News & Events


OSC News Releases


This section of the website contains news releases from the OSC on regulatory and enforcement matters, investor protection initiatives, and the OSC’s operations.
20131223060000December 23, 2013OSC News Release: OSC Panel Issues Sanctions Against Kolt Curry, Laura Mateyak, American Heritage Stock Transfer Inc., and American Heritage Stock Transfer, Inc.
20131218050000December 18, 2013OSC News Release: OSC Proposes Adopting Global Standards for Ontario Clearing Agencies
20131217190000December 18, 2013IAP Notice: OSC’s Investor Advisory Panel Releases Annual Report
20131212050000December 12, 2013OSC News Release: OSC Releases Results of Electronic Trading Risk Analysis
20131211060000December 11, 2013OSC News Release: OSC Releases Results of Non-GAAP Financial Measures and Additional GAAP Measures Disclosure Review
20131211050000December 11, 2013OSC News Release: OSC offers additional educational seminars for registrants
20131211043000December 11, 2013OSC News Release: David Borg Charged Quasi Criminally with Unregistered Trading
20131209093000December 9, 2013OSC News Release: Naida Allarde-Giangrosso and Bernardo Giangrosso Charged Quasi Criminally with Unregistered Trading and Breaching OSC Cease Trade Order
20131209060000December 9, 2013OSC News Release: OSC Announces Details for Seminar On Derivatives Trade Repositories and Data Reporting Rule
20131204060000December 4, 2013OSC News Release: OSC provides update on exempt market review, including its consideration of existing security holder exemption
20131202103000December 2, 2013OSC News Release: OSC Panel Issues Sanctions Against Majestic Supply Co. Inc, Suncastle Developments Corporation, Herbert Adams, Steve Bishop, Mary Kricfalusi, Kevin Loman and CBK Enterprises Inc.
20131125110000November 25, 2013OSC News Release: Individual Charged Criminally with Falsifying an Employment Record and Uttering a Forged Document Following Investigation by JSOT
20131121050000November 21, 2013OSC / IIROC Media Advisory: OSC - IIROC Market Structure Conference, November 21, 2013. The Canadian Equity Market: Structural Challenges Amidst Rapid Change
20131114050000November 14, 2013OSC News Release: Ontario Securities Commission Publishes Final Derivatives Rule: Product Determination and Derivatives Trade Repositories and Data Reporting
20131108050000November 8, 2013OSC News Release: Howard Rash Sentenced to Nine Months in Jail for Breaching Ontario Securities Act
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