February 9, 2000	Notice of Hearing: In the Matter of MacDonald Oil Exploration Ltd. et al.
	February 9, 2000	Statement of Allegations: In the Matter of Macdonald Oil Exploration Ltd. et al.

Kent, Linda Kent, Linda
	February 10, 2011	Notice from the Office of the Secretary: In the Matter of Georges Benarroch et al.
	February 9, 2011	Endorsement: In the Matter of Georges Benarroch et al.
	January 26, 2011	Notice from the Office of the Secretary: In the Matter of Georges Benarroch et al.
	January 24, 2011	Order: In the Matter of Georges Benarroch et al.
	December 16, 2010	Notice from the Office of the Secretary: In the Matter of Georges Benarroch et al.
	December 15, 2010	Reasons and Decision: In the Matter of Georges Benarroch et al.
	July 30, 2010	Notice from the Office of the Secretary: In the Matter of Georges Benarroch et al.
	July 30, 2010	Notice of Hearing: In the Matter of Georges Benarroch et al.
	May 12, 2010	Application: In the Matter of Georges Benarroch et al.

Kerbel, Maureen Kerbel, Maureen
	December 2, 2002	Settlement Agreement: In the Matter of Maureen Kerbel

Keybase Financial Group Inc. Keybase Financial Group Inc.
	April 21, 2016	Notice from the Office of the Secretary: In the Matter of Argosy Securities Inc. and Keybase Financial Group Inc.
	April 20, 2016	Reasons for Decision: In the Matter of Argosy Securities Inc. and Keybase Financial Group Inc.
	January 28, 2016	Notice from the Office of the Secretary: In the Matter of Glenn Francis Dunbar
	January 20, 2016	Order: In the Matter of Argosy Securities Inc. and Keybase Financial Group Inc.
	December 22, 2015	Notice from the Office of the Secretary: In the Matter of Argosy Securities Inc. and Keybase Financial Group Inc.
	December 22, 2015	Notice of Hearing: In the Matter of Argosy Securities Inc. and Keybase Financial Group Inc.
	November 12, 2015	Notice from the Office of the Secretary: In the Matter of Argosy Securities Inc. and Keybase Financial Group Inc.
	November 12, 2015	Reasons and Decision: In the Matter of Argosy Securities Inc. and Keybase Financial Group Inc.
	November 3, 2015	Notice from the Office of the Secretary: In the Matter of Argosy Securities Inc. and Keybase Financial Group Inc
	November 3, 2015	Application: In the Matter of Argosy Securities Inc. and Keybase Financial Group Inc
	November 3, 2015	Notice of Hearing: In the Matter of Argosy Securities Inc. and Keybase Financial Group Inc

KEYreit KEYreit
	March 15, 2013	Notice from the Office of the Secretary: In the Matter of KEYreit and Huntingdon Capital Corp.
	March 14, 2013	Order: In the Matter of KEYreit and Huntingdon Capital Corp.
	March 4, 2013	Notice from the Office of the Secretary: In the Matter of KEYreit and Huntingdon Capital Corp.
	March 4, 2013	Application: In the Matter of KEYreit
	March 4, 2013	Notice of Hearing: In the Matter of KEYreit and Huntingdon Capital Corp.
	March 4, 2013	Notice from the Office of the Secretary: In the Matter of Huntingdon Capital Corp. and KEYreit
	February 27, 2013	Notice from the Office of the Secretary: In the Matter of Huntingdon Capital Corp. and KEYreit
	February 27, 2013	Notice of Hearing: In the Matter of Huntingdon Capital Corp. and KEYreit
	February 25, 2013	Application: In the Matter of Huntingdon Capital Corp. and KEYreit

Khan Trading Associates Inc. Carrying On Business As Money Plus Khan Trading Associates Inc. Carrying On Business As Money Plus
	May 14, 2015	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	May 14, 2015	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	May 13, 2015	Reasons and Decision: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	December 29, 2014	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	December 29, 2014	Reasons and Decision: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	December 29, 2014	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	September 10, 2014	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	September 9, 2014	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	August 25, 2014	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	June 18, 2014	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	June 12, 2014	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	April 14, 2014	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	April 14, 2014	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	February 5, 2014	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	February 3, 2014	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	January 29, 2014	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	January 28, 2014	Amended Statement of Allegations: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	January 21, 2014	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	January 17, 2014	Reasons For Decision: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	November 1, 2013	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	October 30, 2013	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	October 24, 2013	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	October 23, 2013	Reasons For Decision: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	September 27, 2013	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	September 27, 2013	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	August 30, 2013	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	August 29, 2013	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	June 24, 2013	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	April 26, 2013	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	April 26, 2013	Notice of Hearing: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	February 7, 2013	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	February 6, 2013	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	December 21, 2012	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	December 20, 2012	Notice of Hearing: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	December 19, 2012	Statement of Allegations: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus

Khan, Ahmad Mansur Khan, Ahmad Mansur
	November 28, 2003	Decision and Reasons for Decision: In the Matter of Ahmad Mansur Khan

Khan, Ahsan Khan, Ahsan
	March 31, 1998	Order: In the Matter of Ahsan Khan
	March 30, 1998	Settlement Agreement: In the Matter of David Barnsdale et al. - Ahsan Khan
	December 10, 1997	Order: In the Matter of David Barnsdale et al.
	November 20, 1997	Settlement Agreement: In the Matter of David Barnsdale et al. - Roch Beaulieu
	November 6, 1997	Order: In the Matter of David Barnsdale et al.
	October 31, 1997	Notice of Hearing: In the Matter of David Barnsdale et al.
	October 31, 1997	Statement of Allegations: In the Matter of David Barnsdale et al.

Khan, Asif Khan, Asif
	April 25, 2012	Notice from the Office of the Secretary: In the Matter of Asif Khan
	April 25, 2012	Order: In the Matter of Asif Khan
	April 18, 2012	Notice from the Office of the Secretary: In the Matter of Asif Khan
	April 18, 2012	Amended Notice of Hearing: In the Matter of Asif Khan
	April 17, 2012	Notice of Hearing: In the Matter of Asif Khan
	April 17, 2012	Statement of Allegations: In the Matter of Asif Khan
	April 13, 2012	Settlement Agreement: In the Matter of Asif Khan

Khan, Fawad Ul Haq Khan, Fawad Ul Haq
	May 14, 2015	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	May 14, 2015	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	May 13, 2015	Reasons and Decision: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	December 29, 2014	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	December 29, 2014	Reasons and Decision: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	December 29, 2014	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	September 10, 2014	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	September 9, 2014	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	August 25, 2014	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	June 18, 2014	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	June 12, 2014	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	April 14, 2014	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	April 14, 2014	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	February 5, 2014	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	February 3, 2014	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	January 29, 2014	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	January 28, 2014	Amended Statement of Allegations: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	January 21, 2014	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	January 17, 2014	Reasons For Decision: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	November 1, 2013	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	October 30, 2013	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	October 24, 2013	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	October 23, 2013	Reasons For Decision: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	September 27, 2013	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	September 27, 2013	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	August 30, 2013	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	August 29, 2013	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	June 26, 2013	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	June 24, 2013	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	April 26, 2013	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	April 26, 2013	Notice of Hearing: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	February 7, 2013	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	February 6, 2013	Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	December 21, 2012	Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	December 20, 2012	Notice of Hearing: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
	December 19, 2012	Statement of Allegations: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus

