Securities Law & Instruments

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OSC STAFF NOTICE 11-739 (REVISED)

POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS



The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of September 30, 2016 has been posted to the OSC Website at www.osc.gov.on.ca.

Table of Concordance

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Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy;

3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument;

9-Miscellaneous

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Reformulation

Instrument

Title

Status

 

 

None

 

New Instruments

Instrument

Title

Status

 

31-103

Registration Requirements, Exemptions and Ongoing Registrant Obligations -- Amendments

Published for comment July 7, 2016

 

33-109

Registration Information -- Amendments

Published for comment July 7, 2016

 

33-506

(Commodity Futures Act) Registration Information -- Amendments

Published for comment July 7, 2016

 

95-401

Margin and Collateral Requirements for Non-Centrally Cleared Derivatives

Published for comment July 7, 2016

 

45-320

Exemption for Certain Foreign Issuers from the Requirement to Identify Purchasers as Registrants or Insiders in Reports of Exempt Distribution

Published July 7, 2016

 

45-106

Prospectus Exemptions -- Amendments

Commission approval published July 7, 2016

 

15-601

Whistleblower Program

Commission approval published July 14, 2016

 

51-346

Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2016

Published July 21, 2016

 

45-106

Prospectus Exemptions -- Amendments

Ministerial approval published July 21, 2016

 

33-747

Annual Summary Report for Dealers, Advisers and Investment Fund Managers -- Compliance and Registrant Regulation

Published July 28, 2016

 

11-739

Policy Reformulation Table of Concordance and List of New Instruments

Published July 28, 2016

 

51-727

Corporate Finance Branch -- 2015-2016 Annual Report

Published July 28, 2016

 

91-507

Trade Repositories and Derivatives Data Reporting -- Amendments

Ministerial approval published August 18, 2016

 

24-101

Institutional Trade Matching and Settlement -- Amendments

Published for comment August 18, 2016

 

24-402

Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment

Published for comment August 18, 2016

 

31-346

Guidance as to the Scope of the International Dealer Exemption in relation to Foreign-Currency Fixed Income Offerings by Canadian Issuers

Published September 1, 2016

 

81-104

Commodity Pools

Proposed repeal published September 22, 2016

 

81-102

Investment Funds -- Amendments

Published for comment September 22, 2016

 

81-101

Mutual Fund Prospectus Disclosure -- Amendments

Published for comment September 22, 2016

 

81-107

Independent Review Committee for Investment Funds -- Amendments

Published for comment September 22, 2016

 

41-101

General Prospectus Requirements -- Amendments

Published for comment September 22, 2016

 

81-106

Investment Fund Continuous Disclosure -- Amendments

Published for comment September 22, 2016

 

45-308

Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions -- Revised

Published September 29, 2016

 

58-308

Staff Review of Women on Boards and in Executive Officer Positions -- Compliance with NI 58-101 Disclosure of Corporate Governance Practices

Published September 29, 2016

For further information, contact:

Darlene Watson
Project Specialist
Ontario Securities Commission
416-593-8148

October 20, 2016