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Comments Received Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1 (comment period closed December 11, 2019)
Date Comment Letters
December 16, 2019 Bernard Letendre and Rick Annaert (Manulife)
December 13, 2019 Loui Anastasopoulos (TSX Inc.)
December 11, 2019 Margaret Gunawan (BlackRock Asset Management Canada Limited)
December 11, 2019 Greg Pollock and Abe Toews (Advocis, The Financial Advisors Association of Canada)
December 11, 2019 Mark Adams (AGF Investments Inc.)
December 11, 2019 Patricia Rosch (Broadridge Investor Communications Corporation)
December 11, 2019 Eric Adelson
December 11, 2019 Rebecca Cowdery, Kathryn Fuller, Sarah Gardiner, Sienne Lau and Roma Lotay (Borden Ladner Gervais LLP)
December 11, 2019 W. Sian Burgess (Fidelity Investments Canada ULC)
December 11, 2019 Rhonda Goldberg (Mackenzie Investments Corporation)
December 11, 2019 Fasken Martineau DuMoulin LLP
December 11, 2019 Katie Walmsley and Margaret Gunawan (PMAC)
December 11, 2019 Brad Beuttenmiller (Franklin Templeton Investments Corp.)
December 11, 2019 The Canadian Advocacy Council of CFA Societies Canada
December 11, 2019 Rhonda Goldberg (IG Wealth Management)
December 11, 2019 Claire Van Wyk-Allan, Stacy McLean, Sarah Gardiner, Robert Lemon, Tim Baron, Elizabeth Purrier, Michael Burns, Daniel Dorenbush, Belle Kaura, Steve Banquier, Supriya Kapoor and Ian Pember (Alternative Investment Management Association)
December 11, 2019 Shalomi Abraham (Invesco Canada Ltd.)
December 11, 2019 Marie Brault (National Bank Investments Inc.)
December 9, 2019 Minal Upadhyaya (The Investment Funds Institute of Canada)
December 5, 2019 Kathleen C. Bock (Vanguard Investments Canada Inc.)
October 29, 2019 Stan Turner
Comments Received (comment period closed August 25, 2005)
Date Comment Letters
October 19, 2005 Oliver Murray (Brandes Investment Partners)
September 29, 2005 Tamara L. Howarth (Irwin, White & Jennings)
September 28, 2005 Robert F. MacLellan (TD Asset Management)
September 27, 2005 Borden Ladner Gervais LLP
September 16, 2005 Thomas A. Hockin (IFIC)
September 9, 2005 Heather Zordel & John Elder (Fraser Milner Casgrain LLP)
September 9, 2005 Rajiv Silgardo (Barclays Global Investors)
September 1, 2005 Becky West (ACPM)
September 1, 2005 Edith Cassels (Frank Russell Canada Limited)
September 1, 2005 Louis Chartrain (Desjardins Federation des caisses du Quebec)
August 29, 2005 Rik Parkhill (TSX)
August 25, 2005 AGF Funds Inc.
August 25, 2005 Brad Beuttenmiller (Franklin Templeton Investments Corp.)
August 25, 2005 Brenda Vince & Reena S. Lalji (RBC Financial Group)
August 25, 2005 Dale Parkinson & Michael Geraghty (USC Education Savings Plan Inc./The International Scholarship Foundation)
August 25, 2005 Dan Donnelly (CIBC)
August 25, 2005 Darcy Lake (BMO Mutual Funds)
August 25, 2005 Gordon J. Feeney & Elaine C. Phenix (Board of Governers-RBC Funds & Private Pools)
August 25, 2005 Jeffrey Meade (GGOF)
August 25, 2005 John A. Adams (PFSL Investments Canada)
August 25, 2005 Martin T. Guest (Fidelity Investments Canada Limited)
August 25, 2005 Pierre Hamel
August 25, 2005 Susan J. Han (Aim Trimark)
August 24, 2005 Jingyun Huang (Chou Associates Management Inc.)
August 24, 2005 Patrick Walsh (SEI Investments Canada Company)
August 24, 2005 W. Sian Burgess (IGM Financial Inc.)
August 22, 2005 John W. Crow (CIBC Independent Review Committee)
August 18, 2005 Cecilia Wong (Leith Wheeler Investment Counsel Ltd.)
August 18, 2005 Daniel Iggers (Canadian Bankers Association)
August 17, 2005 Grant Kook (Westcap Mgt. Ltd.)
August 17, 2005 W. William Woods (IRI)
August 10, 2005 Stan I. Buell & Ken Kivenko (SIPA)
July 28, 2005 Frank Santangeli
July 28, 2005 John S. Rayner & Robert C. White (Tradex Management Inc.)
June 29, 2005 Simon Romano (Stikeman Elliot)
June 2, 2005 Thomas O. Stanley (Resolute Funds Limited)
Comments Received (comment period closed April 19, 2004)
Date Comment Letters
June 17, 2004 Lillian Morganthau (CARP)
May 12, 2004 Dan Hallett (Dan Hallett and Assoc. Inc.)
May 2, 2004 W. Sian B. Brown (Mackenzie Mutual Funds)
April 23, 2004 Thomas S. Caldwell (Caldwell Securities Ltd.)
April 19, 2004 Peter J. Moulson
April 16, 2004 Borden Ladner Gervais
April 16, 2004 Osler, Hoskin & Harcourt
April 14, 2004 Louis Chartrain (Desjardins)
April 14, 2004 Michael Beswick
April 14, 2004 Securities Law Subcommittee of the Business Law Section of the Ontario Bar Association
April 12, 2004 Judy Goldring
April 9, 2004 Glorianne Stromberg
April 9, 2004 Michael Peers
April 8, 2004 Diane A. Urquhart
April 8, 2004 Don S. Panchuk (Phillips, Hager & North Investment Management Ltd.)
April 8, 2004 Edgar Legzdins (BMO Investments Inc.)
April 8, 2004 Joe Yassi (Primerica)
April 8, 2004 John W. Murray (IFIC)
April 8, 2004 Mark D. Pratt (RBC Law Group)
April 8, 2004 Martin T. Guest (Fidelity Investments Canada Limited)
April 8, 2004 Rober G. Weppler (Elliot & Page Limited)
April 8, 2004 Robert F. MacLellan (TD Asset Management Inc.)
April 8, 2004 Steve Rostowsky (GGOF)
April 8, 2004 W. Terrence Wright, Q.C. (Investors Group)
April 7, 2004 John S. Rayner & Robert C. White (TMI)
April 7, 2004 Warren Law (Canadian Bankers Association)
April 6, 2004 David L. Yu & Linda L. Rittenhouse (AIMR)
April 6, 2004 J.C. Massar (Capital International)
April 6, 2004 Karen J. Fisher (Scotia Securities)
April 6, 2004 Robert Kyle (Small Investors Protection Association)
April 6, 2004 Robert M. Fabes (Toronto Stock Exchange)
April 5, 2004 Alan Kaplan (Ryerson University)
April 5, 2004 Gerry Rocchi (Barclays Global Investors Canada Limited)
April 5, 2004 Jerry Greenfield
April 5, 2004 Michael A. Meighen, QC, Chairman (On behalf of the Independent Governors of The Cundill Funds)
April 5, 2004 Oliver Murray (Brandes Investment Partners & Co.)
March 31, 2004 Patrick Walsh
March 22, 2004 Stan Buell
March 21, 2004 Andy Lamm
March 21, 2004 John Finnie
March 21, 2004 M. Haynes
March 21, 2004 Michael Gordon
March 9, 2004 Simon Romano (Stikeman Elliot)
June 7, 2002 Michael Beswick   (referenced in above letter)