Khan, Shafi Khan, Shafi
	January 13, 2017	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	January 13, 2017	Notice of withdrawal: In the Matter of Uranium308 Resources Inc. et al.
	August 28, 2015	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	August 28, 2015	Order: In the Matter of Richvale Resource Corporation et al.
	November 22, 2012	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	November 21, 2012	Order: In the Matter of Richvale Resource Corp. et al.
	November 21, 2012	Reasons and Decision on Sanctions and Costs: In the Matter of Richvale Resource Corp. et al.
	June 13, 2012	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	June 8, 2012	Order: In the Matter of Richvale Resource Corp. et al.
	May 10, 2012	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	April 26, 2012	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	April 25, 2012	Reasons and Decision: In the Matter of Richvale Resource Corp. et al.
	October 28, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	October 26, 2011	Order: In the Matter of Richvale Resource Corp. et al.
	October 19, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	October 19, 2011	Order: In the Matter of Richvale Resource Corp. et al.
	October 14, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	October 14, 2011	Order: In the Matter of Richvale Resource Corp. et al. - Howard Blumenfeld
	October 14, 2011	Order: In the Matter of Richvale Resource Corp. et al. - John Colonna
	October 14, 2011	Order: In the Matter of Richvale Resource Corp. et al. - Shafi Khan
	October 14, 2011	Order: In the Matter of Richvale Resource Corp. et al. - Marvin Winick
	October 14, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	October 14, 2011	Order: In the Matter of Richvale Resource Corp. et al.
	October 13, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	October 13, 2011	Notice of Hearing: In the Matter of Richvale Resource Corporation et al.
	October 13, 2011	Settlement Agreement: In the Matter of Richvale Resource Corp. et al. - Howard Blumenfeld
	October 13, 2011	Settlement Agreement: In the Matter of Richvale Resource Corp. et al. - John Colonna
	October 13, 2011	Settlement Agreement: In the Matter of Richvale Resource Corp. et al. - Shafi Khan
	October 12, 2011	Settlement Agreement: In the Matter of Richvale Resource Corp. et al. - Marvin Winick
	September 16, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	September 13, 2011	Amended Statement of Allegations: In the Matter of Richvale Resource Corporation et al.
	May 12, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	May 10, 2011	Order: In the Matter of Richvale Resource Corp. et al.
	April 1, 2011	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	March 30, 2011	Endorsement: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	March 30, 2011	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	March 30, 2011	Order: In the Matter of Uranium308 Resources Inc. et al.
	March 2, 2011	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	February 28, 2011	Order: In the Matter of Richvale Resource Corp. et al.
	December 16, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	December 15, 2010	Endorsement: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	December 3, 2010	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	December 2, 2010	Order: In the Matter of Richvale Resource Corp. et al.
	November 30, 2010	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	November 26, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	November 26, 2010	Order: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corporation et al.
	November 10, 2010	Notice of Hearing: In the Matter of Richvale Resource Corporation et al.
	November 10, 2010	Statement of Allegations: In the Matter of Richvale Resource Corporation et al.
	November 5, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	November 3, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	November 3, 2010	Notice of Hearing: In the Matter of Uranium308 Resources Inc. et al.
	October 25, 2010	Settlement Agreement: In the Matter of Uranium308 Resources Inc. et al. - Peter Robinson
	October 15, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	October 14, 2010	Order: In the Matter of Uranium308 Resources Inc. et al.
	October 7, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	October 7, 2010	Notice of Hearing: In the Matter of Uranium308 Resources Inc. et al.
	August 31, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	August 30, 2010	Order: In the Matter of Uranium308 Resources Inc. et al.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	July 22, 2010	Order: In the Matter of Uranium308 Resources Inc. et al.
	July 2, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	June 30, 2010	Order: In the Matter of Uranium308 Resources Inc. et al.
	June 3, 2010	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corp. et al.
	June 3, 2010	Order: In the Matter of Richvale Resource Corp. et al.
	April 13, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	April 13, 2010	Order: In the Matter of Uranium308 Resources Inc. et al.
	April 1, 2010	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corp. et al.
	April 1, 2010	Order: In the Matter of Richvale Resource Corp. et al.
	March 24, 2010	Notice from the Office of the Secretary: In the Matter of Richvale Resource Corp. et al.
	March 22, 2010	Notice of Hearing: In the Matter of Richvale Resource Corp. et al.
	March 19, 2010	Temporary Order: In the Matter of Richvale Resource Corp. et al.
	March 8, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
	March 8, 2010	Order: In the Matter of Uranium308 Resources Inc. et al.
	March 2, 2010	Notice of Hearing: In the Matter of Uranium308 Resources Inc. et al.
	March 2, 2010	Statement of Allegations: In the Matter of Uranium308 Resources Inc. et al.

Khodjiaints, Alex Khodjiaints, Alex
	February 7, 2014	Notice of Correction: In the Matter of Irwin Boock et al.
	January 16, 2014	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 14, 2014	Reasons and Decision: In the Matter of Irwin Boock et al.
	January 14, 2014	Order: In the Matter of Irwin Boock et al.
	September 17, 2013	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	September 13, 2013	Order: In the Matter of Irwin Boock et al.
	September 13, 2013	Reasons and Decision: In the Matter of Irwin Boock et al.
	August 22, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	August 13, 2012	Order: In the Matter of Irwin Boock et al.
	April 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 16, 2012	Order: In the Matter of Irwin Boock et al.
	March 6, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 5, 2012	Order: In the Matter of Irwin Boock et al.
	February 15, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 15, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Order: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Irwin Boock
	February 3, 2012	Order: In the Matter of Irwin Boock et al.
	January 31, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 31, 2012	Order: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Jason Wong
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 20, 2012	Order: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 19, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 11, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 10, 2012	Notice of Withdrawal: In the Matter of Irwin Boock et al.
	January 5, 2012	Amended Notice of Hearing: In the Matter of Irwin Boock et al.
	January 4, 2012	Amended Statement of Allegations: In the Matter of Irwin Boock et al.
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 5, 2011	Order: In the Matter of Irwin Boock et al.
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	May 27, 2011	Order: In the Matter of Irwin Boock et al.
	April 27, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 19, 2011	Order: In the Matter of Irwin Boock et al.
	March 2, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 1, 2011	Order: In the Matter of Irwin Boock et al.
	February 3, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 27, 2010	Order: In the Matter of Irwin Boock et al.
	December 6, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 29, 2010	Order: In the Matter of Irwin Boock et al.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 15, 2010	Order: In the Matter of Irwin Boock et al.
	June 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 29, 2010	Order: In the Matter of Irwin Boock et al.
	June 18, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 18, 2010	Order: In the Matter of Irwin Boock et al.
	March 11, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 24, 2010	Order: In the Matter of Irwin Boock et al.
	February 17, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 9, 2010	Reasons and Decision on Disclosure: In the Matter of Irwin Boock et al.
	January 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 29, 2010	Order: In the Matter of Irwin Boock et al.
	December 11, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	December 10, 2009	Order: In the Matter of Irwin Boock et al.
	November 30, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 30, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Settlement Agreement: In the Matter of Irwin Boock et al.
	October 21, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 15, 2009	Order: In the Matter of Irwin Boock et al.
	October 16, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 14, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 9, 2009	Order: In the Matter of Irwin Boock et al.
	April 28, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 22, 2009	Order: In the Matter of Irwin Boock et al.
	February 6, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 20, 2009	Order: In the Matter of Irwin Boock et al.
	November 24, 2008	Order: In the Matter of Irwin Boock et al.
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 16, 2008	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 16, 2008	Statement of Allegations: In the Matter of Irwin Boock et al.

