* From left: Vice-Chair Mary Condon, Chair Howard Wetston, Executive Director Maureen Jensen, Vice-Chair James Turner

Welcome to the 2011
OSC Annual Report

The Ontario Securities Commission regulates today's innovative and complex capital markets by working to protect the interests of the investors and markets of Ontario. We are adapting in order to respond appropriately to developments and events in the markets, yet remain focused on investor protection, strong enforcement and proactive rulemaking.

More

 

Proactive Regulation

Ontario's capital markets have changed dramatically in recent years. The OSC is responding to the changing environment by modernizing Ontario's regulatory system to reflect the realities of the marketplace.

More

Enforcement Activity and Concluded Hearings

The OSC enforces securities laws to provide protection to investors and foster confidence in the capital markets. This section features data on the activities of the OSC Enforcement Branch in the various stages of the enforcement process, plus results of concluded settlement and contested hearings before the Commission.

More

Investor Protection

The OSC's primary focus is to protect the interests of the investors and capital markets of Ontario. The public interest is at the core of everything the OSC does, including the enforcement of securities laws, product regulation and the oversight of registered firms and individuals.

More