OSC Bulletin Volume 41, Issue 44 (November 1, 2018)
(published weekly on behalf of the OSC by Carswell)
Table of Contents
| Chapter 1 Notices / News Releases | 8571 | |
| 1.1 | Notices | (nil) |
| 1.2 | Notices of Hearing | (nil) |
| 1.3 | Notices of Hearing with Related Statements of Allegations | 8571 |
| 1.3.1 | Keir Reynolds – ss. 127(1), 127(10) | 8571 |
| 1.4 | Notices from the Office of the Secretary | 8576 |
| 1.4.1 | Dennis L. Meharchand and Valt.X Holdings Inc. | 8576 |
| 1.4.2 | Keir Reynolds | 8576 |
| 1.4.3 | BDO Canada LLP | 8577 |
| 1.5 | Notices from the Office of the Secretary with Related Statements of Allegations | (nil) |
| Chapter 2 Decisions, Orders and Rulings | 8579 | |
| 2.1 | Decisions | 8579 |
| 2.1.1 | Société Générale Capital Canada Inc. | 8579 |
| 2.1.2 | BofAML Securities, Inc. | 8582 |
| 2.1.3 | Fiduciary Trust Company of Canada and Franklin Templeton Investments Corp. | 8590 |
| 2.1.4 | Just Energy Group Inc. | 8593 |
| 2.1.5 | Wealthsimple Inc. | 8598 |
| 2.1.6 | CI Investments Inc. et al. | 8603 |
| 2.1.7 | Greystone Managed Investments Inc. and Greystone Alternative Plus Fund | 8612 |
| 2.1.8 | Greystone Managed Investments Inc. and the Top Funds | 8620 |
| 2.1.9 | Greystone Managed Investments Inc. et al. | 8631 |
| 2.1.10 | Middlefield Limited and E Split Corp. | 8638 |
| 2.2 | Orders | 8641 |
| 2.2.1 | Dennis L. Meharchand and Valt.X Holdings Inc. | 8641 |
| 2.2.2 | BDO Canada LLP | 8641 |
| 2.2.3 | Sun Life Institutional Investments (U.S.) LLC (formerly, Sun Capital Advisers LLC)– s. 80 of the CFA | 8642 |
| 2.3 | Orders with Related Settlement Agreements | (nil) |
| 2.4 | Rulings | 8651 |
| 2.4.1 | Société Générale Capital Canada Inc.– s. 38(1) of the CFA | 8651 |
| 2.4.2 | BofAML Securities, Inc. – ss. 38 of the CFA and s. 6.1 of OSC Rule 91-502 Trades in Recognized Options | 8655 |
| 2.4.3 | CIH Trading LLC – s. 38 of the CFA | 8668 |
| Chapter 3 Reasons: Decisions, Orders and Rulings | (nil) | |
| 3.1 | OSC Decisions | (nil) |
| 3.2 | Director's Decisions | (nil) |
| Chapter 4 Cease Trading Orders | 8679 | |
| 4.1.1 | Temporary, Permanent & Rescinding Issuer Cease Trading Orders | 8679 |
| 4.2.1 | Temporary, Permanent & Rescinding Management Cease Trade Orders | 8679 |
| 4.2.2 | Outstanding Management & Insider Cease Trading Orders | 8679 |
| Chapter 5 Rules and Policies |
(nil) |
|
| Chapter 6 Request for Comments | (nil) | |
| Chapter 7 Insider Reporting | 8681 | |
| Chapter 9 Legislation | (nil) | |
| Chapter 11 IPOs, New Issues and Secondary Financings | 8743 | |
| Chapter 12 Registrations | 8749 | |
| 12.1.1 | Registrants | 8749 |
| Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories | 8751 | |
| 13.1 | SROs | (nil) |
| 13.2 | Marketplaces | 8751 |
| 13.2.1 | TSX Inc. – Notice of Proposed Amendments and Request for Comments | 8751 |
| 13.2.2 | Liquidnet Canada – Notice of Proposed Changes and Request for Comment | 8756 |
| 13.3 | Clearing Agencies | 8759 |
| 13.3.1 | CDS – Proposed Amendments to the CDS Fee Schedule – New Fees for Linkage Service with Shanghai Clearing House (SHCH Link) – OSC Staff Notice of Request for Comment | 8759 |
| 13.4 | Trade Repositories | (nil) |
| Chapter 25 Other Information | (nil) | |
| Index | 8761 | |