Kimel, Shawn Kimel, Shawn
	October 19, 2018	Notice from the Office of the Secretary: K2 & Associates Investment Management Inc. et al, File No. 2018-60
	October 19, 2018	Order: In the Matter of K2 & Associates Investment Management Inc. et al.
	October 16, 2018	Settlement Agreement: In the Matter of K2 & Associates Investment Management Inc. et al.
	October 19, 2018	Oral Reasons for Approval of Settlement: In the Matter of K2 & Associates Investment Management Inc. et al.
	October 17, 2018	Notice from the Office of the Secretary: K2 & Associates Investment Management Inc. et al, File No. 2018-60
	October 17, 2018	Notice of Hearing: In the Matter of K2 & Associates Investment Management Inc. et al.
	October 16, 2018	Statement of Allegations: In the Matter of K2 & Associates Investment Management Inc. et al.

Kimmel, Morgan Kimmel, Morgan
	January 16, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 15, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 7, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Notice of Hearing: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Temporary Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 5, 2009	Statement of Allegations: In the Matter of Global Petroleum Strategies, LLC et al.

Kimmel, Roger A. Jr. Kimmel, Roger A. Jr.
	September 15, 2009	Oral Ruling and Reasons: In the Matter of Global Petroleum Strategies, LLC et al.
	September 2, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	September 2, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	February 26, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	February 24, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 16, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 15, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 7, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Notice of Hearing: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Temporary Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 5, 2009	Statement of Allegations: In the Matter of Global Petroleum Strategies, LLC et al.

King, Lois Doreen King, Lois Doreen
	February 19, 2001	Settlement Agreement: In the Matter of Lois Doreen King
	February 15, 2001	Notice of Hearing: In the Matter of Lois Doreen King
	February 15, 2001	Statement of Allegations: In the Matter of Lois Doreen King

Kingship Capital Corporation Kingship Capital Corporation
	July 17, 2014	Notice from the Office of the Secretary: In the Matter of Kingship Capital Corporation et al.
	July 16, 2014	Order: In the Matter of Kingship Capital Corporation et al.
	July 4, 2014	Notice from the Office of the Secretary: In the Matter of Kingship Capital Corporation et al.
	July 3, 2014	Notice of Hearing: In the Matter of Kingship Capital Corporation et al.
	March 12, 2014	Notice of Request for a Hearing and Review: In the Matter of Kingship Capital Corporation et al.

Kinlin, Patrick Joseph Kinlin, Patrick Joseph
	September 20, 2000	Decision and Reasons: In the Matter of Patrick Joseph Kinlin
	July 4, 2000	Notice of Hearing: In the Matter of Patrick Joseph Kinlin
	June 30, 2000	Statement of Allegations: In the Matter of Patrick Joseph Kinlin

Kippax, Alan Neil Kippax, Alan Neil
	December 19, 2003	Decision: In the Matter of Alan Neil Kippax

Kirby, John Douglas Kirby, John Douglas
	October 10, 2002	Order: In the Matter of Robert Thomislav Adzija et al.
	October 10, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - John Douglas Kirby
	October 9, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - John Douglas Kirby
	October 9, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Allan Joseph Dorsey
	September 30, 2002	Reasons: In the Matter of Robert Thomislav Adzija et al.
	September 26, 2002	Notice of Hearing: In the Matter of Robert Thomislav Adzija et al.
	August 9, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al.
	August 8, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Frank Alan Latam
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Robert Thomislav Adzija
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Todd Michael Johnson
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Randall Novak
	August 7, 2002	Notice of Hearing: In the Matter of Robert Thomislav Adzija et al.
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Ernest Kiss
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Arthur Krick
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Ron Masschaele
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Michael Vaughan
	March 4, 2002	Oral Reasons and Decision: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	March 4, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	February 4, 1999	Order: In the Matter of Robert Thomislav Adzija et al.
	October 9, 1998	Reasons for Decision: In the Matter of Robert Thomislav Adzija et al.
	October 9, 1998	Order: In the Matter of Robert Thomislav Adzija et al.
	September 24, 1998	Notice of Hearing: In the Matter of Robert Thomislav Adzija et al.
	September 24, 1998	Statement of Allegations: In the Matter of Robert Thomislav Adzija et al.

Kirkland Lake Mall Inc. Kirkland Lake Mall Inc.
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of Aurelio Baglione et al.
	March 28, 2013	Order: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Notice from the Office of the Secretary: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Notice of Hearing: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Statement of Allegations: In the Matter of Aurelio Baglione et al.
	March 26, 2013	Settlement Agreement: In the Matter of Aurelio Baglione et al.

Kirkland Lake Mall Investment Corporation Kirkland Lake Mall Investment Corporation
	March 28, 2013	Notice from the Office of the Secretary: In the Matter of Aurelio Baglione et al.
	March 28, 2013	Order: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Notice from the Office of the Secretary: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Notice of Hearing: In the Matter of Aurelio Baglione et al.
	March 27, 2013	Statement of Allegations: In the Matter of Aurelio Baglione et al.
	March 26, 2013	Settlement Agreement: In the Matter of Aurelio Baglione et al.

Kirsh, Gary Kirsh, Gary
	June 21, 2000	Order: In the Matter of Ian Macdonald et al.
	June 7, 2000	Notice of Hearing: In the Matter of Ian Macdonald et al.
	June 7, 2000	Statement of Allegations: In the Matter of Ian Macdonald et al.

Kiss, Ernest Kiss, Ernest
	October 9, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - John Douglas Kirby
	October 9, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Allan Joseph Dorsey
	September 30, 2002	Reasons: In the Matter of Robert Thomislav Adzija et al.
	August 9, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al.
	August 8, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Frank Alan Latam
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Robert Thomislav Adzija
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Todd Michael Johnson
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Randall Novak
	August 7, 2002	Notice of Hearing: In the Matter of Robert Thomislav Adzija et al.
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Ernest Kiss
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Arthur Krick
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Ron Masschaele
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Michael Vaughan
	March 4, 2002	Oral Reasons and Decision: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	March 4, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	March 4, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Ernest Kiss
	February 4, 1999	Order: In the Matter of Robert Thomislav Adzija et al.
	October 9, 1998	Reasons for Decision: In the Matter of Robert Thomislav Adzija et al.
	October 9, 1998	Order: In the Matter of Robert Thomislav Adzija et al.
	September 24, 1998	Notice of Hearing: In the Matter of Robert Thomislav Adzija et al.
	September 24, 1998	Statement of Allegations: In the Matter of Robert Thomislav Adzija et al.

Kiss, Steven Kiss, Steven
	June 9, 2000	Notice of Hearing: In the Matter of Chris Cook et al.
	June 9, 2000	Statement of Allegations: In The Matter of Chris Cook et al.

Kitmitto, Majd Kitmitto, Majd
	February 11, 2020	Motion: In the Matter of Majd Kitmitto et al.
	January 24, 2020	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
	January 24, 2020	Order: In the Matter of Majd Kitmitto et al.
	January 3, 2020	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
	January 3, 2020	Order: In the Matter of Majd Kitmitto et al.
	December 10, 2019	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
	September 25, 2019	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
	September 25, 2019	Order: In the Matter of Majd Kitmitto et al.
	July 15, 2019	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
	July 15, 2019	Order: In the Matter of Majd Kitmitto et al.
	April 24, 2019	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
	April 24, 2019	Order: In the Matter of Majd Kitmitto et al.
	December 11, 2018	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
	December 11, 2018	Order: In the Matter of Majd Kitmitto et al.
	December 10, 2018	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-9
	December 10, 2018	Notice of Withdrawal: In the Matter of Majd Kitmitto et al.
	November 23, 2018	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
	November 23, 2018	Notice of Hearing: In the Matter of Majd Kitmitto et al.
	November 23, 2018	Statement of Allegations: In the Matter of Majd Kitmitto et al.
	November 22, 2018	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-9
	November 21, 2018	Order: In the Matter of Majd Kitmitto et al.
	August 13, 2018	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-9
	August 13, 2018	Order: In the Matter of Majd Kitmitto et al.
	July 25, 2018	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-9
	July 25, 2018	Order: In the Matter of Majd Kitmitto et al.
	July 24, 2018	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-9
	March 28, 2018	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-9
	March 27, 2018	Order: In the Matter of Majd Kitmitto et al.
	February 28, 2018	Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-9
	February 28, 2018	Notice of Hearing: In the Matter of Majd Kitmitto et al.
	February 28, 2018	Statement of Allegations: In the Matter of Majd Kitmitto et al.

