Securities Law & Instruments

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OSC STAFF NOTICE 11-739 (REVISED)

POLICY REFORMULATION
TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS



The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of December 31, 2014 has been posted to the OSC Website at www.osc.gov.on.ca.

Table of Concordance

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Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous

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Reformulation

 

Instrument

Title

Status

 

_____

None

__________

 

New Instruments

 

Instrument

Title

Status

 

52-108

Auditor Oversight -- Repeal and Replacement

Minister's approval published October 9, 2014

 

41-101

General Prospectus Requirements -- Amendments (tied to 52-108)

Minister's approval published October 9, 2014

 

51-101

Continuous Disclosure Obligations -- Amendments (tied to 52-108)

Minister's approval published October 9, 2014

 

71-102

Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (tied to 52-108)

Minister's approval published October 9, 2014

 

11-739

Policy Reformulation Table of Concordance and List of New Instruments

Published October 9, 2014

 

62-307

Update on Proposed Amendments to Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids, National Instrument 62-103 Early Warning System and Related Issues and National Policy 62-203 Take-Over Bids and Issuer Bids

Published October 16, 2014

 

58-101

Multilateral CSA Notice of Amendments to NI 58-101 Disclosure of Corporate Governance Practices

Commission approval published October 16, 2014

 

31-103

Registration Requirements, Exemptions and Ongoing Registrant Obligations -- Amendments

Commission approval published October 16, 2014

 

33-109

Registration Information -- Amendments (tied to NI 31-103)

Commission approval published October 16, 2014

 

52-107

Acceptable Accounting Principles and Auditing Standards (tied to NI 31-103)

Commission approval published October 16, 2014

 

33-506

(Commodity Futures Act) Registration Information -- Amendments (tied to NI 31-103)

Commission approval published October 16, 2014

 

23-102

Use of Client Brokerage Commissions -- Amendments (tied to NI 31-103)

Commission approval published October 16, 2014

 

24-101

Institutional Trade Matching and Settlement -- Amendments (tied to NI 31-103)

Commission approval published October 16, 2014

 

81-107

Independent Review Committee for Investment Funds -- Amendments (tied to NI 31-103)

Commission approval published October 16, 2014

 

11-737

(Revised) -- Securities Advisory Committee -- Vacancies

Published October 23, 2014

 

21-101

Marketplace Operation -- Amendments

Commission approval published October 23, 2014

 

24-102

Clearing Agency Requirements and Related Companion Policy 24-102CP

Request for comment published November 27, 2014

 

45-106

Prospectus and Registration Exemptions -- Amendments

Request for comment published November 27, 2014

 

41-101

General Prospectus Requirements -- Amendments

Request for comment published November 27, 2014

 

44-101

Short Form Prospectus Distributions -- Amendments

Request for comment published November 27, 2014

 

45-102

Resale Restrictions -- Amendments

Request for comment published November 27, 2014

 

45-101

Rights Offering -- Proposed Repeal

Request for comment published November 27, 2014

 

45-501

Ontario Prospectus and Registration Exemptions -- Amendments

Commission approval published November 27, 2014

 

13-315

(Revised) Securities Regulatory Authority Closed Dates 2015

Published December 4, 2014

 

51-101

Standards of Disclosure for Oil and Gas Activities and Companion Policy 51-101 Standards of Disclosure Oil and Gas Activities -- Amendments

Commission approval published December 4, 2014

 

52-324

Revised Glossary to NI 51-101 Standards of Disclosure for Oil and Gas Activities

Published December 4, 2014

 

51-327

Revised Guidance on Oil and Gas Disclosure

Published December 4, 2014

 

58-101

Disclosure of Corporate Governance Practices and Form 58-101F1 Corporate Governance Disclosure -- Amendments

Minister's approval published December 11, 2014

 

81-101

Implementation of the Final Stage of Point of Sale Disclosure for Mutual Funds: Pre-Sale Delivery of Fund Facts -- CSA Notice of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure and to Companion Policy 81-101CP Mutual Fund Prospectus Disclosure

Commission approval published December 11, 2014

 

41-101

General Prospectus Requirements -- Amendments (Related to Aequitas Neo Exchange Inc.)

Request for comment published December 11, 2014

 

44-101

Short Form Prospectus Distributions -- Amendments (Related to Aequitas Neo Exchange Inc.)

Request for comment published December 11, 2014

 

45-106

Prospectus and Registration Exemptions -- Amendments (Related to Aequitas Neo Exchange Inc.)

Request for comment published December 11, 2014

 

46-201

Escrow for Initial Public Offerings -- Amendments (Aequitas Neo Exchange Inc.)

Request for comment published December 11, 2014

 

51-102

Continuous Disclosure Obligations -- Amendments (Related to Aequitas Neo Exchange Inc.)

Request for comment published December 11, 2014

 

52-109

Certification of Disclosure in Issuers' Annual and Interim Filings -- Amendments (Related to Aequitas Neo Exchange Inc.)

Request for comment published December 11, 2014

 

52-110

Audit Committees -- Amendments (Related to Aequitas Neo Exchange Inc.)

Request for comment published December 11, 2014

 

58-101

Disclosure of Corporate Governance Practices -- Amendments (Related to Aequitas Neo Exchange Inc.)

Request for comment published December 11, 2014

 

61-101

Protection of Minority Security Holders in Special Transactions -- Amendments (Related to Aequitas Neo Exchange Inc.)

Request for comment published December 11, 2014

 

71-102

Continuous Disclosure and Other Exemptions Relating to Foreign Issuers -- Amendments (Related to Aequitas Neo Exchange Inc.)

Request for comment published December 11, 2014

 

81-101

Mutual Fund Prospectus Disclosure -- Amendments (Related to Aequitas Neo Exchange Inc.)

Request for comment published December 11, 2014

 

81-101

Mutual Fund Prospectus Disclosure -- Amendments

Commission approval published December 11, 2014

 

21-101

Marketplace Operation and Companion Policy 21-101CP -- Amendments

Minister's approval published December 30, 2014

 

11-742

(Revised) -- Securities Advisory Committee

Published December 30, 2014

For further information, contact:

Darlene Watson
Project Specialist
Ontario Securities Commission
416-593-8148

January 22, 2015