Securities Law & Instruments

OSC Staff Notice 45-714
Summaries of Exempt Distribution Information


October 15, 2015

Beginning October 2015, the OSC will be posting on a regular basis summaries of reported exempt distributions on the OSC website at: http://www.osc.gov.on.ca/en/exempt-distributions-summary.htm.

The summaries are based on information contained in reports of exempt distribution (Form 45-106F1) filed with the OSC where Ontario purchasers have been identified. This is similar to the information previously reported in Chapter 8 of our Bulletin.

The summaries include the following information regarding the distribution:

  • the submission date of the report
  • the name of the issuer of the securities
  • the distribution date (or first distribution date where there are multiple distribution dates identified in a single report)
  • the amount of capital raised in Ontario, and
  • the number of purchasers in Ontario.

The summaries will be posted as Excel files to facilitate the use, search and analysis of the data by stakeholders.

Questions

Please refer your questions to any of the following:

Daphne Wong
Legal Counsel, Corporate Finance
Ontario Securities Commission
416-593-8125
dwong@osc.gov.on.ca

Melissa Schofield
Senior Legal Counsel, Investment Funds and Structured Products
Ontario Securities Commission
416-595-8777
mschofield@osc.gov.on.ca