Knight, Doug Knight, Doug
	May 20, 2004	Temporary Order: In the Matter of Brad Alles et al.
	May 20, 2004	Notice of Hearing: In the Matter of Brad Alles et al.
	May 20, 2004	Statement of Allegations: In the Matter of Brad Alles et al.

Knight, Frederick Knight, Frederick
	June 23, 2000	Order: In the Matter of Hubert J. Mockler et al.
	June 9, 2000	Notice of Hearing: In the Matter of Hubert J. Mockler et al.
	June 9, 2000	Statement of Allegations: In the Matter of Hubert J. Mockler et al.
	June 8, 2000	Temporary Order: In the Matter of Hubert J. Mockler et al.

Knoll, H. W. Peter Knoll, H. W. Peter
	May 30, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 30, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 30, 2011	Order: In the Matter of Nelson Financial Group Ltd. et al.
	May 26, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 25, 2011	Notice of Hearing: In the Matter of Nelson Financial Group Ltd. et al.
	May 24, 2011	Settlement Agreement: In the Matter of Nelson Financial Group Ltd. et al. - H. W. Peter Knoll
	May 24, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 24, 2011	Order: In the Matter of Nelson Financial Group Ltd. et al.
	May 18, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 18, 2011	Order: In the Matter of Nelson Financial Group Ltd. et al.
	May 16, 2011	Settlement Agreement: In the Matter of Nelson Financial Group Ltd. et al. - Stephanie Lockman Sobol
	May 16, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 16, 2011	Order: In the Matter of Nelson Financial Group Ltd. et al.
	May 16, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 16, 2011	Notice of Hearing: In the Matter of Nelson Financial Group Ltd. et al.
	May 16, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 16, 2011	Order: In the Matter of Nelson Financial Group Ltd. et al.
	May 16, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 16, 2011	Order: In the Matter of Nelson Financial Group Ltd. et al.
	May 13, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 13, 2011	Order: In the Matter of Nelson Financial Group Ltd. et al.
	May 13, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 13, 2011	Notice of Hearing: In the Matter of Nelson Financial Group Ltd. et al.
	May 12, 2011	Settlement Agreement: In the Matter of Nelson Financial Group Ltd. et al.
	May 12, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 12, 2011	Notice of Hearing: In the Matter of Nelson Financial Group Ltd. et al.
	May 11, 2011	Settlement Agreement: In the Matter of Nelson Financial Group Ltd. et al. - Paul Manuel Torres
	April 15, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	April 15, 2011	Order: In the Matter of Nelson Financial Group Ltd. et al.
	April 13, 2011	Settlement Agreement: In the Matter of Nelson Financial Group Ltd. et al.
	March 2, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	February 25, 2011	Order: In the Matter of Nelson Financial Group Ltd. et al.
	January 31, 2011	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	January 31, 2011	Order: In the Matter of Nelson Financial Group Ltd. et al.
	November 11, 2010	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	November 10, 2010	Amended Statement of Allegations: In the Matter of Nelson Financial Group Ltd. et al.
	August 17, 2010	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	August 16, 2010	Order: In the Matter of Nelson Financial Group Ltd. et al.
	June 4, 2010	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	June 3, 2010	Order: In the Matter of Nelson Financial Group Ltd. et al.
	May 25, 2010	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 12, 2010	Notice from the Office of the Secretary: In the Matter of Nelson Financial Group Ltd. et al.
	May 12, 2010	Notice of Hearing: In the Matter of Nelson Financial Group Ltd. et al.
	May 12, 2010	Statement of Allegations: In the Matter of Nelson Financial Group Ltd. et al.

Knott Partners Management LLC Knott Partners Management LLC
	October 23, 2006	Notice From the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	October 23, 2006	Order: In the Matter of Sears Canada Inc. et al.
	October 13, 2006	Application: In the Matter of Hawkeye Capital Management, LLC
	October 17, 2006	Submission: In the Matter of Hawkeye Capital Management, LLC et al.
	October 17, 2006	Response: In the Matter of Hawkeye Capital Management, LLC et al.
	October 17, 2006	Submission: In the Matter of Hawkeye Capital Management, LLC et al.
	October 17, 2006	Submission: In the Matter of Hawkeye Capital Management, LLC et al.
	August 29, 2006	Notice from the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	August 29, 2006	Order: In the Matter of Sears Canada Inc. et al.
	August 25, 2006	Response: In the Matter of Hawkeye Capital Management, LLC et al.
	August 24, 2006	Application by Sears Holdings Corporation and SHLD Acquisition Corp.: In the Matter of Hawkeye Capital Management, LLC et al.
	August 8, 2006	Notice from the Office of the Secretary: In the Matter of Sears Canada Inc. et al.
	August 8, 2006	Order: In the Matter of Sears Canada Inc. et al.
	August 8, 2006	Reasons and Decision: In the Matter of Hawkeye Capital Management, LLC et al.
	July 6, 2006	Pre-Hearing Production Order: In the Matter of Sears Canada Inc. et al.
	July 6, 2006	Order: In the Matter of Sears Canada Inc. et al.

Knowledge First Financial Inc. Knowledge First Financial Inc.
	February 19, 2015	Notice from the Office of the Secretary: In the Matter of Knowledge First Financial Inc.
	February 18, 2015	Order: In the Matter of Knowledge First Financial Inc.
	February 12, 2015	Amended Settlement Agreement: In the Matter of Knowledge First Financial Inc.
	June 13, 2014	Notice from the Office of the Secretary: In the Matter of Knowledge First Financial Inc.
	June 13, 2014	Order: In the Matter of Knowledge First Financial Inc.
	March 7, 2014	Notice from the Office of the Secretary: In the Matter of Knowledge First Financial Inc.
	March 7, 2014	Order: In the Matter of Knowledge First Financial Inc.
	March 6, 2014	Notice from the Office of the Secretary: In the Matter of Knowledge First Financial Inc.
	March 6, 2014	Notice of Hearing: In the Matter of Knowledge First Financial Inc.
	March 5, 2014	Settlement Agreement: In the Matter of Knowledge First Financial Inc.
	March 5, 2014	Statement of Allegations: In the Matter of Knowledge First Financial Inc.
	October 24, 2013	Notice from the Office of the Secretary: In the Matter of Knowledge First Financial Inc.
	October 23, 2013	Order: In the Matter of Knowledge First Financial Inc.
	June 24, 2013	Notice from the Office of the Secretary: In the Matter of Knowledge First Financial Inc.
	June 21, 2013	Order: In the Matter of Knowledge First Financial Inc.
	June 18, 2013	Notice from the Office of the Secretary: In the Matter of Knowledge First Financial Inc.
	June 18, 2013	Order: In the Matter of Knowledge First Financial Inc.
	March 22, 2013	Notice from the Office of the Secretary: In the Matter of Knowledge First Financial Inc.
	March 21, 2013	Order: In the Matter of Knowledge First Financial Inc.
	December 24, 2012	Notice from the Office of the Secretary: In the Matter of Knowledge First Financial Inc.
	December 20, 2012	Order: In the Matter of Knowledge First Financial Inc.
	November 14, 2012	Notice from the Office of the Secretary: In the Matter of Knowledge First Financial Inc.
	November 13, 2012	Order: In the Matter of Knowledge First Financial Inc.
	October 11, 2012	Notice from the Office of the Secretary: In the Matter of Knowledge First Financial Inc.
	October 10, 2012	Order: In the Matter of Knowledge First Financial Inc.
	August 23, 2012	Notice from the Office of the Secretary: In the Matter of Knowledge First Financial Inc.
	August 21, 2012	Order: In the Matter of Knowledge First Financial Inc.
	August 15, 2012	Notice from the Office of the Secretary: In the Matter of Knowledge First Financial Inc.
	August 15, 2012	Notice of Hearing: In the Matter of Knowledge First Financial Inc.
	August 10, 2012	Notice from the Office of the Secretary: In the Matter of Knowledge First Financial Inc.
	August 10, 2012	Temporary Order: In the Matter of Knowledge First Financial Inc.

