Securities Law & Instruments

OSC Bulletin Volume 41, Issue 26 (June 28, 2018)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 3783
1.1 Notices 3783
1.1.1 CSA Staff Notice 21-324 Information Processor for Exchange-Traded Securities other than Options 5253
1.2 Notices of Hearing 3784
1.2.1 Trans-Atlantic Direct et al. – ss. 127(7) and 127(8) 5257
1.3 Notices of Hearing with Related Statements of Allegations 3785
1.3.1 Natural Bee Works Apiaries Inc. et al. – ss. 127(1) and 127.1 5258
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 3795
1.5.1 Donald Mason 5263
1.5.2 Trans-Atlantic Direct et al. 5263
1.5.3 Inverlake Property Investment Group Inc. et al. 5264
1.5.4 Natural Bee Works Apiaries Inc. et al. 5264
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 3799
2.1 Decisions 3799
2.1.1 Mackenzie Financial Corporation et al. 5265
2.1.2 DXC Technology Company 5275
2.1.3 Kroll Bond Rating Agency, Inc. 5279
2.1.4 Boralex Inc. 5284
2.1.5 E Split Corp. 5286
2.1.6 Norrep Capital Management Ltd. and the Funds Listed in Schedule A 5288
2.2 Orders 3828
2.2.1 Student Transportation Inc. – s. 1(6) of the OBCA 5290
2.2.2 Kennady Diamonds Inc. – s. 1(6) of the OBCA 5291
2.2.3 Nuuvera Inc. – s. 1(6) of the OBCA 5292
2.2.4 Allbanc Split Corp. – s. 1(6) of the OBCA 5293
2.2.5 Donald Mason – s. 8 5394
2.2.6 Trans-Atlantic Direct et al. – ss. 127(1) and 127(5) 5294
2.2.7 Inverlake Property Investment Group Inc. et al. – ss. 127(1) and 127(10) 5296
2.2.8 Kroll Bond Rating Agency, Inc. 5297
2.2.9 AllBanc Split Corp. 5300
2.2.10 Quest Rare Minerals Ltd. 5301
2.2.11 TSX Inc. – s. 21.2.3 5303
2.3 Orders with Related Settlement Agreements 3833
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 3841
3.1 OSC Decisions 3841
3.1.1 Inverlake Property Investment Group Inc. et al. – ss. 127(1) and 127(10) 5309
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 3851
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 3851
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 3851
4.2.2 Outstanding Management & Insider Cease Trading Orders 3851
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 3953
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings

3925

Chapter 12 Registrations 3933
12.1.1 Registrants 3933
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 3835
13.1 SROs (nil)
13.1.1 IIROC – Proposed Amendments Respecting Client Identifiers – Request for Comment 5411
13.2 Marketplaces 3935
13.2.1 Nasdaq CXC Limited – Introduction of New Dark Order Types for CXD Trading Book – Notice of Approval 5412
13.3 Clearing Agencies 3944
13.3.1 CDS – Proposed Amendments to the CDS Fee Schedule Re CNS Liquidity Facility – Notice of Commission Approval 5413
13.4 Trade Repositories (nil)
Chapter 25 Other Information 5415
25.1 Consents 5415
25.1.1 Concordia International Corp. – s. 4(b) of Ont. Reg. 289/00 under the OBCA 5415
25.1.2 Razore Rock Resources Inc. – s. 4(b) of Ont. Reg. 289/00 under the OBCA 5417
25.1.3 HIT Technologies Inc. – s. 4(b) of Ont. Reg. 289/00 under the OBCA 5419
Index 3945