News & Events


OSC News Releases


This section of the website contains news releases from the OSC on regulatory and enforcement matters, investor protection initiatives, and the OSC’s operations.
20141205050000December 5, 2014OSC News Release: OSC offers additional educational seminars for Ontario registrants
20141127070000November 27, 2014OSC News Release: OSC publishes existing security holder prospectus exemption
20141125190000November 26, 2014OSC News Release: Ontario Securities Commission (OSC) to make greater strides in investor protection
20141125090000November 25, 2014Ontario Securities Commission and the Competition Bureau Sign Memorandum of Understanding
20141125060000November 25, 2014OSC News Release: Venard “Lenny” Gaudet charged Quasi-Criminally with Unregistered Trading and Illegal Distribution
20141124080000November 24, 2014OSC News Release: Shaida Bandali charged Quasi-Criminally with Unregistered Trading
20141117060000November 17, 2014Ontario Ministry of the Attorney General Notice: Civil Forfeiture Proceeding In The Matter of Goldpoint Resources Corporation
20141113093000November 13, 2014OSC News Release: OSC Approves Settlement Agreement with TD Waterhouse Private Investment Counsel Inc., TD Waterhouse Canada Inc. and TD Investment Services Inc.
20141113030000November 13, 2014OSC News Release: OSC In The Community Hosts ‘Protect Your Money’ In Whitby
20141110100000November 10, 2014OTC Derivatives Regulators Group: Report of the OTC Derivatives Regulators Group(ODRG) to G20 Leaders on Cross-Border Implementation Issues
20141029090000October 29, 2014OSC News Release: OSC Reminds Derivatives Dealers and Counterparties to Obtain a Legal Entity Identifier
20141027180000October 27, 2014OSC News Release: Omokhodion Oshingbeme Charged Criminally
20141027110000October 27, 2014OSC News Release: OSC Releases ‘Topical Guide’ to Assist Registrants
20141008120000October 8, 2014OSC News Release: Keith Summers Sentenced to Three Years In Jail
20140930091500September 30, 2014OSC News Release: OSC Approves Settlement Agreement with Ernst and Young
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