Securities Law & Instruments

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OSC STAFF NOTICE 11-739 (REVISED)

POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS



The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of March 31, 2016 has been posted to the OSC Website at www.osc.gov.on.ca.

Table of Concordance

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Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous

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Reformulation

Instrument

Title

Status

 

 

None

 

New Instruments

Instrument

Title

Status

 

21-316

Information Processor for Corporate Debt Securities

Published January 7, 2016

 

45-106

Prospectus Exemptions -- Amendments

Ministerial approval published January 7, 2016

 

11-742

Securities Advisory Committee (Revised)

Ministerial approval published January 7, 2016

 

52-107

Acceptable Accounting Principles and Auditing Standards -- Amendments

Ministerial approval published January 7, 2016

 

45-102

Resale of Securities -- Amendments

Ministerial approval published January 7, 2016

 

11-203

Process for Exempt Relief Applications in Multiple Jurisdictions -- Amendments

Commission approval published January 7, 2016

 

11-501

Electronic Delivery of Documents to the Ontario Securities Commission -- Amendments

Ministerial approval published January 7, 2016

 

13-502

Fees -- Amendments

Ministerial approval published January 7, 2016

 

45-102

Ontario Prospectus and Registration Exemptions -- Amendments

Ministerial approval published January 7, 2016

 

11-739

Policy Reformulation -- Table of Concordance and List of New Instruments -- Revised

Published January 14, 2016

 

52-306

Non-GAAP Financial Measures -- Revised

Published January 14, 2016

 

45-108

Crowdfunding

Ministerial approval published January 14, 2016

 

11-501

Electronic Delivery of Documents to the Ontario Securities Commission -- Amendments

Ministerial approval published January 14, 2016

 

45-501

Ontario Prospectus and Registration Exemptions -- Amendments

Ministerial approval published January 14, 2016

 

94-102

Derivatives Customer Clearing and Protection of Customer Collateral and Positions

Published for comment January 21, 2016

45-314

Updated List of Current CSA Exempt Market Initiatives (Revised)

Published January 28, 2016

 

81-729

Summary Report for Investment Fund and Structured Product Issuers

Published February 18, 2016

 

51-726

Report on Staff's Review of Insider Reporting and User Guides for Insiders and Issuers

Published February 18, 2016

 

24-102

Clearing Agency Requirements

Ministerial approval published February 18, 2016

 

94-101

Mandatory Central Counterparty Clearing of Derivatives and Proposed Companion Policy CP Mandatory Central Counterparty Clearing of Derivatives

Published for comment February 25, 2016

 

43-101CP

Standards of Disclosure for Mineral Projects -- Amendments

Published February 25, 2016

 

62-104

Take-Over Bids and Issuer Bids -- Amendments

Commission approval published February 25, 2016

 

62-203

Take-Over Bids and Issuer Bids -- Amendments

Commission approval published February 25, 2016

 

11-102

Passport System -- Amendments

Commission approval published February 25, 2016

 

13-102

System Fees for SEDAR and NRD -- Amendments

Commission approval published February 25, 2016

 

43-101

Standards of Disclosure for Mineral Projects -- Amendments

Commission approval published February 25, 2016

 

55-104CP

Insider Reporting Requirements and Exemptions -- Amendments

Commission approval published February 25, 2016

 

61-101

Protection of Minority Security Holders in Special Transactions -- Amendments

Commission approval published February 25, 2016

 

61-101CP

Protection of Minority Security Holders in Special Transactions

Commission approval published February 25, 2016

 

62-103

The Early Warning System and Related Take-Over Bid and Insider Reporting Issues -- Amendments

Commission approval published February 25, 2016

 

62-504

Take-Over Bids and issuer Bids -- Repeal

Commission approval published February 25, 2016

 

13-502

Fees -- Amendments

Commission approval published February 25, 2016

 

14-501

Definitions -- Amendments

Commission approval published February 25, 2016

 

48-501

Trading During Distributions, Formal Bids and Share Exchange Transactions -- Amendments

Commission approval published February 25, 2016

 

71-801

Implementing the Multijurisdictional Disclosure System -- Amendments

Commission approval published February 25, 2016

 

71-802

Implementing National Instrument 71-103 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers -- Amendments

Commission approval published February 25, 2016

 

91-502

Trades in Recognized Options -- Amendments

Commission approval published February 25, 2016

 

11-206

Process for Cease to be a Reporting Issuer Applications

Commission approval published March 3, 2016

 

11-207

Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions

Commission approval published March 3, 2016

 

12-202

Revocation of Certain Cease Trade Orders (replacing current NP 12-202)

Commission approval published March 3, 2016

 

12-203

Management Cease Trader Orders (replacing current NP 12-203)

Commission approval published March 3, 2016

 

11-774

Statement of Priorities -- Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2017

Published for comment March 10, 2016

 

54-304

Final Report on Review of the Proxy Voting Infrastructure and Request for Comments on Proposed Meeting Vote Reconciliation Protocols

Published for comment March 31, 2016

For further information, contact:

Darlene Watson
Project Specialist
Ontario Securities Commission
416-593-8148

April 14, 2016