Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)


(published weekly on behalf of the OSC by Carswell)


Volume 35, Issue 20
-- May 17, 2012 --

Table of Contents
Chapter 1 Notices / News Releases 4637
1.1 Notices 4637
1.1.1 Current Proceedings Before The Ontario Securities Commission 4637
1.1.2 Notice of Correction – Alpha Exchange Inc. – s. 101.2 4646
1.2 Notices of Hearing 4647
1.2.1 Frank Andrew Devcich and Gobinder Kular Singh – ss. 127(1), 127(10) 4647
1.3 News Releases 4647
1.3.1 OSC Publishes Proposed Recognition Orders Related to Maple Application 4647
1.4 Notices from the Office of the Secretary 4648
1.4.1 Richvale Resource Corporation et al. 4648
1.4.2 Abel Da Silva 4648
1.4.3 Frank Andrew Devcich and Gobinder Kular Singh 4649
1.4.4 David Charles Phillips 4649
Chapter 2 Decisions, Orders and Rulings 4651
2.1 Decisions 4651
2.1.1 John Deere Capital Corporation and John Deere Canada Funding Inc. 4651
2.1.2 John Deere Capital Corporation and John Deere Credit Inc. 4657
2.1.3 Atlantic Power Limited Partnership and Atlantic Power Corporation 4664
2.1.4 Frontera Copper Corporation 4668
2.1.5 AGF Investments Inc. 4670
2.1.6 Driehaus Capital Management LLC 4675
2.1.7 AlphaPro Management Inc. et al. 4676
2.1.8 Northern Precious Metals 2010 Limited Partnership and Northern Precious Metals Management Inc. 4679
2.1.9 Cominar Real Estate Investment Trust 4681
2.1.10 Minefinders Corporation Ltd. – s. 1(10) 4684
2.1.11 Macquarie Emerging Markets Infrastructure Income Fund and Connor, Clark & Lunn Capital Markets Inc. 4685
2.1.12 Lysander Funds Limited et al. 4687
2.2 Orders 4689
2.2.1 David Charles Phillips – ss. 127(1), 127(5) 4689
2.3 Rulings 4691
2.3.1 Barometer Capital Management Inc. et al. – ss. 74(1), 144(1) 4691
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions, Orders and Rulings (nil)
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 4695
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 4695
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 4695
4.2.2 Outstanding Management & Insider Cease Trading Orders 4695
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 4697
Chapter 8 Notice of Exempt Financings 4763
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 4763
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 4771
Chapter 12 Registrations 4777
12.1.1 Registrants 4777
Chapter 13 SROs, Marketplaces, and Clearing Agencies 4777
13.1 SROs (nil)
13.2 Marketplaces 4779
13.2.1 CNSX Markets Inc. – Notice of Completion of Staff Review of Proposed Changes – Changes to Order Allocation Methodology for Jitney Trades 4779
13.3 Clearing Agencies (nil)
Chapter 25 Other Information 4781
25.1 Exemptions 4781
25.1.1 Horizons Morningstar Hedge Fund Index ETF – s. 19.1 of NI 41-101 General Prospectus Requirements 4781
25.1.2 HAP Nexus Hedge Fund Replication Trust – s. 19.1 of NI 41-101 General Prospectus Requirements 4781
Index 4783