| September 3, 2020 |
1832 Asset Management L.P. et al. |
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| July 24, 2020 |
1832 Asset Management L.P. et al. |
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| February 13, 2020 |
1832 Asset Management L.P. |
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| May 21, 2020 |
Abacus Health Products, Inc. |
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| January 30, 2020 |
Accelerate Financial Technologies Inc. |
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| February 20, 2020 |
Addenda Capital Inc. |
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| May 14, 2020 |
Advantage Lithium Corp. |
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| September 10, 2020 |
Aequitas Innovations Inc. and Neo Exchange Inc. – ss. 21, 144 |
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| January 23, 2020 |
Aethon Minerals Corporation |
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| February 20, 2020 |
AGF Investments Inc. |
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| January 3, 2020 |
AGF Investments Inc. |
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| January 16, 2020 |
AGF Investments Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| March 5, 2020 |
AGF Investments Inc. and the Terminating Funds |
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| March 26, 2020 |
Agrifoods International Cooperative Ltd. |
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| August 20, 2020 |
Alchemist Mining Incorporated |
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| June 18, 2020 |
Algonquin Power & Utilities Corp. – s. 5.1 of OSC Rule 48-501 |
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| July 9, 2020 |
Algonquin Power & Utilities Corp. et al. |
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| July 30, 2020 |
Alio Gold Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| February 27, 2020 |
American Hotel Income Properties REIT LP |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| March 5, 2020 |
Andlauer Healthcare Group Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| June 4, 2020 |
Aphria Inc. et al. |
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| February 24, 2020 |
Arie Papernick |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.DirectorsDecision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| June 11, 2020 |
Arrow Capital Management Inc. and Arrow EC Income Advantage Alternative Fund |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| July 16, 2020 |
Arrow Capital Management Inc. et al. |
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| June 4, 2020 |
Arrow Capital Management Inc. et al. |
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| January 30, 2020 |
Authorization Order – s. 3.5(3) |
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| September 2, 2020 |
Authorization Order – s. 3.5(3) |
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| September 2, 2020 |
Authorization Order – s. 3.5(3) |
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| September 3, 2020 |
Authorization Order – s. 3.5(3) |
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| January 3, 2020 |
Authorization Order – s. 3.5(3) |
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| August 6, 2020 |
Auxly Cannabis Group Inc. and AltaCorp Capital Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions;OrdersRulingsDecisions:Process;OrdersRulingsDecisions:Process.ApplicationExemptiveRelief |
| January 23, 2020 |
Avesoro Resources Inc. |
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| April 9, 2020 |
B2C2 OTC Ltd |
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| June 25, 2020 |
Balmoral Resources Ltd. |
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| August 13, 2020 |
Bannerman Resources Limited |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| January 16, 2020 |
Barkerville Gold Mines Ltd. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| January 3, 2020 |
BDO Canada LLP |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| February 6, 2020 |
Biosenta Inc. |
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| February 13, 2020 |
BlackRock Asset Management Canada Limited |
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| January 23, 2020 |
Blackrock Asset Management Canada Limited and Blackrock Financial Management, Inc. – s. 80 of the CFA |
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| September 3, 2020 |
BlackRock Asset Management Canada Limited and BlackRock Institutional Trust Company, N.A. – s. 80 of the CFA |
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| January 3, 2020 |
Bloomberg Trading Facility Limited – s. 144 |
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| September 17, 2020 |
BMO Asset Management Inc. |
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| January 23, 2020 |
BMO Investments Inc. |
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| March 19, 2020 |
BNP Paribas Securities India PVT. LTD. – s. 38 of the CFA and s. 6.1 of OSC Rule 91-502 Trades in Recognized Options |
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| May 14, 2020 |
Brandes Investment Partners & Co. et al |
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| February 20, 2020 |
Brent (BC) Participation S.À R.L. |
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| February 27, 2020 |
Brent (BC) Participation S.À R.L. – Notice of Correction |
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| April 30, 2020 |
Brookfield Infrastructure Corporation and Brookfield Asset Management Inc. |
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| March 19, 2020 |
Brookfield Infrastructure Partners L.P. and Brookfield Infrastructure Corporation |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| March 26, 2020 |
