Droit des valeurs mobilières
Normes proposées, les règles et politiques
Cette partie du site Web contient un aperçu hebdomadaire des activités en cours de la CVMO en matière d'établissement de règles, de protocoles d'entente et d'établissement de politiques. L'aperçu des activités se compose de cinq sections :
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Liste des documents qui devrait publié pour des commentaires
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Cette section énumère les différents instruments qui devront être soumis pour des commentaires dans le trimestre à venir. Cette section sera mise à jour trimestriellement.
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| Numéro | Titre | date prévu pour la publication |
| 91-407 | Exemptions (Derivatives) | avril 2012 |
| 91-405 | Central Counterparty Clearing (Derivatives) | avril 2012 |
| 91-406 | Registration (Derivatives) | juin 2012 |
| 31-103 | Registration Requirements, Exemptions and Ongoing Registrant Obligations - Amendments (Cost Disclosure and Performance Reporting) | juin 2012 |
| 91-408 | Exchange and Platform Trading (OTC Derivatives) | juillet 2012 |
| 91-409 | Capital and Collateral (OTC Derivatives) | juillet 2012 |
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Normes actuellement affichées aux fins de commentaires du public
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Cette section dresse la liste de toutes les règles qui sont actuellement affichées aux fins de commentaires du public. Vous pouvez consulter les commentaires soumis pendant la période de commentaires en cours et les périodes précédentes à l'égard de chacune des règles énumérées ci-dessous en cliquant sur les liens correspondants.
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| Numéro | Titre | Date de publication | Fin de la période de commentaires |
| 45-401 | Review of Minimum Amount and Accredited Investor Exemptions | November 10, 2011 | February 29, 2012 |
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Période de commentaires du public terminée - Commentaires en cours d'examen
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La période de commentaires du public de chacune des règles énumérées dans la présente section est terminée. Les commentaires reçus pendant la période en question font actuellement l'objet d'un examen par la CVMO et le personnel des ACVM. Vous pouvez consulter tous les commentaires reçus pendant les périodes précédentes à l'égard de chacune des règles énumérées ci-dessous en cliquant sur les liens correspondants.
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| Numéro | Titre | Date de publication | Fin de la période de commentaires |
| NI 41-101 | Proposed Pre-Marketing and Marketing Amendments to Prospectus Rules – Proposed Amendments to NI 41-101 General Prospectus Requirements and Companion Policy 41-101CP (includes proposed amendments to NP 41-201 Income Trusts and Other Indirect Offerings, NI 44-101 Short Form Prospectus Distributions and Companion Policy 44-101CP, CP 44-102 to NI 44-102 Shelf Distributions, NP 47-201 Trading Securities Using the Internet and other Electronic Means) Comments Received |
November 25, 2011 | February 23, 2012 |
| 91-403 | Surveillance and Enforcement | November 25, 2011 | January 25, 2012 |
| NI 41-101 | Scholarship Plan Prospectus Form – Proposed Amendments to NI 41-101 General Prospectus Requirements and Form 41-101F2 Information Required in an Investment Fund Prospectus, Proposed Form 41-101F3 Information Required in a Scholarship Plan Prospectus and Amendments to Companion Policy 41-101CP Comments Received |
November 25, 2011 | January 24, 2012 |
| 15-704 | Proposed Enforcement Initiatives Comments Received |
October 21, 2011 | January 16, 2012 |
| NI 81-101 | Mutual Fund Prospectus Disclosure - Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds Comments Received |
August 12, 2011 | November 10, 2011 |
| NA | Maple Group Acquisition Corporation Comments Received |
October 7, 2011 | November 7, 2011 |
| NI 51-103 | Ongoing governance and disclosure requirements for venture issuers [includes consequential amendments to: NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions, NI 45-106 Prospectus and Registration Exemptionsand related consequential amendments] Comments Received |
July 29, 2011 | October 27, 2011 |
| 51-802 | Implementing National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers (tied to NI 51-103) [includes consequential amendments to OSC Rule 13-502 Fees, OSC Rule 51-801 Implementing NI 51-102 Continuous Disclosure Obligations,and OSC Rule 62-504 Take-Over Bids and Issuer Bids] | July 29, 2011 | October 27, 2011 |
| NI 41-101 | General Prospectus Requirements - Amendments (includes consequential amendments to NI 81-101, NI 52-107, NI 51-102 and NI 13-101) Comments Received |
July 15, 2011 | October 14, 2011 |
| NI 44-101 | Short Form Prospectus Distributions - Amendments | July 15, 2011 | October 14, 2011 |
| NI 44-102 | Shelf Distributions - Amendments | July 15, 2011 | October 14, 2011 |
| NI 31-103 | Registration Requirements and Exemptions - Amendments (Cost Disclosure and Performance Reporting) Comments Received |
