| February 13, 2020 |
1832 Asset Management L.P. |
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| January 30, 2020 |
Accelerate Financial Technologies Inc. |
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| February 20, 2020 |
Addenda Capital Inc. |
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| January 23, 2020 |
Aethon Minerals Corporation |
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| February 20, 2020 |
AGF Investments Inc. |
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| January 3, 2020 |
AGF Investments Inc. |
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| January 16, 2020 |
AGF Investments Inc. |
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| March 5, 2020 |
AGF Investments Inc. and the Terminating Funds |
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| March 26, 2020 |
Agrifoods International Cooperative Ltd. |
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| February 27, 2020 |
American Hotel Income Properties REIT LP |
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| March 5, 2020 |
Andlauer Healthcare Group Inc. |
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| February 24, 2020 |
Arie Papernick |
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| January 3, 2020 |
Authorization Order – s. 3.5(3) |
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| January 30, 2020 |
Authorization Order – s. 3.5(3) |
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| January 23, 2020 |
Avesoro Resources Inc. |
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| January 16, 2020 |
Barkerville Gold Mines Ltd. |
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| January 3, 2020 |
BDO Canada LLP |
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| February 6, 2020 |
Biosenta Inc. |
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| February 13, 2020 |
BlackRock Asset Management Canada Limited |
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| January 23, 2020 |
Blackrock Asset Management Canada Limited and Blackrock Financial Management, Inc. – s. 80 of the CFA |
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| January 3, 2020 |
Bloomberg Trading Facility Limited – s. 144 |
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| January 23, 2020 |
BMO Investments Inc. |
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| March 19, 2020 |
BNP Paribas Securities India PVT. LTD. – s. 38 of the CFA and s. 6.1 of OSC Rule 91-502 Trades in Recognized Options |
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| February 20, 2020 |
Brent (BC) Participation S.À R.L. |
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| February 27, 2020 |
Brent (BC) Participation S.À R.L. – Notice of Correction |
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| March 19, 2020 |
Brookfield Infrastructure Partners L.P. and Brookfield Infrastructure Corporation |
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| March 26, 2020 |
Brookfield Infrastructure Partners L.P., and Brookfield Infrastructure Corporation |
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| February 27, 2020 |
Bruce Power L. P. |
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| January 9, 2020 |
Caldwell Investment Management Ltd. |
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| January 30, 2020 |
Canada Cannabis Corporation et al. |
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| January 30, 2020 |
CannaRoyalty Corp. dba Origin House |
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| February 27, 2020 |
CannaRoyalty Corp. DBA Origin House – s. 1(6) of the OBCA |
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| January 23, 2020 |
Capital International Asset Management (Canada), Inc. |
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| February 13, 2020 |
Cautivo Mining Inc. |
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| February 20, 2020 |
Cautivo Mining Inc. – s. 1(6) of the OBCA |
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| March 19, 2020 |
Central 1 Credit Union |
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| January 30, 2020 |
Chemtrade Electrochem Inc. |
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| January 9, 2020 |
CI Investments |
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| March 26, 2020 |
CI Investments Inc. |
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| March 19, 2020 |
CI Investments Inc. |
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| March 26, 2020 |
CI Investments Inc. |
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| January 9, 2020 |
CI Investments Inc. |
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| March 19, 2020 |
CI Investments Inc. |
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| January 30, 2020 |
Connor, Clark & Lunn Funds Inc. et al. |
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| January 9, 2020 |
Contact Gold Corp. |
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| March 26, 2020 |
Continental Gold Inc. |
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| January 3, 2020 |
Cresco Labs Inc. and Canaccord Genuity Corp. |
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| January 16, 2020 |
David Randall Miller – ss. 127, 127.1 |
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| February 20, 2020 |
Detour Gold Corporation |
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| January 9, 2020 |
Donna Hutchinson et al. – ss. 127(1), 127.1 |
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| January 9, 2020 |
Dream Global Real Estate Investment Trust |
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| February 20, 2020 |
DTR LLC |
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| February 27, 2020 |
DTR LLC - Notice of Correction |
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| March 5, 2020 |
E D & F Man Capital Markets Limited and E D & F Man Capital Markets Inc. – s. 38 of the CFA and s. 6.1 of Rule 91-502 Trades in Recognized Options |
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| January 3, 2020 |
Enthusiast Gaming Properties Inc. |
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| January 9, 2020 |
EquiLend Canada Corp. |
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| February 27, 2020 |
Eurex Clearing AG – ss. 144, 147 |
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| January 30, 2020 |
Firm Capital American Realty Partners Corp. |
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| January 16, 2020 |
First Capital Realty Inc. |
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| January 16, 2020 |
First Capital Realty Inc. – s. 1(6) of the OBCA |
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| February 13, 2020 |
Fortrade Canada Ltd. |
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| January 23, 2020 |
Franklin Templeton Investments Corp. |
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| January 23, 2020 |
Frontenac Mortgage Investment Corporation |
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| February 6, 2020 |
GDI Integrated Facility Services Inc. |
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| March 19, 2020 |
GGO Gold Corp. (formerly Explor Resources Inc.) |
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| January 16, 2020 |
Globevest Capital Ltd. and Globevest Capital Secured Put Writing Fund |
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| March 19, 2020 |
Graham Capital Management, L.P. – s. 80 of the CFA |
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| March 26, 2020 |
Granite Oil Corp. |
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| March 19, 2020 |
Great Canadian Gaming Corporation |
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| February 6, 2020 |
Greenbank Capital Inc. |
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| February 27, 2020 |
Guardian Capital LP |
