Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)


(published weekly on behalf of the OSC by Carswell)


Volume 35, Issue 17
-- April 26, 2012 --

Table of Contents
Chapter 1 Notices / News Releases 4065
1.1 Notices 4065
1.1.1 Current Proceedings Before The Ontario Securities Commission 4065
1.1.2 CSA Staff Notice 45-308 – Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus and Registration Exemptions 4074
1.2 Notices of Hearing 4078
1.2.1 Trapeze Asset Management Inc. et al. – ss. 127, 127.1 4078
1.2.2 New Solutions Capital Inc. et al. – ss. 127(7), 127(8) 4079
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 4080
1.4.1 Trapeze Asset Management Inc. et al. 4080
1.4.2 Irwin Boock et al. – ss. 127, 127.1 4081
1.4.3 Morgan Dragon Development Corp. et al. 4081
1.4.4 HEIR Home Equity Investment Rewards Inc. et al. 4082
1.4.5 Frank Andrew Devcich and Gobinder Kular Singh 4082
1.4.6 North American Financial Group Inc. et al. 4083
1.4.7 Nicholas David Reeves 4083
1.4.8 New Solutions Capital Inc. et al. 4084
1.4.9 David M. O’Brien 4084
1.4.10 Normand Gauthier et al. 4085
Chapter 2 Decisions, Orders and Rulings 4087
2.1 Decisions 4087
2.1.1 Arkema S.A. 4087
2.1.2 Lakeside Steel Inc. – s. 1(10) 4092
2.2 Orders 4093
2.2.1 Bay Terrace Limited Partnership – s. 1(10) 4093
2.2.2 Irwin Boock et al. – ss. 127, 127.1 4093
2.2.3 Morgan Dragon Development Corp. et al. – s. 127 4095
2.2.4 HEIR Home Equity Investment Rewards Inc. et al. – ss. 127(1), 127.1 4096
2.2.5 Frank Andrew Devcich and Gobinder Kular Singh 4098
2.2.6 North American Financial Group Inc. et al. – s. 127 4098
2.2.7 Nicholas David Reeves – s. 127 4099
2.2.8 LMS Medical Systems Inc. – s. 144 4099
2.2.9 David M. O’Brien 4102
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 4105
3.1 OSC Decisions, Orders and Rulings 4105
3.1.1 Christopher Veigas Couto – s. 31 4105
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 4109
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 4109
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 4109
4.2.2 Outstanding Management & Insider Cease Trading Orders 4109
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 4111
Chapter 8 Notice of Exempt Financings 4185
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 4185
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 4191
Chapter 12 Registrations 4197
12.1.1 Registrants 4197
Chapter 13 SROs, Marketplaces, and Clearing Agencies 4199
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies 4199
13.3.1 CDS – Notice and Request for Comment – Material Amendments to CDS Procedures – Modification to the CDSX interface to the CDCC fixed income CCP 4199
Chapter 25 Other Information (nil)
Index 4203