Securities Law & Instruments

33-315 - Suitability Obligation and Know Your Product

View History
Final and Approved:
September 2, 2009 CSA Staff Notice: 33-315 - Suitability Obligation and Know Your Product
Proposals:
Related Information:
January 9, 2014 CSA Staff Notice: 31-336 - Guidance for Portfolio Managers, Exempt Market Dealers and Other Registrants on the Know-Your-Client, Know-Your-Product and Suitability Obligations
History of 33-315 - Suitability Obligation and Know Your Product
January 9, 2014 CSA Staff Notice: 31-336 - Guidance for Portfolio Managers, Exempt Market Dealers and Other Registrants on the Know-Your-Client, Know-Your-Product and Suitability Obligations
September 2, 2009 CSA Staff Notice: 33-315 - Suitability Obligation and Know Your Product