| Chapter 1 Notices / News Releases |
6291 |
| 1.1 |
Notices |
6291 |
| 1.1.1 |
OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments |
6291 |
| 1.2 |
Notices of Hearing |
(nil) |
| 1.3 |
Notices of Hearing with Related Statements of Allegations |
(nil) |
| 1.4 |
News Releases |
(nil) |
| 1.5 |
Notices from the Office of the Secretary |
6293 |
| 1.5.1 |
Money Gate Mortgage Investment Corporation et al. |
6293 |
| 1.6 |
Notices from the Office of the Secretary with Related Statements of Allegations |
(nil) |
| Chapter 2 Decisions, Orders and Rulings |
6295 |
| 2.1 |
Decisions |
6295 |
| 2.1.1 |
Royal National Insurance Company Ltd. |
6295 |
| 2.1.2 |
First Asset Investment Management Inc. and First Asset Morningstar US Consumer Defensive Index Fund |
6300 |
| 2.1.3 |
Canoe Financial LP |
6304 |
| 2.1.4 |
Royal Warranty Company Ltd. |
6309 |
| 2.2 |
Orders |
6313 |
| 2.2.1 |
American Express Canada Credit Corporation |
6313 |
| 2.2.2 |
Nuveen Asset Management, LLC – s. 80 of the CFA |
6314 |
| 2.2.3 |
Franklin Templeton Investments Corp. et al. – ss. 78(1) and 80 of the CFA |
6323 |
| 2.2.4 |
Shoppers Drug Mart Corporation |
6329 |
| 2.2.5 |
Money Gate Mortgage Investment Corporation et al. |
6330 |
| 2.2.6 |
Matamec Explorations Inc. |
6330 |
| 2.3 |
Orders with Related Settlement Agreements |
(nil) |
| 2.4 |
Rulings |
(nil) |
| Chapter 3 Reasons: Decisions, Orders and Rulings |
(nil) |
| 3.1 |
OSC Decisions |
(nil) |
| 3.2 |
Director's Decisions |
(nil) |
| 3.3 |
Court Decisions |
(nil) |
| Chapter 4 Cease Trading Orders |
6333 |
| 4.1.1 |
Temporary, Permanent & Rescinding Issuer Cease Trading Orders |
6333 |
| 4.2.1 |
Temporary, Permanent & Rescinding Management Cease Trade Orders |
6333 |
| 4.2.2 |
Outstanding Management & Insider Cease Trading Orders |
6333 |
| Chapter 5 Rules and Policies |
(nil)
|
| Chapter 6 Request for Comments |
(nil) |
| Chapter 7 Insider Reporting |
6335 |
| Chapter 9 Legislation |
(nil) |
| Chapter 11 IPOs, New Issues and Secondary Financings |
6413 |
| Chapter 12 Registrations |
6423 |
| 12.1.1 |
Registrants |
6423 |
| Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories |
6425 |
| 13.1 |
SROs |
6425 |
| 13.1.1 |
IIROC – Amendments Respecting the Reporting of Certain Trades to Acceptable Foreign Trade Reporting Facilities – Notice of Commission Approval |
6425 |
| 13.1.2 |
IIROC – Proposed Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Request for Comment |
6426 |
| 13.2 |
Marketplaces |
6427 |
| 13.2.1 |
CSE – Amendments to Trading System Functionality and Features – Significant Change Subject to Public Comment – Notice and Request for Comment |
6427 |
| 13.2.2 |
CSE – Application of Continued Listing Requirements – Notice of Approval |
6430 |
| 13.2.3 |
Aequitas NEO Exchange – Proposed Trading of Foreign-Listed Structured Products – OSC Staff Notice of Request for Comment |
6431 |
| 13.3 |
Clearing Agencies |
6432 |
| 13.3.1 |
CDS – Technical Amendments to CDS Procedures – Housekeeping Changes – Notice of Effective Date |
6432 |
| 13.4 |
Trade Repositories |
(nil) |
| Chapter 25 Other Information |
6433 |
| 25.1 |
Consents |
6433 |
| 25.1.1 |
Montan Mining Corp. – s. 4(b) of Ont. Reg. 289/00 under the OBCA |
6433 |
| Index |
|
6435 |
