Stratigis Capital Advisors Inc. – s. 213(3)(b) of the LTCA

Approval

Headnote

Clause 213(3)(b) of the Loan and Trust Corporations Act -- application by manager, with no prior track record acting as trustee, for approval to act as trustee of pooled funds and future pooled funds to be managed by the applicant and offered pursuant to a prospectus exemption.

Statutes Cited

Loan and Trust Corporations Act, R.S.O. 1990, c. L.25, as am., s. 213(3)(b).

November 12, 2013

AUM Law Professional Corporation
225a MacPherson Avenue, Suite 201
Toronto, ON M4V 1A1

Attention: Soma Choudhury and Puneet Grewal

Dear Sirs/Medames:

Re:

Stratigis Capital Advisors Inc. (the "Applicant")

 

 

Application under section 213(3)(b) of the Loan and Trust Corporations Act (ON) dated September 26, 2013

 

 

Application No. 2013/0642

Further to your application dated September 26, 2013 (the "Application") filed on behalf of the Applicant, and based on the facts set out in the Application and the representation by the Applicant that the assets of Theta Strategies Absolute Return Income Fund and any other future mutual fund trusts that the Applicant may establish and manage from time to time, will be held in the custody of a trust company incorporated and licensed or registered under the laws of Canada or a jurisdiction, or a bank listed in Schedule I, II or III of theBank Act (Canada), or an affiliate of such bank or trust company, the Ontario Securities Commission (the "Commission") makes the following order:

Pursuant to the authority conferred on the Commission in clause 213(3)(b) of theLoan and Trust Corporations Act (Ontario), the Commission approves the proposal that the Applicant act as trustee of Theta Strategies Absolute Return Income Fund and any other future mutual fund trusts which may be established and managed by the Applicant from time to time, the securities of which will be offered pursuant to prospectus exemptions.

Yours truly,

"Deborah Leckman"
 
"James Turner"