Securities Law & Instruments

OSC Bulletin Volume 41, Issue 22 (May 31, 2018)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 4299
1.1 Notices 4299
1.1.1 CSA Staff Notice 94-303 Variation, Amendment, or Revocation and Replacement of Blanket Orders Exempting Certain Counterparties from the Requirement to Submit a Mandatory Clearable Derivative for Clearing and Update on Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives 4299
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations 4302
1.3.1 Global RESP Corporation– ss. 127(1), 127.1 4302
1.3.2 Issam El-Bouji – ss. 127(1) and (2), 127.1 4305
1.3.3 Klaas Vantooren – ss.127(1), 127(10) 4310
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 4315
1.5.1 Global RESP Corporation 4315
1.5.2 Dennis Wing 4315
1.5.3 Dennis L. Meharchand and Valt.X Holdings Inc. 4316
1.5.4 Issam El-Bouji 4316
1.5.5 Klaas Vantooren 4317
1.5.6 Global RESP Corporation 4317
1.6 Notices from the Office of the Secretary with Related Statements of Allegations 4318
1.6.1 Donna Hutchinson et al. 4318
Chapter 2 Decisions, Orders and Rulings 4325
2.1 Decisions 4325
2.1.1 Capital International Asset Management (Canada), Inc. and Capital Group World Bond FundSM (Canada) 4325
2.1.2 AGF Investments Inc. and AGF Monthly High Income Fund 4328
2.1.3 RP Investment Advisors LP and RP Strategic Income Plus Fund 4333
2.2 Orders 4335
2.2.1 Dennis L. Meharchand and Valt.X Holdings Inc. – s. 127(1) 4335
2.2.2 The Jean Coutu Group (PJC) Inc. 4336
2.3 Orders with Related Settlement Agreements 4337
2.4 Rulings 4353
2.4.1 Marex Spectron International Limited – s. 38 of the CFA 4353
Chapter 3 Reasons: Decisions, Orders and Rulings 4365
3.1 OSC Decisions 4365
3.1.1 Dennis Wing – ss. 127, 127.1 4365
3.1.2 Global RESP Corporation – ss. 127, 127.1 4369
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 4371
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 4371
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 4371
4.2.2 Outstanding Management & Insider Cease Trading Orders 4371
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 4373
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 4441
Chapter 12 Registrations 4455
12.1.1 Registrants 4455
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 4457
13.1 SROs (nil)
13.2 Marketplaces 4457
13.2.1 TSX – Amendments to TSX Company Manual – Request for Comments 4457
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 4479