Securities Law & Instruments

 PDF Version
PDF Version

NOTICE

REQUEST FOR COMMENTS

PROPROSED NATIONAL INSTRUMENT 31-103

REGISTRATION REQUIREMENTS, FORM 31-103F1,

FORM 31-103F2, FORM 31-103F3 AND COMPANION

POLICY 31-103CP REGISTRATION REQUIREMENTS

AND

PROPOSED AMENDMENTS TO

MULTILATERAL INSTRUMENT 33-109

REGISTRATION INFORMATION, FORM 33-109F1,

FORM 33-109F4 AND FORM 33-109F6

Request for Public Comment

On February 20, 2007, the Commission published on its website for a 120-day comment period the following materials, which are also being published as a print Supplement to today's Bulletin.

      • proposed National Instrument 31-103 Registration Requirements;

      • proposed Forms 31-103F1 Calculation of Excess Working Capital, 31-103F2 Submission to Jurisdiction and Appointment of Agent for Service and 31-103F3 Notice of Principal Regulator;

      • proposed Companion Policy 31-103CP Registration Requirements;

      • proposed amendments to Multilateral Instrument 33-109 Registration Information;

      • proposed amendments to Forms 33-109F1 Notice of Termination and 33-109F4 Application for Registration of Individuals and Permitted Individuals; and

      • proposed Form 33-109F6 Application for Registration as a Dealer, Adviser or Investment Fund Manager for Securities and/or Derivatives.

    We request comments on the proposed materials by June 20, 2007.

    February 23, 2007