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| February 27, 2020 |
Harvest Health & Recreation Inc. |
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| March 12, 2020 |
Horizons ETFs Management (Canada) Inc. |
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| February 6, 2020 |
Horizons ETFs Management (Canada) Inc. and Horizons Emerging Marijuana Growers Index ETF |
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| February 27, 2020 |
Horizons ETFs Management (Canada) Inc. et al. |
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| March 12, 2020 |
Horizons ETFS Management (Canada) Inc. et al. |
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| January 9, 2020 |
Horizons ETFS Management (Canada) Inc. et al. |
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| March 12, 2020 |
HSBC Global Asset Management (Canada) Limited |
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| February 6, 2020 |
HSCB Securities (USA) Inc. – s. 38 of the CFA 1201 |
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| February 20, 2020 |
I.G. Investment Management, Ltd. |
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| March 5, 2020 |
IA Clarington Investments Inc. |
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| March 19, 2020 |
IA Clarington Investments Inc. |
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| February 6, 2020 |
Impala Canada Ltd. |
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| February 20, 2020 |
Intertain Group Limited |
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| March 12, 2020 |
Intrinsyc Technologies Corporation |
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| January 23, 2020 |
Iplayco Corporation Ltd. |
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| February 7, 2020 |
Jonathan Covello |
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| January 30, 2020 |
Joseph Debus |
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| February 27, 2020 |
Landry Investment Management Inc. et al. |
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| February 27, 2020 |
Lightspeed POS Inc. |
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| March 26, 2020 |
Lysander Funds Limited and Canso Investment Counsel Ltd. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| January 30, 2020 |
Majd Kitmitto et al. |
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| January 9, 2020 |
Majd Kitmitto et al. |
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| February 27, 2020 |
Manulife Investment Management Limited |
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| January 9, 2020 |
McElvaine Investment Management Ltd. and The McElvaine Investment Trust |
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| March 12, 2020 |
MD Financial Management Inc. |
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| January 16, 2020 |
Melcor Real Estate Investment Trust |
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| January 27, 2020 |
Merit Valor Capital Asset Management Corporation |
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| January 23, 2020 |
Mexican Gold Corp. – s. 4(b) of the Regulation |
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| February 27, 2020 |
Middlefield Global Real Asset Fund |
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| January 23, 2020 |
Miner Edge Inc. et al. – ss. 127, 127.1 |
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| February 20, 2020 |
MOAG Copper Gold Resources Inc. et al. |
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| January 9, 2020 |
Mogo Finance Technology Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| January 16, 2020 |
Money Gate Mortgage Investment Corporation et al. |
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| January 30, 2020 |
Money Gate Mortgage Investment Corporation et al. |
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| March 26, 2020 |
National Bank Investments Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| March 12, 2020 |
Natixis Investment Managers Canada LP |
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| January 23, 2020 |
Neurocords Corporation |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| January 9, 2020 |
NSR Resources Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| February 20, 2020 |
Organigram Holdings Inc. et al. |
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| February 13, 2020 |
Ovintiv Inc. |
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| February 20, 2020 |
Ovintiv Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| January 16, 2020 |
Partners Real Estate Investment Trust |
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| January 23, 2020 |
Pengrowth Energy Corporation |
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| January 9, 2020 |
PKM Canada Limited |
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| January 3, 2020 |
Portland Investment Counsel Inc. |
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| March 19, 2020 |
Portland Investment Counsel Inc. et al. |
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| March 12, 2020 |
Posera Ltd. |
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| January 30, 2020 |
Quad/Graphics, Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| January 9, 2020 |
R.J. O’Brien & Associates Canada Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| February 27, 2020 |
RBC Global Asset Management Inc. and RBC Global Asset Management (UK) Limited – ss. 78(1), 80 of the CFA |
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| March 10, 2020 |
RWS Capital Services Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.DirectorsDecision;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| January 3, 2020 |
Sean Daley and Kevin Wilkerson – ss. 127, 127.1 |
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| February 20, 2020 |
Sean Daley et al. – ss. 127(8), 127(1) |
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| March 26, 2020 |
Strongco Corporation |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| January 30, 2020 |
Sun Life Capital Trust II |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| January 30, 2020 |
Sun Life Global Investments (Canada) Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| February 20, 2020 |
Sun Life Global Investments (Canada) Inc. |
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| January 30, 2020 |
Telecom Italia S.p.A. (also named TIM S.p.A.) |
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| March 12, 2020 |
Temple Hotels Inc. |
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| January 3, 2020 |
The Catalyst Capital Group Inc. et al. – s.127 |
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| March 26, 2020 |
Tralucent Asset Management Inc. |
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| February 6, 2020 |
UMG Media Ltd. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| March 12, 2020 |
VersaPay Corporation |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| January 16, 2020 |
Vertex One Asset Management Inc. et al. |
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| January 23, 2020 |
Vertex One Asset Management Inc. et al. |
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| January 9, 2020 |
Vision Capital Corporation and Vision Alternative Income Fund |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| March 19, 2020 |
Vision Capital Corporation and Vision Market Neutral Alternative Fund |
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| January 3, 2020 |
VRK Forex & Investments Inc. and Radhakrishna Namburi – ss. 127, 127.1 |
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| January 30, 2020 |
WestJet Airlines Ltd. |
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| January 30, 2020 |
WisdomTree Asset Management Canada, Inc. et al. |
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