OSC Bulletin Volume 41, Issue 46 (November 15, 2018)
(published weekly on behalf of the OSC by Carswell)
Table of Contents
| Chapter 1 Notices / News Releases | 8895 | |
| 1.1 | Notices | 8895 |
| 1.1.1 | CIH Trading LLC – Notice of Correction | 8895 |
| 1.2 | Notices of Hearing | (nil) |
| 1.3 | Notices of Hearing with Related Statements of Allegations | (nil) |
| 1.4 | Notices from the Office of the Secretary | 8895 |
| 1.4.1 | Siu Mui “Debbie” Wong et al. | 8895 |
| 1.4.2 | Dennis L. Meharchand and Valt.X Holdings Inc. | 8896 |
| 1.5 | Notices from the Office of the Secretary with Related Statements of Allegations | (nil) |
| Chapter 2 Decisions, Orders and Rulings | 8897 | |
| 2.1 | Decisions | 8897 |
| 2.1.1 | Professionals’ Financial – Mutual Funds Inc. | 8897 |
| 2.1.2 | Xanthic Biopharma Inc. | 9002 |
| 2.1.3 | Sumtra Diversified Inc. | 9007 |
| 2.2 | Orders | 9012 |
| 2.2.1 | Siu Mui “Debbie” Wong et al.– ss. 127(1), 127(10) | 9012 |
| 2.2.2 | Redhawk Resources, Inc. | 9014 |
| 2.2.3 | Dennis L. Meharchand and Valt.X Holdings Inc. | 9016 |
| 2.2.4 | Dennis L. Meharchand and Valt.X Holdings Inc. – s. 127(1) | 9016 |
| 2.2.5 | Besra Gold Inc. – s. 144 | 9017 |
| 2.2.6 | Iron Bridge Resources Inc. | 9020 |
| 2.2.7 | Avidian Gold Corp. (formerly Marching Moose Capital Corporation) – s. 1(11)(b) | 9021 |
| 2.3 | Orders with Related Settlement Agreements | (nil) |
| 2.4 | Rulings | 9023 |
| 2.4.1 | Tullett Prebon Financial Services LLC – s. 38 of the CFA and s. 6.1 of Rule 91-502 Trades in Recognized Options | 9023 |
| Chapter 3 Reasons: Decisions, Orders and Rulings | 9035 | |
| 3.1 | OSC Decisions | 9035 |
| 3.1.1 | Siu Mui “Debbie” Wong et al.– ss. 127(1), 127(10) | 9035 |
| 3.2 | Director's Decisions | (nil) |
| Chapter 4 Cease Trading Orders | 9043 | |
| 4.1.1 | Temporary, Permanent & Rescinding Issuer Cease Trading Orders | 9043 |
| 4.2.1 | Temporary, Permanent & Rescinding Management Cease Trade Orders | 9043 |
| 4.2.2 | Outstanding Management & Insider Cease Trading Orders | 9043 |
| Chapter 5 Rules and Policies |
(nil) |
|
| Chapter 6 Request for Comments | (nil) | |
| Chapter 7 Insider Reporting | 9045 | |
| Chapter 9 Legislation | (nil) | |
| Chapter 11 IPOs, New Issues and Secondary Financings | 9187 | |
| Chapter 12 Registrations | 9195 | |
| 12.1.1 | Registrants | 9195 |
| Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories | (nil) | |
| 13.1 | SROs | (nil) |
| 13.2 | Marketplaces | (nil) |
| 13.3 | Clearing Agencies | (nil) |
| 13.4 | Trade Repositories | (nil) |
| Chapter 25 Other Information | (nil) | |
| 25.1 | Consents | 9197 |
| 25.1.1 | Applied Inventions Management Corp. – s. 4(b) of Ont. Reg. 289/00 under the OBCA | 9197 |
| Index | 9199 | |