Instruments, Rules & Policies http://www.osc.gov.on.ca/ Instruments, Rules and Policies en-us Fri, 20 Nov 2009 10:44:39 ET http://blogs.law.harvard.edu/tech/rss Management Server 9.0 <![CDATA[CSA Staff Notice: 51-331 - Report on Staff’s Review of Executive Compensation Disclosure]]> http://www.osc.gov.on.ca/en/SecuritiesLaw_csa_20091120_51-331_rpt-ecd.htm Fri, 20 Nov 2009 00:00:00 ET 69E2492164D1439BBF705D99F4D736F8 <![CDATA[CSA Staff Notice: 51-330 - Guidance Regarding the Application of Forward-looking Information Requirements under NI 51-102 Continuous Disclosure Obligations]]> http://www.osc.gov.on.ca/en/SecuritiesLaw_csa_20091120_51-330_forward-looking.htm Fri, 20 Nov 2009 00:00:00 ET 69E2492164D1439BBF705D99F4D736F8 <![CDATA[Proposed Amendments: NI 24-101 Institutional Trade Matching and Settlement and Companion Policy 24-101CP Institutional Trade Matching and Settlement]]> http://www.osc.gov.on.ca/en/SecuritiesLaw_rule_20091030_24-101_pro-amd.htm Fri, 30 Oct 2009 00:00:00 ET 69E2492164D1439BBF705D99F4D736F8 <![CDATA[Notice and Request for Comments – Proposed Amendments to NI 81-106 Investment Fund Continuous Disclosure]]> http://www.osc.gov.on.ca/en/SecuritiesLaw_rule_20091016_81-106_invest-con-disc.htm Fri, 16 Oct 2009 00:00:00 ET 69E2492164D1439BBF705D99F4D736F8 <![CDATA[Proposed Amendments: OSC Rule 13-502 Fees]]> http://www.osc.gov.on.ca/en/SecuritiesLaw_rule_20091002_13-502_pro-amd.htm Fri, 02 Oct 2009 00:00:00 ET 69E2492164D1439BBF705D99F4D736F8 <![CDATA[Proposed Amendments: OSC Rule 13-503 - (Commodity Futures Act) Fees]]> http://www.osc.gov.on.ca/en/SecuritiesLaw_rule_20091002_13-503_pro-amd.htm Fri, 02 Oct 2009 00:00:00 ET 69E2492164D1439BBF705D99F4D736F8 <![CDATA[Unofficial Consolidated OSC Rule as of October 2, 2009: OSC Rule - 48-501 - Trading during Distributions, Formal Bids and Share Exchange Transactions]]> http://www.osc.gov.on.ca/en/SecuritiesLaw_rule_20091002_48-501_unofficial-consolidated.htm Fri, 02 Oct 2009 00:00:00 ET 69E2492164D1439BBF705D99F4D736F8 <![CDATA[Unofficial Consolidated Multilateral Instrument as of October 2, 2009: MI - 45-106 - Trades to Employees, Senior Officers, Directors and Consultants]]> http://www.osc.gov.on.ca/en/SecuritiesLaw_rule_20091002_45-801_unofficial-consolidated.htm Fri, 02 Oct 2009 00:00:00 ET 69E2492164D1439BBF705D99F4D736F8 <![CDATA[Request for Comment: CSA/IIROC Joint Consultation Paper 23-404 - Dark Pools, Dark Orders, and Other Developments in Market Structure in Canada]]> http://www.osc.gov.on.ca/en/SecuritiesLaw_csa_20091002_23-404_rfc-dark-pools.htm Fri, 02 Oct 2009 00:00:00 ET 69E2492164D1439BBF705D99F4D736F8 <![CDATA[Marco Faccone (ACM Advisors Ltd.)]]> http://www.osc.gov.on.ca/en/25799.htm Mon, 28 Sep 2009 00:00:00 ET 69E2492164D1439BBF705D99F4D736F8