Brookfield Infrastructure Partners L.P., and Brookfield Infrastructure Corporation |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| June 25, 2020 |
Brookfield Renewable Partners L.P. and Brookfield Renewable Corporation |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| February 27, 2020 |
Bruce Power L. P. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| July 8, 2020 |
Bruce Power L.P. and Bruce Power Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.DirectorsOrder;OrdersRulingsDecisions:OrdersRulingsDecisions |
| January 9, 2020 |
Caldwell Investment Management Ltd. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions;OrdersRulingsDecisions:Process;OrdersRulingsDecisions:Process.ApplicationExemptiveRelief |
| July 30, 2020 |
CalRock Brokers Inc. – s. 38 of the CFA and s. 6.1 of Rule 91-502 Trades in Recognized Options |
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| January 30, 2020 |
Canada Cannabis Corporation et al. |
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| June 4, 2020 |
Canada Life Capital Trust |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| September 10, 2020 |
CanDeal.ca Inc. et al. – s. 144 |
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| January 30, 2020 |
CannaRoyalty Corp. dba Origin House |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| February 27, 2020 |
CannaRoyalty Corp. DBA Origin House – s. 1(6) of the OBCA |
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| July 9, 2020 |
Canoe Financial LP and Canoe Global All Cap Class |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| June 4, 2020 |
Canopy Growth Corporation |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| January 23, 2020 |
Capital International Asset Management (Canada), Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| February 13, 2020 |
Cautivo Mining Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| February 20, 2020 |
Cautivo Mining Inc. – s. 1(6) of the OBCA |
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| March 19, 2020 |
Central 1 Credit Union |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| June 4, 2020 |
Chartwell Retirement Residences and BMO Nesbitt Burns Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| January 30, 2020 |
Chemtrade Electrochem Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| May 7, 2020 |
Chinook Energy Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| July 2, 2020 |
Chou Associates Management Inc. and Chou Associates Fund |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| July 16, 2020 |
Chou Associates Management Inc. et al. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| January 9, 2020 |
CI Investments |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions;OrdersRulingsDecisions:Process;OrdersRulingsDecisions:Process.ApplicationExemptiveRelief |
| March 26, 2020 |
CI Investments Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| March 19, 2020 |
CI Investments Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| January 9, 2020 |
CI Investments Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| March 26, 2020 |
CI Investments Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| September 3, 2020 |
CI Investments Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| March 19, 2020 |
CI Investments Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| September 17, 2020 |
CI Investments Inc. and CI First Asset U.S. Trendleaders Index ETF |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| June 18, 2020 |
CI Investments Inc. et al. |
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| July 9, 2020 |
CIH Financial LLC |
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| September 3, 2020 |
CME Amsterdam B.V. – s. 147 |
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| September 10, 2020 |
CNSX Markets Inc. – ss. 21, 144 |
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| January 30, 2020 |
Connor, Clark & Lunn Funds Inc. et al. |
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| January 9, 2020 |
Contact Gold Corp. |
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| March 26, 2020 |
Continental Gold Inc. |
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| April 2, 2020 |
Continental Gold Inc. – s. 1(6) of the OBCA |
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| June 11, 2020 |
Core Gold Inc. |
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| June 25, 2020 |
Correvio Pharma Corp. |
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| April 23, 2020 |
Counsel Portfolio Services Inc. and Mackenzie Financial Corporation |
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| April 8, 2020 |
Creditex |
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| January 3, 2020 |
Cresco Labs Inc. and Canaccord Genuity Corp. |
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| January 16, 2020 |
David Randall Miller – ss. 127, 127.1 |
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| February 20, 2020 |
Detour Gold Corporation |
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| January 9, 2020 |
Donna Hutchinson et al. – ss. 127(1), 127.1 |
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| January 9, 2020 |
Dream Global Real Estate Investment Trust |
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| February 20, 2020 |
DTR LLC |
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| February 27, 2020 |
DTR LLC - Notice of Correction |
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| July 23, 2020 |
Fidelity Investments Canada ULC |
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| March 5, 2020 |
E D & F Man Capital Markets Limited and E D & F Man Capital Markets Inc. – s. 38 of the CFA and s. 6.1 of Rule 91-502 Trades in Recognized Options |
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| July 9, 2020 |