June 22, 2011 | September 23, 2011 |
| 91-402 | CSA Consultation Paper - Derivatives:Trade Repositories Comments Received |
June 23, 2011 | September 12, 2011 |
| NI 41-103 | Supplementary Prospectus Disclosure Requirements for Asset-Backed Securities and Other Securitized Products Comments Received |
April 1, 2011 | August 31, 2011 |
| NI 45-102 | Resale of Securities (Amendments tied to NI 41-103 and NI 51-106) Comments Received |
April 1, 2011 | August 31, 2011 |
| NI 45-106 | Prospectus and Registration Exemptions (Amendments) (tied to NI 41-103 and NI 51-106) Comments Received |
April 1, 2011 | August 31, 2011 |
| NI 51-106 | Continuous Disclosure Requirements for Asset-Backed Securities and Other Securitized Products Comments Received |
April 1, 2011 | August 31, 2011 |
| NI 52-109 | Certification of Disclosure in Issuers' Annual and Interim Filings (Amendments tied to NI 41-103 and NI 51-106) Comments Received |
April 1, 2011 | August 31, 2011 |
| NI 54-101 | Communication with Beneficial Owners of Securities of a Reporting Issuer - Amendments (Second Publication) Comments Received |
June 17, 2011 | August 16, 2011 |
| 81-322 | Status Report on the Implementation of the Modernization of Investment Fund Product Regulation Project and Request for Comment Comments Received |
May 26, 2011 | July 25, 2011 |
| TMX Group Inc. and TSX Inc. - Proposed Transaction with London Stock Exchange Group PLC Comments Received |
May 13, 2011 | June 29, 2011 | |
| NI 21-101 | Marketplace Operation - Amendments Comments Received |
March 18, 2011 | June 16, 2011 |
| NI 23-101 | Trading Rules - Amendments Comments Received |
March 18, 2011 | June 16, 2011 |
| NI 23-103 | Electronic Trading and Direct Electronic Access to Marketplaces (ETR) Comments Received |
April 8, 2011 | July 8, 2011 |
| Application for Recognition of Alpha Trading Systems Limited Partnership and Alpha Exchange Inc. as an Exchange | April 15, 2011 | May 30, 2011 | |
| NP 11-205 | Process for Designation as a Designated Rating Organization in Multiple Jurisdictions (related to proposed NI 25-101 Designated Rating Organizations) | March 18, 2011 | May 17, 2011 |
| NI 25-101 | Designated Rating Organizations Comments Received |
March 18, 2011 | May 17, 2011 |
| 54-701 | Regulatory Developments Regarding Shareholder Democracy Issues Comments Received |
January 10, 2011 | March 31, 2011 |
| 91-401 | Over the Counter Derivatives Regulation in Canada Comments Received |
November 2, 2010 | January 14, 2011 |
| NI 31-103 | Registration Requirements and Exemptions – Amendments (Registration of Non-Resident Investment Fund Managers) Comments Received |
October 15, 2010 | January 13, 2011 |
| 31-320 | Additional Request for Comment on Proposed Exemptions from Investment Fund Manager Registration Requirement for International and Certain Domestic Investment Fund Managers | October 15, 2010 | January 13, 2011 |
| NI 81-102 | Mutual Funds - Amendments (includes consequential amendments to NI 41-101 General Prospectus Requirements and NI 81-101 Mutual Fund Prospectus Disclosure) Comments Received |
June 25, 2010 | September 24, 2010 |
| NI 81-106 | Investment Fund Continuous Disclosure - Amendments | June 25, 2010 | September 24, 2010 |
| NI 41-101 | General Prospectus Requirements - Prospectus Form Amendments) Comments Received |
March 24, 2010 | June 22, 2010 |
| NI 81-106 | IFRS-related amendments for Investment Funds Investment Funds Continuous Disclosure – Amendments [includes consequential amendments to: Form 41-101F2 Information Required in an Investment Fund Prospectus 81-101 Mutual Fund Prospectus Disclosure Form 81-101F1 Contents of Simplified Prospectus Companion Policy 81-101CP to NI 81-101 Mutual Fund Prospectus Disclosure 81-102 Mutual Funds 81-104 Commodity Pools 81-801 Implementing NI 81-106 Investment Funds Continuous Disclosure] Comments Received |
October 16, 2009 | January 14, 2010 |
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Normes transmises au ministre pendant une période de 60 jours aux fins d'examen et de décision
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La présente section énumère toutes les règles qui sont actuellement entre les mains du ministre responsable de la CVMO aux fins d'examen et de décision et précise pour chacune la fin de la période d'examen de 60 jours.
Dans les 60 jours suivant la remise par la Commission d'une règle au ministre, ce dernier doit l'approuver, la rejeter ou la retourner à la Commission pour réexamen. Si le ministre n'approuve pas la règle, ne la rejette pas ou ne la retourne pas à la Commission, elle entre en vigueur 15 jours après la fin de la période de 60 jours à moins que la règle ne précise une date ultérieure, auquel cas elle prend effet à la date ainsi précisée. Vous pouvez consulter la version de la norme qui a été présentée au ministre aux fins d'examen et de décision en cliquant sur les liens ci-dessous. |
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| Numéro | Titre | Décision du ministre requise avant le |
| NI 31-103 | Registration Requirements, Exemptions and Ongoing Registrant Obligations - SRO Amendments | January 24, 2012 |