Knowles, Gaye Knowles, Gaye
	February 27, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 27, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 24, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 24, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 23, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 23, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 23, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 22, 2012	Notice of Withdrawal: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 22, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 22, 2012	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 21, 2012	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 17, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 14, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 1, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	January 24, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 1, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	November 29, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	November 25, 2011	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	November 25, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	November 25, 2011	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	October 28, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Oded Pasternak and Allan Walker
	October 25, 2011	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. - Allan Walker
	October 25, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. - Allan Walker
	October 25, 2011	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. - Oded Pasternak
	October 25, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. - Oded Pasternak
	October 21, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Oded Pasternak and Allan Walker
	October 21, 2011	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al. - Oded Pasternak and Allan Walker
	October 14, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 13, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 6, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 6, 2011	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 6, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	October 5, 2011	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 5, 2011	Amended Statement of Allegations: In the Matter of Ameron Oil and Gas Ltd. et al.
	September 6, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	August 23, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	April 7, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	April 4, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	March 23, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	March 23, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	March 21, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	March 18, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 18, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 8, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 21, 2010	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 20, 2010	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 15, 2010	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 13, 2010	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 13, 2010	Statement of Allegations: In the Matter of Ameron Oil and Gas Ltd. et al.

Knowles, Giorgio Knowles, Giorgio
	February 27, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 27, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 24, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 24, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 23, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 23, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 23, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 22, 2012	Notice of Withdrawal: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 22, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 22, 2012	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 21, 2012	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. et al. - Gaye Knowles
	February 17, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 14, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 1, 2012	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	January 24, 2012	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 1, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	November 29, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	November 25, 2011	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	November 25, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	November 25, 2011	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al. - Mark Grinshpun
	October 28, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Oded Pasternak and Allan Walker
	October 25, 2011	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. - Allan Walker
	October 25, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. - Allan Walker
	October 25, 2011	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. - Oded Pasternak
	October 25, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. - Oded Pasternak
	October 21, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Oded Pasternak and Allan Walker
	October 21, 2011	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al. - Oded Pasternak and Allan Walker
	October 14, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 13, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 6, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 6, 2011	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 6, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	October 5, 2011	Settlement Agreement: In the Matter of Ameron Oil and Gas Ltd. et al. - Vadim Tsatskin
	October 5, 2011	Amended Statement of Allegations: In the Matter of Ameron Oil and Gas Ltd. et al.
	September 6, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	August 23, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	April 7, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	April 4, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	March 23, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	March 23, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	March 21, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	March 18, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 18, 2011	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	February 8, 2011	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 21, 2010	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 20, 2010	Order: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 15, 2010	Notice from the Office of the Secretary: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 13, 2010	Notice of Hearing: In the Matter of Ameron Oil and Gas Ltd. et al.
	December 13, 2010	Statement of Allegations: In the Matter of Ameron Oil and Gas Ltd. et al.

Ko, Simon Ko, Simon
	June 7, 2000	Order: In the Matter of Koman Info-Link Inc. et al.
	June 1, 2000	Settlement Agreement: In the Matter of Koman Info-Link Inc. et al.
	May 31, 2000	Notice of Hearing: In the Matter of Koman Info-Link Inc. et al.
	May 31, 2000	Statement of Allegations: In the Matter of Koman Info-Link Inc. et al.
	September 22, 1998	Order: In the Matter of Koman Info-Link Inc. et al.
	September 10, 1998	Notice of Hearing: In the Matter of Koman Info-Link Inc. et al.

Koman Info-Link Inc. Koman Info-Link Inc.
	June 7, 2000	Order: In the Matter of Koman Info-Link Inc. et al.
	June 1, 2000	Settlement Agreement: In the Matter of Koman Info-Link Inc. et al.
	May 31, 2000	Notice of Hearing: In the Matter of Koman Info-Link Inc. et al.
	May 31, 2000	Statement of Allegations: In the Matter of Koman Info-Link Inc. et al.
	September 22, 1998	Order: In the Matter of Koman Info-Link Inc. et al.
	September 10, 1998	Notice of Hearing: In the Matter of Koman Info-Link Inc. et al.

Koman Investment Inc. (a.k.a. Koman Investment Inc. (B.V.I.)) Koman Investment Inc. (a.k.a. Koman Investment Inc. (B.V.I.))
	June 7, 2000	Order: In the Matter of Koman Info-Link Inc. et al.
	June 1, 2000	Settlement Agreement: In the Matter of Koman Info-Link Inc. et al.
	May 31, 2000	Notice of Hearing: In the Matter of Koman Info-Link Inc. et al.
	May 31, 2000	Statement of Allegations: In the Matter of Koman Info-Link Inc. et al.
	September 22, 1998	Order: In the Matter of Koman Info-Link Inc. et al.
	September 10, 1998	Notice of Hearing: In the Matter of Koman Info-Link Inc. et al.

Kondakos, Apostolis (a.k.a. Paul Kondakos) Kondakos, Apostolis (a.k.a. Paul Kondakos)
	November 12, 2010	Notice from the Office of the Secretary: In the Matter of Agoracom Investor Relations Corp. et al.
	November 12, 2010	Order: In the Matter of Agoracom Investor Relations Corp. et al.
	November 10, 2010	Settlement Agreement: In the Matter of Agoracom Investor Relations Corp. et al.
	November 10, 2010	Notice from the Office of the Secretary: In the Matter of Agoracom Investor Relations Corp. et al.
	November 10, 2010	Notice of Hearing: In the Matter of Agoracom Investor Relations Corp. et al.
	November 10, 2010	Amended Statement of Allegations: In the Matter of Agoracom Investor Relations Corp. et al.
	September 22, 2010	Notice from the Office of the Secretary: In the Matter of Agoracom Investor Relations Corp. et al.
	September 21, 2010	Order: In the Matter of Agoracom Investor Relations Corp. et al.
	August 12, 2010	Notice from the Office of the Secretary: In the Matter of Agoracom Investor Relations Corp. et al.
	August 11, 2010	Order: In the Matter of Agoracom Investor Relations Corp. et al.
	July 8, 2010	Notice from the Office of the Secretary: In the Matter of Agoracom Investor Relations Corp. et al.
	July 7, 2010	Order: In the Matter of Agoracom Investor Relations Corp. et al.
	April 26, 2010	Notice from the Office of the Secretary: In the Matter of Agoracom Investor Relations Corp. et al.
	April 26, 2010	Order: In the Matter of Agoracom Investor Relations Corp. et al.
	April 1, 2010	Notice from the Office of the Secretary: In the Matter of Agoracom Investor Relations Corp. et al.
	April 1, 2010	Notice of Hearing: In the Matter of Agoracom Investor Relations Corp. et al.
	April 1, 2010	Statement of Allegations: In the Matter of Agoracom Investor Relations Corp. et al.

