Securities Law & Instruments

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OSC STAFF NOTICE 11-739 (REVISED)
POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS



The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of June 30, 2017 has been posted to the OSC Website at www.osc.gov.on.ca.

Table of Concordance

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Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous

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Reformulation

 

Instrument

Title

Status

 

 

None

 

New Instruments

 

Instrument

Title

Status

 

51-404

Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers

Published for comment April 6, 2017

 

11-739

Policy Reformulation Table of Concordance and List of New Instruments

Published April 6, 2017

 

94-101

Mandatory Central Counterparty Clearing of Derivatives

Ministerial approval published April 6, 2017

 

93-101

Derivatives: Business Conduct

Published for comment April 6, 2017

 

11-335

Notice of Local Amendments and Changes in Certain Jurisdictions

Published April 13, 2017

 

45-323

Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions

Published April 20, 2017

 

52-403

Auditor Oversight -- Issues in Foreign Jurisdictions

Published for comment April 27, 2017

 

24-101

Institutional Trade Matching and Settlement -- Amendments

Commission approval published April 27, 2017

 

91-102

Prohibition of Binary Options

Published for comment April 27, 2017

 

81-102

Investment Funds -- Amendments

Published for comment April 27, 2017

 

31-350

Guidance on Small Firms Compliance and Regulatory Obligations

Published May 18, 2017

 

33-319

Status Report on CSA Consultation Paper 33-404 Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives Toward Their Clients

Published June 1, 2017

 

45-106

Prospectus Exemptions -- Amendments relating to Reports of Exempt Distribution

Published for comment June 8, 2017

 

93-301

Derivatives Business Conduct Rule -- No Overlap with Derivatives Registration Rule Comment Period

Published June 22, 2017

 

51-530

Extension of Consultation Period -- CSA Consultation Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers

Published June 22, 2017

11-777

Notice of Statement of Priorities for Financial Year to End March 31, 2018

Published June 29, 2017

 

45-102

Resale of Securities -- Amendments

Published for comment June 29, 2017

 

31-103

Registration Requirements, Exemptions and Ongoing Registrant Obligations -- Amendments

Published for comment June 29, 2017

 

11-206

Process for Cease to be a Reporting Issuer Applications -- Amendments

Published for comment June 29, 2017

 

72-503

Distributions Outside Canada

Published for comment June 29, 2017

For further information, contact:

Darlene Watson
Project Specialist
Ontario Securities Commission
416-593-8148

July 13, 2017