Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)


(published weekly on behalf of the OSC by Carswell)


Volume 35, Issue 23
-- June 7, 2012 --

Table of Contents
Chapter 1 Notices / News Releases 5091
1.1 Notices 5091
1.1.1 Current Proceedings Before The Ontario Securities Commission 5091
1.2 Notices of Hearing 5100
1.2.1 David Charles Phillips and John Russell Wilson – ss. 127(1), 127.1 5100
1.3 News Releases 5106
1.3.1 OSC Panel Issues Sanctions Against Sextant Capital Management Inc., Sextant Capital GP Inc., Otto Spork, Konstantinos Ekonomidis and Natalie Spork for Breaches of the Securities Act 5106
1.4 Notices from the Office of the Secretary 5107
1.4.1 Paul Azeff et al. 5107
1.4.2 Shallow Oil & Gas Inc. et al. 5107
1.4.3 Bunting & Waddington Inc. et al. 5108
1.4.4 David Charles Phillips 5108
1.4.5 Nicholas David Reeves 5109
1.4.6 Sextant Capital Management Inc. et al. 5109
1.4.7 David Charles Phillips and John Russell Wilson 5110
1.4.8 Juniper Fund Management Corporation et al. 5110
1.4.9 Peter Sbaraglia 5111
1.4.10 Morgan Dragon Development Corp. et al. 5111
Chapter 2 Decisions, Orders and Rulings 5113
2.1 Decisions 5113
2.1.1 Energy Fuels Inc. 5113
2.1.2 Energy Fuels Inc. 5116
2.1.3 Gain Capital – FOREX.com Canada Ltd. et al. 5121
2.1.4 March Networks Corporation – s. 1(10) 5129
2.1.5 Sea Dragon Energy Inc. 5130
2.1.6 MFC Industrial Ltd. 5132
2.2 Orders 5135
2.2.1 Shallow Oil & Gas Inc. et al. – s. 127 5135
2.2.2 Bunting & Waddington Inc. et al. 5139
2.2.3 David Charles Phillips – ss. 127(1), 127(8) 5139
2.2.4 Nicholas David Reeves – ss. 127(1), 127(10) 5140
2.2.5 Sextant Capital Management Inc. et al. – ss. 127, 127.1 5143
2.2.6 Juniper Fund Management Corporation et al. 5145
2.2.7 Juniper Fund Management Corporation et al. 5148
2.2.8 Peter Sbaraglia 5150
2.2.9 Morgan Dragon Development Corp. et al. – s. 127 5151
2.2.10 TJR Coatings Inc. – s. 144 5152
2.3 Rulings 5155
2.3.1 Hartford Investment Management Company – s. 74(1) 5155
2.3.2 Liberty Mutual Group Asset Management Inc. – s. 74(1) 5157
Chapter 3 Reasons: Decisions, Orders and Rulings 5159
3.1 OSC Decisions, Orders and Rulings 5159
3.1.1 Paul Azeff et al. 5159
3.1.2 Sextant Capital Management Inc. et al. – ss. 127, 127.1 5213
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 5223
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 5223
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 5223
4.2.2 Outstanding Management & Insider Cease Trading Orders 5223
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 5225
Chapter 8 Notice of Exempt Financings 5289
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 5289
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 5293
Chapter 12 Registrations 5303
12.1.1 Registrants 5303
Chapter 13 SROs, Marketplaces, and Clearing Agencies (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information (nil)
Index 5305