Koonar, Sohan Singh Koonar, Sohan Singh
	April 16, 2002	Order and Settlement Agreement: In the Matter of Sohan Singh Koonar et al.
	April 16, 2002	Reasons: In the Matter of Sohan Singh Koonar et al.
	April 9, 2002	Settlement Agreement: In the Matter of Sohan Singh Koonar et al.
	June 18, 2001	Notice of Hearing: In the Matter of Sohan Singh Koonar et al.
	June 18, 2001	Statement of Allegations: In the Matter of Sohan Singh Koonar et al.

Kore International Management Inc. Kore International Management Inc.
	June 30, 2011	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	June 29, 2011	Order: In the Matter of Sulja Bros. et al.
	June 29, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Sulja Bros. et al.
	May 26, 2011	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	May 25, 2011	Reasons and Decision: In the Matter of Sulja Bros. et al.
	October 29, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	October 29, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	October 28, 2010	Reasons and Decision: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	October 28, 2010	Reasons and Decision: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	August 3, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	July 30, 2010	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	July 6, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	May 10, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	May 7, 2010	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	March 8, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	March 4, 2010	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	January 11, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	January 8, 2010	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	December 4, 2009	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	December 4, 2009	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	October 29, 2009	Order: In the Matter of Sulja Bros. et al.
	November 2, 2009	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	September 12, 2008	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	September 11, 2008	Order: In the Matter of Sulja Bros. et al.
	June 27, 2008	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	June 25, 2008	Order: In the Matter of Sulja Bros. et al.
	June 19, 2008	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	June 16, 2008	Notice of Hearing: In the Matter of Sulja Bros. et al.
	June 16, 2008	Amended Statement of Allegations: In the Matter of Sulja Bros. et al.
	May 23, 2008	Notice from the Office of the Secretary: In The Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	May 23, 2008	Order: In The Matter Of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	March 28, 2008	Notice from the Office of the Secretary: In The Matter Of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	March 28, 2008	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	February 26, 2008	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	February 26, 2008	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	January 22, 2008	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	January 22, 2008	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	October 31, 2007	Notice from the Office of the Secretary: In the matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	October 31, 2007	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	September 10, 2007	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	September 7, 2007	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	July 31, 2007	Notice from the Office of the Secretary: Sulja Bros. Buliding Supplies, Ltd. (Nevada) et al.
	July 30, 2007	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	July 16, 2007	Notice from the Office of the Secretary: In The Matter Of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	July 3, 2007	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	March 23, 2007	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	March 23, 2007	Temporary Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	February 8, 2007	Notice from the Office of the Secretary: Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	February 6, 2007	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	January 8, 2007	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	January 8, 2007	Temporary Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	December 29, 2006	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	December 27, 2006	Notice of Hearing: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	December 27, 2006	Statement of Allegations: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	December 22, 2006	Temporary Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.

Kotton, Lance Kotton, Lance
	May 26, 2017	Notice from the Office of the Secretary: In the Matter of Lance Kotton
	May 26, 2017	Order: In the Matter of Lance Kotton
	May 23, 2017	Settlement Agreement: In the Matter of Lance Kotton
	May 23, 2017	Notice from the Office of the Secretary: In the Matter of Lance Kotton
	May 23, 2017	Notice of Hearing: In the Matter of Lance Kotton
	May 23, 2017	Statement of Allegations: In the Matter of Lance Kotton
	May 23, 2017	Order: In the Matter of Lance Kotton
	April 5, 2017	Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	April 5, 2017	Temporary Order: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	March 1, 2017	Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	March 1, 2017	Temporary Order: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	February 6, 2017	Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	February 6, 2017	Temporary Order: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	January 20, 2017	Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	January 20, 2017	Order: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	December 21, 2016	Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	December 7, 2016	Temporary Order: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	December 8, 2016	Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	December 7, 2016	Reasons and Decision: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	November 18, 2016	Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	November 18, 2016	Order: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	October 12, 2016	Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	October 12, 2016	Temporary Order: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	April 14, 2016	Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	April 14, 2016	Temporary Order: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	March 28, 2016	Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	March 28, 2016	Order: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	December 15, 2015	Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	December 15, 2015	Temporary Order: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	November 19, 2015	Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	November 19, 2015	Temporary Order: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	November 10, 2015	Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	November 9, 2015	Notice of Hearing: In the Matter of Lance Kotton and Titan Equity Group Ltd.
	November 6, 2015	Temporary Order: In the Matter of Lance Kotton and Titan Equity Group Ltd.

Kouznetsova, Svetlana Kouznetsova, Svetlana
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 17, 2008	Temporary Order: In the Matter of Irwin Boock et al.
	September 9, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	September 9, 2008	Temporary Order: In the Matter of Irwin Boock et al.
	June 11, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 11, 2008	Temporary Order: In the Matter of Irwin Boock et al.
	May 15, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	May 15, 2008	Temporary Order: In the Matter of Irwin Boock et al.
	May 14, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	May 14, 2008	Amended Notice of Hearing: In the Matter of Irwin Boock et al.
	May 14, 2008	Amended Temporary Order: In the Matter of Irwin Boock et al.
	May 8, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock
	May 8, 2008	Notice of Hearing: In the Matter of Irwin Boock et al.
	May 6, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock
	May 5, 2008	Temporary Order: In the Matter of Irwin Boock et al.

Kovacs, Louis Michael Kovacs, Louis Michael
	September 20, 2013	Notice from the Office of the Secretary: In the Matter of Louis Michael Kovacs
	September 19, 2013	Order: In the Matter of Louis Michael Kovacs
	September 17, 2013	Notice from the Office of the Secretary: In the Matter of Louis Michael Kovacs
	September 17, 2013	Notice of Hearing: In the Matter of Louis Michael Kovacs
	September 16, 2013	Settlement Agreement: In the Matter of Louis Michael Kovacs
	September 16, 2013	Statement of Allegations: In the Matter of Louis Michael Kovacs

Kreller, Justin (a.k.a. Justin Kay) Kreller, Justin (a.k.a. Justin Kay)
	May 2, 2014	Notice from the Office of the Secretary: In the Matter of Blackwood and Rose Inc. et al.
	April 30, 2014	Reasons and Decision: In the Matter of Blackwood and Rose Inc. et al.
	April 30, 2014	Order: In the Matter of Blackwood and Rose Inc. et al.
	December 18, 2013	Notice from the Office of the Secretary: In the Matter of Blackwood and Rose Inc. et al.
	December 17, 2013	Reasons and Decision: In the Matter of Blackwood and Rose Inc. et al.
	August 14, 2013	Notice from the Office of the Secretary: In the Matter of Blackwood and Rose Inc. et al.
	August 12, 2013	Order: In the Matter of Blackwood and Rose Inc. et al.
	June 20, 2013	Notice from the Office of the Secretary: In the Matter of Blackwood and Rose Inc. et al.
	June 18, 2013	Temporary Order: In the Matter of Blackwood and Rose Inc. et al.
	May 23, 2013	Notice from the Office of the Secretary: In the Matter of Blackwood and Rose Inc. et al.
	May 17, 2013	Temporary Order: In the Matter of Blackwood and Rose Inc. et al.
	April 11, 2013	Notice from the Office of the Secretary: In the Matter of Blackwood and Rose Inc. et al.
	April 10, 2013	Temporary Order: In the Matter of Blackwood and Rose Inc. et al.
	February 20, 2013	Notice from the Office of the Secretary: In the Matter of Blackwood and Rose Inc. et al.
	February 19, 2013	Temporary Order: In the Matter of Blackwood and Rose Inc. et al.
	January 30, 2013	Notice from the Office of the Secretary: In the Matter of Blackwood and Rose Inc. et al.
	January 29, 2013	Notice of Hearing: In the Matter of Blackwood and Rose Inc. et al.
	January 29, 2013	Statement of Allegations: In the Matter of Blackwood & Rose Inc. et al.
	January 2, 2013	Notice from the Office of the Secretary: In the Matter of Blackwood and Rose Inc. et al.
	December 31, 2012	Temporary Order: In the Matter of Blackwood and Rose Inc. et al.
	December 20, 2012	Notice from the Office of the Secretary: In the Matter of Blackwood and Rose Inc. et al.
	December 18, 2012	Temporary Order: In the Matter of Blackwood and Rose Inc. et al.
	December 18, 2012	Notice of Hearing: In the Matter of Blackwood and Rose Inc. et al.