EdgeHill Partners et al. |
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| January 3, 2020 |
Enthusiast Gaming Properties Inc. |
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| January 9, 2020 |
EquiLend Canada Corp. |
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| August 27, 2020 |
ESW Capital, LLC and Optiva Inc. – s. 104 |
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| April 16, 2020 |
Eurex Clearing AG |
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| February 27, 2020 |
Eurex Clearing AG – ss. 144, 147 |
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| April 16, 2020 |
Fidelity Prime Financing LLC |
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| July 16, 2020 |
Fiera Investments LP et al. |
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| January 30, 2020 |
Firm Capital American Realty Partners Corp. |
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| September 3, 2020 |
First Avenue Investment Counsel Inc. |
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| January 16, 2020 |
First Capital Realty Inc. |
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| January 16, 2020 |
First Capital Realty Inc. – s. 1(6) of the OBCA |
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| February 13, 2020 |
Fortrade Canada Ltd. |
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| January 23, 2020 |
Franklin Templeton Investments Corp. |
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| September 3, 2020 |
Franklin Templeton Investments Corp. and Templeton Growth Fund |
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| September 3, 2020 |
Franklin Templeton Investments Corp. et al. |
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| January 23, 2020 |
Frontenac Mortgage Investment Corporation |
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| February 6, 2020 |
GDI Integrated Facility Services Inc. |
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| August 20, 2020 |
Georgeson Shareholder Communications Canada Inc. |
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| March 19, 2020 |
GGO Gold Corp. (formerly Explor Resources Inc.) |
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| January 16, 2020 |
Globevest Capital Ltd. and Globevest Capital Secured Put Writing Fund |
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| April 30, 2020 |
Golden Queen Mining Consolidated Ltd. |
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| June 25, 2020 |
Goldman Sachs Asset Management, L.P. et al. – ss. 78(1), 80 of the CFA |
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| April 23, 2020 |
Goodman & Company, Investment Counsel Inc. and CMP 2020 Resource Limited Partnership |
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| March 19, 2020 |
Graham Capital Management, L.P. – s. 80 of the CFA |
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| March 26, 2020 |
Granite Oil Corp. |
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| March 19, 2020 |
Great Canadian Gaming Corporation |
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| August 27, 2020 |
Green Rise Capital Corporation – s. 9.1 of MI 61-101 and s. 6.1 of NI 62-104 |
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| February 6, 2020 |
Greenbank Capital Inc. |
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| February 27, 2020 |
Guardian Capital LP |
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| June 4, 2020 |
Guardian Capital LP and Guardian Strategic Income Fund |
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| July 23, 2020 |
Guardian Capital LP et al. |
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| May 28, 2020 |
Hamilton Capital Partners Inc. et al. |
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| June 11, 2020 |
Hamilton Capital Partners Inc. et al. |
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| February 27, 2020 |
Harvest Health & Recreation Inc. |
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| July 2, 2020 |
Harvest Operations Corp. |
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| July 9, 2020 |
Heron Resources Limited – s. 1(10)(a)(ii) |
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| July 16, 2020 |
HEXO Corp. et al. |
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| April 23, 2020 |
Horizon North Logistics Inc. |
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| August 20, 2020 |
Horizons ETFs Management (Canada) Inc. |
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| March 12, 2020 |
Horizons ETFs Management (Canada) Inc. |
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| February 6, 2020 |
Horizons ETFs Management (Canada) Inc. and Horizons Emerging Marijuana Growers Index ETF |
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| August 27, 2020 |
Horizons ETFs Management (Canada) Inc. and Horizons Global Risk Parity ETF |
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| February 27, 2020 |
Horizons ETFs Management (Canada) Inc. et al. |
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| January 9, 2020 |
Horizons ETFS Management (Canada) Inc. et al. |
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| March 12, 2020 |
Horizons ETFS Management (Canada) Inc. et al. |
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| September 3, 2020 |
HSBC Global Asset Management |
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| March 12, 2020 |
HSBC Global Asset Management (Canada) Limited |
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| July 30, 2020 |
HSBC Global Asset Management (Canada) Limited and HSBC Investment Funds (Canada) Inc. |
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| May 14, 2020 |
HSBC Global Asset Management (Canada) Limited and HSBC Mortgage Fund |
