Securities Law & Instruments

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OSC STAFF NOTICE 11-739 (REVISED)

POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS



The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of December 31, 2016 has been posted to the OSC Website at www.osc.gov.on.ca.

Table of Concordance

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Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous

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Reformulation

Instrument

Title

Status

 

__________

None

_______________

New Instruments

Instrument

Title

Status

 

11-737

Security Advisory Committee -- Vacancies (Revised)

Published October 20, 2016

 

11-739

Policy Reformulation Table of Concordance and List of New Instruments (Revised)

Published October 20, 2016

 

11-776

Investor Office Activity Report 2015-2016

Published November 17, 2016

 

31-347

Guidance for Portfolio Managers for Service Arrangements with IIROC Dealer members

Published November 17, 2016

 

52-723

Office of the Chief Accountant Financial Reporting Bulletin

Published November 24, 2016

 

11-333

Withdrawal of Notices

December 1, 2016

 

11-316

Notice of Local Amendments --British Columbia

Withdrawn December 1, 2016

 

11-324

Extension of Comment Period -- Implementation of Modernization of Investment Fund Product Regulation

Withdrawn December 1, 2016

 

12-307

Applications for a Decision that an Issuer is not a Reporting Issuer

Withdrawn December 1, 2016

 

21-309

Information Processor for Exchange Traded Securities other than Options

Withdrawn December 1, 2016

 

21-310

Information Processor for Corporate Debt Securities

Withdrawn December 1, 2016

 

21-314

Information Processor for Corporate Debt Securities

Withdrawn December 1, 2016

 

51-332

Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2010

Withdrawn December 1, 2016

 

51-334

Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2011

Withdrawn December 1, 2016

 

51-337

Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2012

Withdrawn December 1, 2016

 

52-402

Possible Changes to Securities Rules Relating to International Financial Reporting Standards

Withdrawn December 1, 2016

 

81-302

Sales of Mutual Funds in the Upcoming RRSP Season

Withdrawn December 1, 2016

 

81-306

Disclosure by Mutual Funds of Changes in Calculation of Management Expense Ratio

Withdrawn December 1, 2016

 

81-311

Report on Consultation Paper 81-403 Rethinking Point of Sale Disclosure for Mutual Funds and Segregated Funds

Withdrawn December 1, 2016

 

81-314

Removal of Foreign Content Restrictions for Registered Plans -- Eliminating Indirect Foreign Content Exposure in Certain RSP Funds

Withdrawn December 1, 2016

 

81-319

Status Report on the Implementation of Point of Sale Disclosure for Mutual Funds

Withdrawn December 1, 2016

 

81-321

Early Use of the Fund Facts to Satisfy Prospectus Delivery Requirements

Withdrawn December 1, 2016

 

81-322

Status Report on the Implementation of the Modernization of Investment Fund Product Regulation Project and Request for Comment on Phase 2 Proposals

Withdrawn December 1, 2016

 

33-723

Fair Allocation of Investment Opportunities -- Commodity Derivatives

Withdrawn December 1, 2016

 

81-706

Treatment of Sales Commissions in the Calculation of Net Asset Value of Labour Sponsored Investment Funds

Withdrawn December 1, 2016

 

13-315

Securities Regulatory Closed Dates 2017

Published December 8, 2016

 

21-319

Data Fees Methodology

Published December 8, 2016

 

81-102

Investment Funds -- Amendments

Commission approval published Dec. 8, 2016

 

81-101

Mutual Fund Prospectus Disclosure -- Amendments

Commission approval published Dec. 8, 2016

 

41-101

General Prospectus Requirements -- Amendments

Commission approval published Dec. 8, 2016

 

81-106

Investment Fund Continuous Disclosure -- Amendments

Commission approval published Dec. 8, 2016

 

33-318

Review of Practices Firms Use to Compensate and Provide Incentives to their Representatives

Published December 15, 2016

 

13-502

Fees -- Amendments

Commission approval published Dec. 15, 2016

 

13-503

Fees (Commodity Futures Act) -- Amendments

Commission approval published Dec. 15, 2016

For further information, contact:

Darlene Watson
Project Specialist
Ontario Securities Commission
416-593-8148

January 12, 2017