Kricfalusi, Mary Kricfalusi, Mary
	February 16, 2016	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	February 12, 2016	Order: In the Matter of Majestic Supply Co. Inc. et al.
	February 12, 2016	Reasons and Decision: In the Matter of Majestic Supply Co. Inc. et al.
	November 24, 2015	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	November 24, 2015	Order: In the Matter of Majestic Supply Co. Inc. et al.
	November 5, 2015	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	October 30, 2015	Order: In the Matter of Majestic Supply Co. Inc. et al.
	September 15, 2015	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	September 15, 2015	Notice of Hearing: In the Matter of Majestic Supply Co. Inc. et al.
	December 2, 2013	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	November 29, 2013	Order: In the Matter of Majestic Supply Co. Inc. et al.
	November 29, 2013	Reasons and Decision: In the Matter of Majestic Supply Co. Inc. et al.
	May 6, 2013	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	May 2, 2013	Order: In the Matter of Majestic Supply Co. Inc. et al.
	February 25, 2013	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	February 21, 2013	Order: In the Matter of Majestic Supply Co. Inc. et al.
	February 21, 2013	Reasons and Decision: In the Matter of Majestic Supply Co. Inc. et al.
	March 20, 2012	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	March 20, 2012	Order: In the Matter of Majestic Supply Co. Inc. et al.
	February 23, 2012	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	February 22, 2012	Order: In the Matter of Majestic Supply Co. Inc. et al.
	December 1, 2011	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	November 22, 2011	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	November 7, 2011	Order: In the Matter of Majestic Supply Co. Inc. et al.
	March 7, 2011	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	March 1, 2011	Order: In the Matter of Majestic Supply Co. Inc. et al.
	January 26, 2011	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	January 25, 2011	Order: In the Matter of Majestic Supply Co. Inc. et al.
	November 26, 2010	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	November 23, 2010	Order: In the Matter of Majestic Supply Co. Inc. et al.
	October 26, 2010	Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
	October 20, 2010	Notice of Hearing: In the Matter of Majestic Supply Co. Inc. et al.
	October 20, 2010	Statement of Allegations: In the Matter of Majestic Supply Co. Inc. et al.

Krick, Arthur Krick, Arthur
	October 9, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - John Douglas Kirby
	October 9, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Allan Joseph Dorsey
	September 30, 2002	Reasons: In the Matter of Robert Thomislav Adzija et al.
	August 9, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al.
	August 8, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Frank Alan Latam
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Robert Thomislav Adzija
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Todd Michael Johnson
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Randall Novak
	August 7, 2002	Notice of Hearing: In the Matter of Robert Thomislav Adzija et al.
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Ernest Kiss
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Arthur Krick
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Ron Masschaele
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Michael Vaughan
	March 4, 2002	Oral Reasons and Decision: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	March 4, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	March 4, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Arthur Krick
	February 4, 1999	Order: In the Matter of Robert Thomislav Adzija et al.
	October 9, 1998	Reasons for Decision: In the Matter of Robert Thomislav Adzija et al.
	October 9, 1998	Order: In the Matter of Robert Thomislav Adzija et al.
	September 24, 1998	Notice of Hearing: In the Matter of Robert Thomislav Adzija et al.
	September 24, 1998	Statement of Allegations: In the Matter of Robert Thomislav Adzija et al.

Krown Consulting Corp. Krown Consulting Corp.
	April 22, 2015	Notice from the Office of the Secretary: In the Matter of Bluestream Capital Corporation et al.
	April 21, 2015	Order: In the Matter of Bluestream Capital Corporation et al.
	April 21, 2015	Reasons and Decision: In the Matter of Bluestream Capital Corporation et al.
	March 5, 2015	Notice from the Office of the Secretary: In the Matter of Bluestream Capital Corporation et al.
	March 4, 2015	Order: In the Matter of Bluestream Capital Corporation et al.
	March 4, 2015	Reasons and Decision: In the Matter of Bluestream Capital Corporation et al.
	December 30, 2014	Notice from the Office of the Secretary: In the Matter of Bluestream Capital Corporation et al.
	December 29, 2014	Order: In the Matter of Bluestream Capital Corporation et al.
	December 10, 2014	Notice from the Office of the Secretary: In the Matter of Bluestream Capital Corporation et al.
	December 9, 2014	Order: In the Matter of Bluestream Capital Corporation et al.
	June 27, 2014	Notice from the Office of the Secretary: In the Matter of Bluestream Capital Corporation et al.
	June 26, 2014	Order: In the Matter of Bluestream Capital Corporation et al.
	April 4, 2014	Notice from the Office of the Secretary: In the Matter of Bluestream Capital Corporation et al.
	April 2, 2014	Order: In the Matter of Bluestream Capital Corporation et al.
	March 14, 2014	Notice from the Office of the Secretary: In the Matter of Bluestream Capital Corporation et al.
	March 12, 2014	Notice of Hearing: In the Matter of Bluestream Capital Corporation et al.
	March 11, 2014	Statement of Allegations: In the Matter of Bluestream Capital Corporation et al.

KS Acquisition II LP KS Acquisition II LP
	January 25, 2013	Notice from the Office of the Secretary: In the Matter of Primaris Retail Real Estate Investment Trust and KS Acquisition II LP
	January 11, 2013	Notice from the Office of the Secretary: In the Matter of Primaris Retail Real Estate Investment Trust and KS Acquisition II LP
	January 11, 2013	Notice of Hearing: In the Matter of Primaris Retail Real Estate Investment Trust and KS Acquisition II LP
	January 21, 2012	Application: In the Matter of Primaris Retail Real Estate Investment Trust and KS Acquisition II LP

Kuber Mortgage Investment Corporation Kuber Mortgage Investment Corporation
	March 23, 2020	Notice from the Office of the Secretary: Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam, File No. 2020-6
	March 23, 2020	Order: In the Matter of Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam
	March 6, 2020	Settlement Agreement: In the Matter of Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam
	March 23, 2020	Reasons for Approval of a Settlement: In the Matter of Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam
	March 16, 2020	Notice from the Office of the Secretary: Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam, File No. 2020-6
	March 16, 2020	Order: In the Matter of Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam
	March 13, 2020	Notice from the Office of the Secretary: Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam, File No. 2020-6
	March 13, 2020	Notice of Hearing: In the Matter of Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam
	March 13, 2020	Statement of Allegations: In the Matter of Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam

Kunaratnam, Sutharsan Kunaratnam, Sutharsan
	March 23, 2020	Notice from the Office of the Secretary: Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam, File No. 2020-6
	March 23, 2020	Order: In the Matter of Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam
	March 6, 2020	Settlement Agreement: In the Matter of Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam
	March 23, 2020	Reasons for Approval of a Settlement: In the Matter of Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam
	March 16, 2020	Notice from the Office of the Secretary: Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam, File No. 2020-6
	March 16, 2020	Order: In the Matter of Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam
	March 13, 2020	Notice from the Office of the Secretary: Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam, File No. 2020-6
	March 13, 2020	Notice of Hearing: In the Matter of Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam
	March 13, 2020	Statement of Allegations: In the Matter of Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam

Kuo-Lee, Nelson Kuo-Lee, Nelson
	May 20, 2004	Temporary Order: In the Matter of Brad Alles et al.
	May 20, 2004	Notice of Hearing: In the Matter of Brad Alles et al.
	May 20, 2004	Statement of Allegations: In the Matter of Brad Alles et al.