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| February 6, 2020 |
HSCB Securities (USA) Inc. – s. 38 of the CFA 1201 |
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| April 2, 2020 |
Hudson’s Bay Company |
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| June 4, 2020 |
I.G. Investment Management, Ltd. |
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| April 23, 2020 |
I.G. Investment Management, Ltd. |
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| February 20, 2020 |
I.G. Investment Management, Ltd. |
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| August 27, 2020 |
I.G. Investment Management, Ltd. |
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| April 2, 2020 |
I.G. Investment Management, Ltd. |
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| March 5, 2020 |
IA Clarington Investments Inc. |
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| March 19, 2020 |
IA Clarington Investments Inc. |
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| June 25, 2020 |
ICE Bonds Securities Corporation |
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| May 28, 2020 |
IMAX Corporation |
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| February 6, 2020 |
Impala Canada Ltd. |
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| July 2, 2020 |
Integra Resources Corp. – s. 4(b) of Ont. Reg. 289/00 under the OBCA |
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| February 20, 2020 |
Intertain Group Limited |
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| July 9, 2020 |
INTL FCstone Ltd. – s. 38 of the CFA |
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| August 13, 2020 |
INTL FCStone Markets LLC |
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| March 12, 2020 |
Intrinsyc Technologies Corporation |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| August 27, 2020 |
Investment Industry Regulatory Organization of Canada (IIROC) – s. 21.2.3 |
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| January 23, 2020 |
Iplayco Corporation Ltd. |
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| July 21, 2020 |
John Doe |
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| February 7, 2020 |
Jonathan Covello |
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| January 30, 2020 |
Joseph Debus |
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| July 2, 2020 |
Katanga Mining Limited |
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| February 27, 2020 |
Landry Investment Management Inc. et al. |
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| August 20, 2020 |
Lendified Holdings Inc. |
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| February 27, 2020 |
Lightspeed POS Inc. |
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| July 2, 2020 |
Loomis, Sayles & Company, L.P. – ss. 78(1), 80 of the CFA |
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| May 7, 2020 |
Lysander Funds Limited |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| March 26, 2020 |
Lysander Funds Limited and Canso Investment Counsel Ltd. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| May 7, 2020 |
Lysander Funds Limited and Lysander-Canso Credit Opportunities Fund |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| January 30, 2020 |
Majd Kitmitto et al. |
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| January 9, 2020 |
Majd Kitmitto et al. |
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| February 27, 2020 |
Manulife Investment Management Limited |
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| September 17, 2020 |
Manulife Investment Management Limited and Manulife Floating Rate Income Fund |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| July 16, 2020 |
Marex Spectron International Limited – s. 38 of the CFA |
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| January 9, 2020 |
McElvaine Investment Management Ltd. and The McElvaine Investment Trust |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| March 12, 2020 |
MD Financial Management Inc. |
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| January 16, 2020 |
Melcor Real Estate Investment Trust |
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| September 3, 2020 |
Mellon Investments Corporation – s. 80 of the CFA |
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| August 20, 2020 |
Mercer Global Investments Canada Limited |
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| January 27, 2020 |
Merit Valor Capital Asset Management Corporation |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.DirectorsDecision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| January 23, 2020 |
Mexican Gold Corp. – s. 4(b) of the Regulation |
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| April 22, 2020 |
Michael Forsey |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.DirectorsDecision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| February 27, 2020 |
Middlefield Global Real Asset Fund |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| January 23, 2020 |
Miner Edge Inc. et al. – ss. 127, 127.1 |
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| February 20, 2020 |
MOAG Copper Gold Resources Inc. et al. |
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| January 9, 2020 |
Mogo Finance Technology Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| January 30, 2020 |
Money Gate Mortgage Investment Corporation et al. |
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| January 16, 2020 |
Money Gate Mortgage Investment Corporation et al. |
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| September 10, 2020 |
Nasdaq CXC Limited and Ensoleillement Inc. – ss. 21, 144 |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| March 26, 2020 |
