Securities Law & Instruments

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OSC STAFF NOTICE 11-739 (REVISED)
POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS

The following revisions have been made to the Table of Concordance and List of New Instruments.  A full version of the Table of Concordance and List of New Instruments as of March 31, 2017 has been posted to the OSC Website at www.osc.gov.on.ca.

Table of Concordance


Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy;
3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument;
9-Miscellaneous

Reformulation

Instrument

Title

Status

 

None

 

New Instruments

Instrument

Title

Status

81-408

Consultation on the Option of Discontinuing Embedded Commissions

Published for comment January 12, 2017 (Published on the OSC Website on January 10, 2017)

11-739

Policy Reformulation Table of Concordance and List of New Instruments

Published January 12, 2017

45-322

Potential Concerns with the Structure of Rights Offerings

Published January 12, 2017

11-742

Securities Advisory Committee – Revised

Published January 12, 2017

11-334

Notice of Local Amendments and Changes in Certain Jurisdictions

Published January 19, 2017

51-347

Disclosure of cyber security risks and incidents

Published January 19, 2017

94-101

Mandatory Central Counterparty Clearing of Derivatives

Commission approval published January 19, 2017

94-102

Derivatives: Customer Clearing and Protection of Customer Collateral and Positions

Commision approval published January 19, 2017

54-305

Meeting Vote Reconciliation Process

Published January 26, 2017

23-101

Trading Rules – Amendments

Commission approval  published January 26, 2017

23-317

Order Protection Rule: Market Share Threshold for the period April 1, 2017 to March 31, 2018

Published February 2, 2017

24-315

Update on Enhanced Segregation and Portability Initiatives for Clearing Agencies Serving the Domestic Futures Markets

Published February 9, 2017

13-502

Fees – Amendments

Ministerial approval published February 16, 2017

13-503

(Commodity Futures Act) Fees – Amendments

Ministerial approval published February 16, 2017

81-102

Investment Funds – Amendments

Ministerial approval published February 16, 2017

81-101

Mutual Fund Prospectus Disclosure – Amendments

Ministerial approval published February 16, 2017

41-101

General Prospectus Requirements – Amendments

Ministerial approval published February 16, 2017

81-106

Investment Fund Continuous Disclosure – Amendments

Ministerial approval published February 16, 2017

51-348

Staff’s Review of Social Media Used by Reporting Issuers

Published March 9, 2017

51-349

Report on the Review of Investment Entities and Guide for Disclosure Improvements

Published March 16, 2017

11-777

Statement of Priorities For Financial Year to End March 31, 2018

Published for comment March 23, 2017

11-778

Behavioural Insights – Key Concepts, Applications and Regulatory Considerations

Published March 30, 2017

23-101

Trading Rule – Amendments

Ministerial approval published March 30, 2017

For further information, contact:
Darlene Watson
Project Specialist
Ontario Securities Commission
416-593-8148

April 6, 2017