Securities Law & Instruments

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OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments



The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of September 30, 2015 has been posted to the OSC Website at www.osc.gov.on.ca.

Table of Concordance

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Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous

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Reformulation

Instrument

Title

Status

 

 

None

 

New Instruments

Instrument

Title

Status

 

91-704

Compliance Review Plan for OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting

Published July 2, 2015

 

81-728

Use of "Index" in Investment Fund Names and Objectives

Published July 9, 2015

 

51-101

Notice of Correction -- Amendments to NI 51-101 Standards of Disclosure for Oil and Gas Activities

Published July 9, 2015

 

51-344

Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2015

Published July 16. 2015

 

11-329

Withdrawal of Notices and Revocation of Omnibus /Blanket Orders

Published July 16, 2015

 

51-725

Corporate Finance Branch -- 2015-2015 Annual Report

Published July 16, 2015

 

11-739

(Revised) Policy Reformulation Table of Concordance and List of New Instruments

Published July 23, 2015

 

45-106

Prospectus Exemptions (Amendments related to Reports of Exempt Distribution)

Published for comment August 13, 2015

 

48-501

Trading During Distribution, Formal Bids and Share Exchange Transactions

Commission approval published August 20, 2015

 

33-105

Underwriting Conflicts --Amendments

Ministerial approval published September 3, 2015

 

45-106

Prospectus Exemptions -- Amendments

Ministerial approval published September 3, 2015

 

45-501

Ontario Prospectus and Registration Exemptions -- Amendments

Ministerial approval published September 3, 2015

 

41-101

General Prospectus Requirements -- Amendments

Commission approval published September 3, 2015

 

44-101

Short Form Prospectus Distributions -- Amendments

Commission approval published September 3, 2015

 

45-106

Prospectus Exemptions -- Amendments

Commission approval published September 3, 2015

 

51-102

Continuous Disclosure Obligations -- Amendments

Commission approval published September 3, 2015

 

52-109

Certification of Disclosure in Issuers' Annual and Interim Filings -- Amendments

Commission approval published September 3, 2015

 

52-110

Audit Committees -- Amendments

Commission approval published September 3, 2015

 

58-101

Disclosure of Corporate Governance Practices -- Amendments

Commission approval published September 3, 2015

 

61-101

Protection of Minority Security Holders in Special Transactions -- Amendments

Commission approval published September 3, 2015

 

71-102

Continuous Disclosure and Other Exemptions Relating to Foreign Issuers -- Amendments

Commission approval published September 3, 2015

 

81-101

Mutual Fund Prospectus Disclosure -- Amendments

Commission approval published September 3, 2015

 

46-201

Escrow for Initial Public Offerings -- Amendments

Commission approval published September 3, 2015

 

31-715

Mystery Shopping for Investment Advice: Insights into advisory practices and the investor experience in Ontario

Published September 17, 2015

 

21-315

Next Steps in Regulation and Transparency of the Fixed Income Market

Published for comment September 17, 2015

 

31-342

Guidance for Portfolio Managers Regarding Online Advice

Published September 24, 2015

 

33-746

Annual Summary Report for Dealers, Advisers and Investment Fund Managers

Published September 24, 2015

 

45-106

Prospectus Exemptions -- Amendments

Commission approval published September 24, 2015

 

41-101

General Prospectus Requirements -- Amendments

Commission approval published September 24, 2015

 

44-101

Short Form Prospectus Distributions -- Amendments

Commission approval published September 24, 2015

 

45-102

Resale of Securities -- Amendments

Commission approval published September 24, 2015

 

45-101

Rights Offerings -- Repeal

Commission approval published September 24, 2015

For further information, contact:

Darlene Watson
Project Specialist
Ontario Securities Commission
416-593-8148

October 8, 2015