National Bank Investments Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| April 2, 2020 |
National Bank Investments Inc. |
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| April 16, 2020 |
National Financial Services LLC |
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| March 12, 2020 |
Natixis Investment Managers Canada LP |
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| May 28, 2020 |
NCM Asset Management Ltd. |
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| June 11, 2020 |
NCM Asset Management Ltd. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| May 21, 2020 |
NCM Asset Management Ltd. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| April 9, 2020 |
NCM Asset Management Ltd. et al. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| January 23, 2020 |
Neurocords Corporation |
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| June 4, 2020 |
New Jersey Mining Company |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| August 20, 2020 |
Ninepoint Partners LP |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| July 30, 2020 |
Ninepoint Partners LP and Ninepoint Enhanced Balanced Fund |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| September 10, 2020 |
Nord Gold S.E. and Cardinal Resources Limited |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions;OrdersRulingsDecisions:Process;OrdersRulingsDecisions:Process.ApplicationExemptiveRelief;RSS:OrdersRulingsDecisions |
| July 30, 2020 |
Novelion Therapeutics Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| January 9, 2020 |
NSR Resources Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| April 16, 2020 |
MBMI Resources Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| February 20, 2020 |
Organigram Holdings Inc. et al. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| May 7, 2020 |
Organigram Holdings Inc. et al. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| May 28, 2020 |
Otis Gold Corp. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| July 23, 2020 |
OTT Financial Canada Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| February 13, 2020 |
Ovintiv Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| February 20, 2020 |
Ovintiv Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| June 5, 2020 |
PACE Securities Corp. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.DirectorsDecision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| April 23, 2020 |
Park Lawn Company Limited |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| January 16, 2020 |
Partners Real Estate Investment Trust |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| May 7, 2020 |
Pattern Energy Group Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| January 23, 2020 |
Pengrowth Energy Corporation |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| August 20, 2020 |
Picton Mahoney Asset Management et al. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| January 9, 2020 |
PKM Canada Limited |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:OrdersRulingsDecisions |
| April 23, 2020 |
Portage Biotech Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| January 3, 2020 |
Portland Investment Counsel Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| March 19, 2020 |
Portland Investment Counsel Inc. et al. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| March 12, 2020 |
Posera Ltd. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| April 30, 2020 |
Priviti Capital Corporation |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| January 30, 2020 |
Quad/Graphics, Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| January 9, 2020 |
R.J. O’Brien & Associates Canada Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| June 29, 2020 |
Ramzee Tams |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.DirectorsDecision;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:OrdersRulingsDecisions |
| April 23, 2020 |
RBC Global Asset Management Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| February 27, 2020 |
RBC Global Asset Management Inc. and RBC Global Asset Management (UK) Limited – ss. 78(1), 80 of the CFA |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions |
| July 9, 2020 |
Remgro Limited |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| July 23, 2020 |
Return On Innovation Advisors Ltd. et al. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| July 9, 2020 |
RMB Holdings Limited |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Decision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| March 10, 2020 |
RWS Capital Services Inc. |
Format:HTML;OrdersRulingsDecisions:Category1;OrdersRulingsDecisions:Category1.OrdersRulingsDecisions;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.DirectorsDecision;OrdersRulingsDecisions:OrdersRulingsDecisions |
| May 28, 2020 |
General Order – Ontario Instrument 45-505 Relief in respect of the Distribution of Securities through a Funding Portal Operated by Silver Maple Ventures Inc. |
Format:HTML;Instruments:CSANumberingSystem;Instruments:CSANumberingSystem.Category4;Instruments:Instrument;Instruments:Jurisdiction;Instruments:Jurisdiction.OSClocal;Instruments:PresentationCategory;Instruments:PresentationCategory.FinalApproved;Instruments:View;Instruments:View.Current;Instruments:View.Historical;OrdersRulingsDecisions:DocumentType;OrdersRulingsDecisions:DocumentType.Order;OrdersRulingsDecisions:OrdersRulingsDecisions;RSS:Instruments |
| May 7, 2020 |
SAIS Limited |
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| January 3, 2020 |
Sean Daley and Kevin Wilkerson – ss. 127, 127.1 |
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| February 20, 2020 |
Sean Daley et al. – ss. 127(8), 127(1) |
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| July 30, 2020 |
SEI Investments Canada Company and Richardson GMP Limited |