Kurichh, Raj Kurichh, Raj
	December 9, 2016	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings Ltd. et al.
	December 7, 2016	Order: In the Matter of Blue Gold Holdings Ltd. et al.
	December 7, 2016	Reasons and Decision: In the Matter of Blue Gold Holdings Ltd. et al.
	August 30, 2016	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings Ltd. et al.
	August 29, 2016	Order: In the Matter of Blue Gold Holdings Ltd. et al.
	July 27, 2016	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings Ltd. et al.
	July 26, 2016	Reasons and Decision: In the Matter of Blue Gold Holdings Ltd. et al.
	January 26, 2016	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings Ltd. et al.
	January 22, 2016	Order: In the Matter of Blue Gold Holdings Ltd. et al.
	January 7, 2016	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings Ltd. et al.
	January 7, 2016	Order: In the Matter of Blue Gold Holdings Ltd. et al.
	December 7, 2015	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings Ltd. et al.
	December 3, 2015	Order: In the Matter of Blue Gold Holdings Ltd. et al.
	November 10, 2015	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings Ltd. et al.
	November 4, 2015	Order: In the Matter of Blue Gold Holdings Ltd. et al.
	July 20, 2015	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings ltd. et al.
	July 17, 2015	Order: In the Matter of Blue Gold Holdings ltd. et al.
	April 17, 2015	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings ltd. et al.
	April 10, 2015	Order: In the Matter of Blue Gold Holdings ltd. et al.
	April 2, 2015	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings ltd. et al.
	April 1, 2015	Amended Notice of Hearing: In the Matter of Blue Gold Holdings ltd. et al.
	March 12, 2015	Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings ltd. et al.
	March 11, 2015	Statement of Allegations: In the Matter of Blue Gold Holdings ltd. et al.
	March 11, 2015	Notice of Hearing: In the Matter of Blue Gold Holdings ltd. et al.

Kuszper, Helen Kuszper, Helen
	September 1, 2011	Notice from the Office of the Secretary: In the Matter of Helen Kuszper and Paul Kuszper
	September 1, 2011	Order: In the Matter of Helen Kuszper and Paul Kuszper - Paul Kuszper
	September 1, 2011	Order: In the Matter of Helen Kuszper and Paul Kuszper - Helen Kuszper
	September 1, 2011	Settlement Agreement: In the Matter of Helen Kuszper and Paul Kuszper - Paul Kuszper
	September 1, 2011	Settlement Agreement: In the Matter of Helen Kuszper and Paul Kuszper - Helen Kuszper
	August 29, 2011	Notice from the Office of the Secretary: In the Matter of Helen Kuszper and Paul Kuszper
	August 29, 2011	Notice of Hearing: In the Matter of Helen Kuszper and Paul Kuszper
	March 14, 2011	Notice from the Office of the Secretary: In the Matter of Helen Kuszper and Paul Kuszper
	March 10, 2011	Order: In the Matter of Helen Kuszper and Paul Kuszper
	February 3, 2011	Notice from the Office of the Secretary: In the Matter of Helen Kuszper and Paul Kuszper
	January 27, 2011	Order: In the Matter of Helen Kuszper and Paul Kuszper
	December 14, 2010	Notice from the Office of the Secretary: In the Matter of Helen Kuszper and Paul Kuszper
	December 13, 2010	Notice of Hearing: In the Matter of Helen Kuszper and Paul Kuszper
	December 13, 2010	Statement of Allegations: In the Matter of Helen Kuszper and Paul Kuszper

Kuszper, Paul Kuszper, Paul
	September 1, 2011	Notice from the Office of the Secretary: In the Matter of Helen Kuszper and Paul Kuszper
	September 1, 2011	Order: In the Matter of Helen Kuszper and Paul Kuszper - Paul Kuszper
	September 1, 2011	Order: In the Matter of Helen Kuszper and Paul Kuszper - Helen Kuszper
	September 1, 2011	Settlement Agreement: In the Matter of Helen Kuszper and Paul Kuszper - Paul Kuszper
	September 1, 2011	Settlement Agreement: In the Matter of Helen Kuszper and Paul Kuszper - Helen Kuszper
	August 29, 2011	Notice from the Office of the Secretary: In the Matter of Helen Kuszper and Paul Kuszper
	August 29, 2011	Notice of Hearing: In the Matter of Helen Kuszper and Paul Kuszper
	March 14, 2011	Notice from the Office of the Secretary: In the Matter of Helen Kuszper and Paul Kuszper
	March 10, 2011	Order: In the Matter of Helen Kuszper and Paul Kuszper
	February 3, 2011	Notice from the Office of the Secretary: In the Matter of Helen Kuszper and Paul Kuszper
	January 27, 2011	Order: In the Matter of Helen Kuszper and Paul Kuszper
	December 14, 2010	Notice from the Office of the Secretary: In the Matter of Helen Kuszper and Paul Kuszper
	December 13, 2010	Notice of Hearing: In the Matter of Helen Kuszper and Paul Kuszper
	December 13, 2010	Statement of Allegations: In the Matter of Helen Kuszper and Paul Kuszper

Kuti, Peter Kuti, Peter
	December 20, 2010	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	December 20, 2010	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	December 16, 2010	Notice of Motion: In the Matter of Global Consulting and Financial Services et al.
	November 22, 2010	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	November 17, 2010	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	November 5, 2010	Notice from the Office of the Secretary: In the Matter of Global Consulting and Financial Services et al.
	November 4, 2010	Temporary Order: In the Matter of Global Consulting and Financial Services et al.
	November 4, 2010	Notice of Hearing: In the Matter of Global Consulting and Financial Services et al.

Kwok Yan Leung (Also Known As Tony Leung) Kwok Yan Leung (Also Known As Tony Leung)
	December 17, 2015	Notice from the Office of the Secretary: In the Matter of Dennis L. Meharchand et al.
	December 16, 2015	Reasons and Decision: In the Matter of Dennis L. Meharchand et al.
	October 2, 2015	Notice from the Office of the Secretary: In the Matter of Dennis L. Meharchand et al.
	October 1, 2015	Order: In the Matter of Dennis L. Meharchand et al.
	September 25, 2015	Notice from the Office of the Secretary: In the Matter of Dennis L. Meharchand et al.
	September 23, 2015	Order: In the Matter of Dennis L. Meharchand et al.
	September 15, 2015	Notice of Hearing: In the Matter of Dennis L. Meharchand et al.
	September 15, 2015	Notice from the Office of the Secretary: In the Matter of Dennis L. Meharchand et al.
	September 11, 2015	Temporary Order: In the Matter of Dennis L. Meharchand et al.

Kyle, John Kyle, John
	June 21, 2000	Order: In the Matter of Ian Macdonald et al.
	June 7, 2000	Notice of Hearing: In the Matter of Ian Macdonald et al.
	June 7, 2000	Statement of Allegations: In the Matter of Ian Macdonald et al.

Kyle, Malcolm Robert Bruce Kyle, Malcolm Robert Bruce
	May 25, 2005	Reasons: In the Matter of Derivative Services Inc. and Malcolm Robert Bruce Kyle
	July 27, 2001	Reasons: In the Matter of Derivative Services Inc.
	October 5, 1999	Reasons for Decision: In the Matter of Derivative Services Inc. and Malcolm Robert Kyle