Securities Law & Instruments

OSC Bulletin Volume 40, Issue 44 (November 2, 2017)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


1.1 Notices 8803
1.1.1 OSC Staff Notice 11-737 (Revised) – Securities Advisory Committee – Vacancies 8803
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations 8805
1.3.1 Lance Sandford Cook and CBM Canada’s Best Mortgage Corp.– ss. 127(1), 127(10) 8805
1.3.2 Vicky Dancho (also known as Ju Huang)– ss. 127(1), 127(10) 8811
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 8814
1.5.1 Hanane Bouji et al. 8814
1.5.2 Lance Sandford Cook and CBM Canada’s Best Mortgage Corp. 8814
1.5.3 Vicky Dancho (also known as Ju Huang) 8815
1.6 Notices from the Office of the Secretary with Related Statements of Allegations 8816
1.6.1 Benedict Cheng et al. 8816
Chapter 2 Decisions, Orders and Rulings 8665
2.1 Decisions 8665
2.1.1 Canadian Imperial Bank of Commerce and The PrivateBank and Trust Company 8823
2.1.2 CI Investments Inc. et al. 8827
2.2 Orders 8833
2.2.1 Pacific Insight Electronics Corp. 8833
2.2.2 Unigestion SA – s. 80 of the CFA 8835
2.3 Orders with Related SettlementAgreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders andRulings 8845
3.1 OSC Decisions 8845
3.1.1 Hanane Bouji et al. – s. 8(3) 8845
3.2 Director’s Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 8857
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 8857
4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders 8857
4.2.2 Outstanding Management & Insider Cease Trading Orders 8857
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 8859
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 8923
Chapter 12 Registrations 8935
12.1.1 Registrants 8935
Chapter 13 SROs, Marketplaces, Clearing Agencies and Trade Repositories 8937
13.1 SROs (nil)
13.2 Marketplaces 8937
13.2.1 Aequitas NEO Exchange Inc. – Proposed Amendments to Listing Manual – OSC Staff Notice and Request for Comment 8937
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information 8939
25.1 Consents 8939
25.1.1 22 Capital Corp. – s. 4(b) of Ont. Reg. 289/00 under the OBCA 8939
Index