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| July 30, 2020 |
SEI Investments Canada Company and Richardson GMP Limited |
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| August 13, 2020 |
Semafo Inc. |
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| September 3, 2020 |
Seven Aces Limited |
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| September 17, 2020 |
Shandong Gold Mining (HongKong) Co., Limited and Cardinal Resources |
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| June 18, 2020 |
Slate Office REIT and BMO Nesbitt Burns Inc. |
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| June 18, 2020 |
Slate Retail REIT and BMO Nesbitt Burns Inc. |
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| August 13, 2020 |
Starlight Investments Capital LP |
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| April 9, 2020 |
Starlight Investments Capital LP |
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| April 30, 2020 |
State Street Global Markets International Limited – s. 147 |
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| May 7, 2020 |
Strad Inc. |
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| March 26, 2020 |
Strongco Corporation |
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| April 9, 2020 |
Strongco Corporation – s. 1(6) of the OBCA |
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| January 30, 2020 |
Sun Life Capital Trust II |
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| February 20, 2020 |
Sun Life Global Investments (Canada) Inc. |
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| April 30, 2020 |
Sun Life Global Investments (Canada) Inc. |
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| January 30, 2020 |
Sun Life Global Investments (Canada) Inc. |
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| May 7, 2020 |
Supreme Cannabis Company, Inc. and BMO Nesbitt Burns Inc. |
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| May 7, 2020 |
Sustainable Infrastructure Dividend Fund |
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| September 17, 2020 |
Sustainable Innovation & Health Dividend Fund |
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| August 13, 2020 |
TD Asset Management Inc. |
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| January 30, 2020 |
Telecom Italia S.p.A. (also named TIM S.p.A.) |
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| March 12, 2020 |
Temple Hotels Inc. |
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| January 3, 2020 |
The Catalyst Capital Group Inc. et al. – s.127 |
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| May 28, 2020 |
The Stars Group Inc. |
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| July 2, 2020 |
The Stars Group Inc. – s. 1(6) of the OBCA |
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| September 10, 2020 |
TMX Group Limited et al. – ss. 21, 144 |
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| August 27, 2020 |
Torstar Corporation – s. 1(6) of the OBCA |
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| March 26, 2020 |
Tralucent Asset Management Inc. |
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| May 5, 2020 |
Trevor Rosborough |
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| June 11, 2020 |
Trumid Financial, LLC – s. 15.1 of NI 21-101, s. 12.1 of NI 23-101, s. 10 of NI 23-103 |
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| April 2, 2020 |
Ultra Petroleum Corp. |
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| February 6, 2020 |
UMG Media Ltd. |
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| April 2, 2020 |
Venator Capital Management Ltd. and Venator Income Fund |
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| April 2, 2020 |
Venator Capital Management Ltd. and Venator Income Fund |
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| March 12, 2020 |
VersaPay Corporation |
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| January 16, 2020 |
Vertex One Asset Management Inc. et al. |
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| January 23, 2020 |
Vertex One Asset Management Inc. et al. |
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| January 9, 2020 |
Vision Capital Corporation and Vision Alternative Income Fund |
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| March 19, 2020 |
Vision Capital Corporation and Vision Market Neutral Alternative Fund |
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| July 9, 2020 |
Vox Royalty Corp. – s. 4(b) of Ont. Reg. 289/00 under the OBCA |
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| January 3, 2020 |
VRK Forex & Investments Inc. and Radhakrishna Namburi – ss. 127, 127.1 |
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| August 7, 2020 |
W. A. Robinson Asset Management Ltd. |
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| May 28, 2020 |
Waratah Capital Advisors Ltd. and Waratah Alternative ESG Fund |
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| August 20, 2020 |
Wealthsimple Digital Assets Inc. |
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| August 7, 2020 |
Wealthsimple Digital Assets Inc. |
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| May 7, 2020 |
Wellington Square Capital Partners Inc. and Wellington Square Advisors Inc. |
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| January 30, 2020 |
WestJet Airlines Ltd. |
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| April 30, 2020 |
Wheaton Precious Metals Corp. et al. |
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| January 30, 2020 |
WisdomTree Asset Management Canada, Inc. et al. |
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| September 17, 2020 |
WPT Industrial Real Estate Investment Trust |
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